AVOIDING THE VOID:
The Lack of Self in Psychotherapy and Buddhism
by David R. Loy
The Journal of Transpersonal Psychology
Volume 24, Number 2
1992
pp.151-180
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The drugs that people take for non-medicinal reasons do more than
numb pain or enhance pleasure or induce perceptual distortions.
They are a weapon against the void. In his book on opium, Jean
Cocteau wrote that every human activity "takes place in an express
train hurtling towards death." To take drugs, he proposed, is to
get off that train. The potent illusion that drugs provide is
called upon when the more commonplace illusions fail, and
especially when life appears as nothing more than the conduit
between birth and death. (Luc Sante)(1)
Sante's point provides a welcome balance to all the moralizing in "the
war on drugs". It also suggests that if we seriously want to address
the drug problem (preeminently alcohol, of course) we should consider
not only how but why we run away from the void.
Cocteau sees our problem as death, an understanding consistent with
much of the best recent work in psychotherapy. Existential
psychologists such as Ernest Becker and Irvin Yalom believe that our
primary repression is not sexual wishes, as Freud believed, but the
awareness that we are going to die. This paper, however, will offer an
interpretation of Buddhism that makes a subtle yet significant
distinction between fear of death and dread of the void: our worst
problem is not death, a fear which still keeps the feared thing at a
distance by projecting it into the future, but the more immediate and
terrifying (because quite valid) suspicion each of us has that "I" am
not real right now.
Sakyamuni Buddha did not use psychoanalytic terms, but in trying to
understand the Buddhist claim about anatman, the denial of self, we
can benefit from the concept of repression and the return of the
repressed in symbolic form. If something (a mental wish, accord-
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ing to Freud) makes me uncomfortable and I do not want to cope with it
consciously, I can choose to ignore or "forget" it. This allows me to
concentrate on something else, yet what has been repressed tends to
return to consciousness anyway. What is not consciously admitted into
awareness irrupts in obsessive ways -- symptoms -- that affect
consciousness with precisely those qualities it strives to exclude.
What might this imply about anatman?
Buddhism analyzes the sense- of-self into sets of impersonal mental
and physical phenomena, whose interaction creates the illusion of
self-consciousness -- i.e., that consciousness is the attribute of a
self. The death-repression emphasized by existential psychology
transforms the Oedipal complex into what Norman Brown calls an Oedipal
project: the attempt to become father of oneself, i.e., one's own
origin. The child wants to conquer death by becoming the creator and
sustainer of his/her own life. Buddhism agrees with this but shifts
the emphasis: the Oedipal project is more the attempt of the
developing sense-of-self to attain autonomy, like Descartes'
supposedly self-sufficient consciousness. It is the quest to deny
one's groundlessness by becoming one's own ground: the ground
(socially conditioned and maintained but nonetheless illusory) we know
as being an independent person.
If so, the Oedipal project derives from our intuition that
self-consciousness is not something "self- existing" (svabhava) but a
mental construct. Consciousness is more like the surface of the sea:
dependent on unknown depths that it cannot grasp because it is a
manifestation of them. The problem arises when this conditioned
consciousness wants to ground itself -- i.e., to make itself real. If
the sense-of-self is a construct, it can attempt to real-ize itself
only by objectifying itself in some fashion in the world. The ego-self
is this never-ending project to objectify oneself, something
consciousness can no more do than a hand can grasp itself or an eye
can see itself.
The consequence of this perpetual failure is that the sense-of-self
has, as its inescapable shadow, a sense-of-lack, which it always tries
to escape. In deconstructive terms, the ineluctable trace of
nothingness in our being, of death in our life, is a feeling of lack.
The return of the repressed in the distorted form of a symptom shows
us how to link this basic yet hopeless project with the symbolic ways
we try to make ourselves real in the world. We experience this deep
sense of lack as the feeling that "there is something wrong with me,"
but of course that feeling manifests, and we respond to it, in many
different ways. In its "purer" forms lack appears as an ontological
guilt or anxiety that becomes almost unbearable because it gnaws on
one's very core. For that reason ontological guilt wants to become
guilt for something, because we then know how to atone for it; and
anxiety is eager to objectify into
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fear of something, because we have ways to defend ourselves against
feared things.
The problem with objectifications is that no object can ever satisfy
if it's not really an object we want. When we do not understand what
is actually motivating us -- because what we think we want is only a
sym ptom of something else (according to Buddhism, our desire to
become real, which is essentially a spiritual yearning) -- we end up
compulsive. Then the neurotic's anguish and despair are not the result
of his symptoms but their source; those symptoms are necessary to
shield him from the tragedies that the rest of us are better at
repressing: death, meaninglessness, groundlessness. "The irony of
man's condition is that the deepest need is to be free of the anxiety
of death and annihilation; but it is life itself which awakens it, and
so we must shrink from being fully alive."(Becker,1973,pp.181-82).(2)
From the Buddhist perspective, if the autonomy of self-consciousness
is a delusion which can never quite shake off its shadow-feeling that
"something is wrong with me," it will need to rationalize that sense
of inadequacy somehow.
Such a critique shifts our focus from the terror of future
annihilation to the anguish of a groundless- ness experienced now. On
this account, even fear of death and desire for immortality symbolize
something else; they become symptomatic of our vague intuition that
the ego-self is not a hard-core of consciousness but a mental
construction, the axis of a web spun to hide the void. Those whose
constructions are badly damaged, the mad, are uncomfortable to be with
because they remind us of that fact.
This paper will argue for the above position in two ways. First we
shall look at what psychotherapy has discovered about guilt, anxiety
and projection, to see if they may be understood as different symp-
toms manifesting the same problem: a repressed sense-of-lack that is
intrinsic to the sense-of-self.
This will be followed by a Buddhist interpretation of lack, which
agrees with much of the psychotherapeutic understanding of our
situation but offers a way to resolve our unhappy state. Buddhism
traces human suffering (duhkha) back to desire and ignorance, and
relates all of them to our lack of self. The sense-of-self is
deconstructed into interacting mental and physical processes, whose
relativity leads to post-structuralist conclusions: the supposedly
simple self is an economy of forces. The Buddhist solution to its lack
is simple although not easy: if it is nothingness we dread, then we
should become no-thing. The dichotomy between being and nonbeing can
be conflated by yielding to the side we have been rejecting. In
ceasing to deny my groundlessness I discover, paradoxically, that
utter groundlessness (nonbeing) is equivalent to full groundedness
(being). This reveals that from the very beginning
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there has never been any real lack, because there has never been any
self- existing self apart from the world. The problem of desire is
solved when the "bad infinity" of unsatisfiable lack transforms into a
"good infinity" which needs nothing and therefore can freely become
anything.
GUILT
Guilt has become an immense problem for modern man, and it seems to be
getting worse. In Civilization and its Discontents(1930/1989,p.97)
Freud understands a heightening sense of guilt as the price we pay for
advances in human culture, but the price is so high that guilt has now
become "the most important problem in the development of
civilization." Norman O. Brown(1961) sees social organization as a
structure of shared guilt: the burden is so heavy it must be shared in
order to be expiated collectively. According to Otto Rank, (1958,
p.194) contemporary man is neurotic because he suffers from a
consciousness of sin just as much as premodern man did, but without
believing in the religious conception of sin, which leaves us without
a means of expiation. In the rituals of archaic man a sense of
indebtedness was balanced by the belief that the debt could be repaid;
today we are oppressed by the realization that the burden of guilt is
unpayable. Even the possibility of expiation is denied us when we are
not aware that what is bothering us is guilt. Hence unconscious guilt
accumulates individually and collectively, with consequences that
periodically become disastrous. Is this the price of progress, or do
we have a bad conscience about what we are doing to each other -- and
to the earth? Or should the source of our guilt be distinguished from
the reasons we invent to rationalize it?
Freud traced guilt back to the biologically-transmitted memory of a
prehistoric primal deed, sons banding together to kill their
autocratic father. With each generation this process is internalized
anew in the Oedipal complex; the same instinctive wishes recur and
cannot be concealed from the superego, producing guilt. The child has
death- wishes toward parents yet is also dependent upon their love.
Freud saw a parallel between the libidinal development of an
individual and the socializing process of civiliza- tion: both require
the internalization of a superego, leading to inevitable conflict with
instinctual urges.
It is fascinating to observe the primal deed reenacted with Freud as
psychoanalytic father and Jung, Adler, etc. as the rebellious sons.
Just as striking is that Freud the secularized Jew locates the
beginnings of our "original sin" in a moral infringement against the
Father which occurred at the beginning of history and has been passed
down biologically since then. As in the Old Testament, we
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are not personally at fault for the initial violation, yet we inherit
the consequences. Likewise, we cannot help it that in infancy we
develop death-wishes toward our parents, but, given that such death
wishes arise toward the ones who nurture us, guilt is an
understandable reaction. Both myths explain the origin of
guilt-feelings by giving us moral reasons which parallel the way guilt
is believed to operate in everyday life: when we do (or want to do)
something wrong, we feel bad about it. The mechanism is presumed to be
the same. Original sin may be proto- historical, biologically
inherited, pre-conscious, yet it is only a repressed version of what
happens whenever we infringe against the natural order. In terms of
the distinction that the next paragraph will make between neurotic and
ontological guilt, all guilt is neurotic for Genesis and Freud because
we have all sinned.
If, however, the Oedipal project is the sense-of-self's attempt to
become self-grounding and to end its dependence on others by becoming
autonomous (i.e., self- conscious), then the guilt that arises need
not be traced back to ambivalent wishes, for it has a more primordial
origin in the sense of lack inevitably deriving from the repressed
intuition of self- consciousness that it does not self-exist. Such
basic "guilt" is not neurotic but ontological. It is not a consequence
of something I have done, but of the fact that I am-- yet only "sort
of". Ontological guilt arises from the contradiction between this
socially- conditioned sense that I am and the suspicion that I am not.
Their clash is the sense-of- lack, which generates the I should be...
The tragedy is that I "awaken" into being only to be confronted by my
lack of being. Schizophrenics feel guilty just for existing because
this contradiction is less repressed for them.
The prehistories of Genesis and Freud's primal deed mythologize the
fact that this mode of awareness is not some natural way of
experiencing the world but historically-conditioned. According to
Erich Neumann(1973), the full emergence of the ego abolishes the
original paradisal situation; this "is experienced as guilt, and
moreover as original guilt, a fall." The evolution of homo sapiens
into self- consciousness alienated the human species from the rest of
the world, which became objectified for us as we became subjects
looking out at it. This original sin is passed down to every
generation as the linguistically-conditioned and socially-maintained
delusion that each of us is a consciousness existing separately from
the world. Yet if this is a conditioning it raises the possibility of
a deconditioning, or a reconditioning.
Why do we need to feel guilty, and accept suffering, sickness and
death as condign punishment? What role does that guilt play in
determining the meaning of our lives? I think the best answer comes
not from Freud but from an existentialist. "Original sin: a new
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sense has been invented for pain." (Nietzsche) Even the feeling of
wrongdoing gives us some sense of control over our own destinies,
because an explanation has been provided for our sense of lack. "The
ultimate problem is not guilt but the incapacity to live. The illusion
of guilt is necessary for an animal that cannot enjoy life, in order
to organize a life of nonenjoyment."(Brown, 1961, p.270). In The
Genealogy of Morals Nietzsche observes that man will suffer readily if
he is given a reason for his suffering. Since nothing is more painful
to endure than pure lack, we need to project it onto something,
because only thus can we get a handle on it. If that object is found
outside we react with anger, if directed inside it becomes guilt
(introjected anger, according to psychoanalysis). In "Some Character
Types met with in Psycho-analytic Work" (1916), Freud describes
"criminals from a sense of guilt" whose guilt feelings are so powerful
that committing a misdeed actually brings relief -- which makes sense,
if what they crave is something specific to be able to atone for.
"Guilt implies responsibility; and however painful guilt is, it may be
preferable to helplessness."(Schmideberg,1956,p.476). We are all too
familiar with collective examples of the other blaming system: racism,
anti- semitism, nationalism, etc. If social organization is a
structure of shared guilt, what better solution to one's communal
sense of lack than to project it onto a communal scapegoat? This is
the ressentiment that Nietzsche(1968a;1968b) detected in the soul of
modern man:
The spirit of revenge: my friends, that, up to now, has been
mankind's chief concern; and where there was suffering, there was
always supposed to be punishment.
As far as man has thought, he has introduced the bacillus of
revenge in things. He has even made God ill with it, he has
deprived existence in general of its innocence.
This reveals the problem with postulating an original sin as the
ultimate cause of our suffering: instead of helping us end our
sense-of-lack, it reifies our lack by providing it with a pedigree. It
also maintains the institutions, religious and otherwise, that claim
to have control over its absolution.
In contrast, Buddhism does not reify the sense of lack into an
original sin, even though our problems with attachment and ignorance
are historically-conditioned. This is an important way nondualisms
like Buddhism differ from theism. If you believe in an all-loving,
all- powerful God, our suffering can be justified only by postulating
a primal act of disobedience against Him. Sakyamuni Buddha declared
that he was not interested in the metaphysical issue of origins, and
emphasized that he had one thing only to teach: duhkha and the end of
duhkha, our suffering now and the path to end that suffering. This
means the
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Buddhist path is nothing other than a way to resolve our sense of
lack. Since there was no primeval offense and no expulsion from the
Garden, our situation turns out to be paradoxical: the actual problem
is our deeply-repressed fear that our groundlessness/no- thing-ness is
a problem. When I stop trying to fill up that hole at my core by
vindicating or real-izing myself in some symbolic way, something
happens to it -- and me.
This is easy to misunderstand, for the letting-go that is necessary is
not directly accessible to consciousness. The ego cannot absolve its
own lack because the ego is the other side of that lack. When
ontological guilt is experienced more "purely" -- as the unobjectified
feeling that "something is wrong with me" -- there seems to be no way
to cope with it, so normally we become conscious of it as the neurotic
guilt of "not being good enough" in this or that particular way. For
Buddhism, the guilt expended in these situations should be converted
back into ontological guilt, and that guilt must be endured without
evasion; the method for doing this is simply nondual awareness, which
meditation cultivates. The result is that one becomes profoundly
guilty and feels completely worthless, not because of anything one has
done but simply because one is. Letting-go of the mental devices that
sustain my self-esteem, I stand alone and vulnerable. Such guilt,
experienced in or rather as the core of one's being, cannot be
resolved by the ego-self; there is nothing one can do with it except
be conscious of it and bear it and let it burn itself out, like a fire
that exhausts its fuel, which in this case is the sense- of-self. If
we cultivate the ability to dwell as it, then ontological guilt,
finding nothing else to be guilty for, consumes the sense-of-self and
thereby itself too.
Anxiety
It can be no coincidence that everything just said about guilt must
now be restated in terms of anxiety. The first seems to be a more
limited case of the second. Even ontological guilt has an object:
one's own sense of self, for it is the self that the self feels bad
about. In anxiety, however, lack attains its originary form, which is
formless. Cultivating such objectless anxiety is the most direct route
to realizing our own formlessness.
Freud gradually realized that anxiety is at the heart of the
humanization process. He first understood anxiety as a byproduct of
repression but soon reversed himself. "It was not the repression that
created the anxiety; the anxiety was there earlier and created the
repression." This makes ego rather than libido the locus of anxiety.
Although Freud emphasized that his concept of the unconscious was
derived from the theory of repression, he never suc-
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ceeded in answering to his own satisfaction why there is repression in
the first place. In neurotic phobias the symptom has been constructed
in order to avoid an outbreak of anxiety, which traces neurosis and
repression back to anxiety. But that just pushes the problem back a
step:
We have once more come unawares upon the riddle which has so often
confronted us: whence does neurosis come -- what is its ultimate,
its own peculiar raison d'etre? After tens of years of
psycho-analytic labors, we are as much in the dark about this
problem as we were at the start.(Freud, 1923/1989)
In the next generation Harry Stack Sullivan had the most to say about
anxiety, and he perceived an essential connection between it and the
formation of the self. Anxiety originally arises out of the infant's
apprehension of the disapproval of significant persons in his world.
Like Freud, Sullivan viewed anxiety as "cosmic," something that
invades us totally, and the self is formed out of the infant's
necessity to deal with such anxiety-creating experiences, to defend
against that anxiety. The self "comes into being as a dynamism to
preserve the feeling of security." This pertains not only to behavior
but to awareness itself:
The self comes to control awareness, to restrict one's
consciousness of what is going on in one's situation very largely
by the instrumentality of anxiety, with, as a result, a
dissociation from personal awareness of those tendencies of the
personality which are not included or incorporated in the approved
structure of the self(Sullivan, in May, 1977,pp.145-46)
We could not ask for a clearer formulation: it is not merely that
something is denied, for that denial is what constitutes the self. So
much for the nobility of Cartesian ego- consciousness: the
sense-of-self is reduced from the locus of rationality to a pattern of
evasions. No wonder it feels so uncomfortable, for coping with
discomfort is its role; and no wonder we never realize who or what we
are, for such a consciousness has no being, only a function. This
makes the sense-of-self into a double lack: an ungrounded awareness
whose task is to repress anxiety.
Just as ontological guilt wants to become a more specific fault, so I
can get a handle on what is wrong with me, anxiety wants to become
fear. Freud distinguished between anxiety (in which there is no object
threat) and fear (in which there is), but psychoanalysts since him
have found that distinction difficult to maintain in practice.
According to Rollo May, "anxiety is the basic underlying reaction...
and fear is the expression of the same capacity in its specific,
objectivated form." Anxiety "is objectless because it strikes at that
basis of the psychological structure on which the
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perception of one's self as distinct from the world of objects
occurs."(1977,pp.198.182) According to my Buddhist interpretation,
such pure anxiety accompanies the ego-self's intuition of its own
unreality; how reassuring, then, to project this outside as the threat
posed by an external object. If the self is constituted by the denial
of anxiety, as Sullivan seems to say, to objectify anxiety into fear
will also subjectify the sense-of-self as that which copes with the
fear -- and as that which needs to be protected from the threat.
If so, then ending anxiety (if that is possible) also implies ending
the sense-of- self as something autonomous and self-grounding. Freud
said that what the ego fears in anxiety "is in the nature of an
overthrow or extinction." Rollo May adds that in anxiety "the security
base of the individual is threatened, and since it is in terms of this
security base that the individual has been able to experience himself
as a self in relation to objects, the distinction between subject and
object also breaks down."(May,1977,p.183). No Buddhist could express
it better. For psychoanalysis, such breakdown is a definition of
psychosis. For Buddhism, it may describe enlightenment:
Where there is an object there is a subject, but not where there
is no object. The absence of an object results in the absence also
of a subject, and not merely in that of grasping. It is thus that
there arises the cognition which is homogeneous, without object,
indiscriminate and supermundane. The tendencies to treat object
and subject as distinct and real entities areforsaken, and thought
is established in just the true nature of one's
thourht(Vasubandhu, 1964).
The issue becomes whether the subject-object distinction can break
down in different ways: why the mystic can swim in the same sea that
drowns the psychotic.
In sum, the Buddhist critique of ego-self implies that anxiety is
essential to the ego because it is the ego's response to its own
groundlessness, something more immediately threatening than fear of
death sometime in the future. This theme is familiar in existential
philosophy as well but it is uncommon in psychoanalysis. In
Existential Psychotherapy Irvin Yalom discusses what he calls the
"ur-anxiety" of groundlessness yet concludes that, unlike death
anxiety (to which he devotes almost half his book) anxiety about
groundlessness is not evident in our daily experience. (Yalom,
1980,pp.221-22).(4) Is such anxiety hard to recognize because it is so
rare -- confined, perhaps, to abstracted philosophers -- or because it
is so wellrepressed?
In an influential essay "Life Fear and Death Fear", Otto Rank divided
anxiety into two opposed but complementary fears. Life fear is anxiety
in the face of standing out from nature and becoming
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an individual, thereby losing connection with a greater
whole. Death fear is anxiety in the face of extinction, of losing
individuality and dissolving back into the whole. "Between these two
fear possibilities, the individual is thrown back and forth all his
life".(Rank, in Yalom, 1980,pp.141-42). In Existential Psychotherapy
Yalom develops this into his own dual paradigm of death-denial through
individuation or fusion. The psychological defense of specialness is
trying to become different and better than everyone else, thus
deserving of a better fate. The defense of fusion is hiding in the
group, which includes expecting to be taken care of by others. Yalom
employs these defenses against death to explain the behavior of many
of his clients, despite the fact that many of them display little if
any obvious death anxiety.
My point is that Yalom's paradigm need not be limited to the use Yalom
finds for it, for specialness and fusion can work even better as
defenses against a sense of ontological lack. If I am driven by an
unacknowledged intuition of my groundlessness, I can try to compensate
for that by becoming someone special who stands out from the crowd and
thereby hope to become real by being acknowledged by the crowd.
Conversely, I may try to resolve my sense of lack by fusing with
others, in order to be no different from them: "there's nothing wrong
with me; I'm just like everyone else." In the first case I compensate
by striving to become more real than others, in the second I reassure
myself by becoming no less real than others seem to be.
Until recently the emphasis has been on a more communal version of the
latter. Society may well be a structure of shared guilt, as Brown
says, but it is more obviously a structure of shared anxiety. Today
our problem with anxiety is greater for at least two reasons: a more
individualistic society produces people with a stronger sense-of-self,
therefore with stronger anxiety, and it provides fewer effective ways
to cope with that anxiety. Religion is the traditional consolation
because it reassures me that my anxiety will be put to rest, my lack
filled in, my groundlessness grounded in God or nirvana. If this is
our deepest need, the death of God will only result in the search for
an equivalent. The more individuated can try to deify their own egos,
but it is difficult to become one's own sun. Most people require a
more collective, more objectified deity. Herein lies much of the
appeal of nationalism, and socialism's claim to embody "the will of
the people." "If modernization can be described as a spreading
condition of homelessness, then socialism can be understood as the
promise of a new home." (berger, Berger & Kellner, 1973).
Herein, too, is a key to understanding many of the horrors of the
twentieth century.
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Totalitarianism is a cultural neurotic symptom of the need for
community -- a symptom in the respect that it is grasped as a
means of allaying anxiety resulting from the feelings of
powerlessness and helplessness of the isolated, alienated
individuals produced in a society in which complete individualism
has been the dominant goal. Totalitarianism is the substitution of
collectivism for community, as Tillich has pointed out. (May,1977,
p.212)(5).
In the passage from which this quotation is taken, May looks no
further than the need for community; he does not consider what that
need might express. This is no minor issue if our rapidly-evolving
"global village" means there is no return to the small towns that
sustained almost all of us until a few generations ago. Nostalgia may
mythologize those communities, but they provided the security of a
common world- view and the hope of redemption in one symbolic form or
another. Without that possibility, the question becomes whether there
is another alternative to mass collectivism, a different type of
community, in which individuals are able to take more personal
responsibility for coping with increased anxiety and resolving their
own ontological lack.
That brings us back to the possibility of ending anxiety. Again, most
of what was said earlier about ending guilt also applies here,
transposed from a minor to a major key. But what is more noticeable in
terms of anxiety is the almost unanimous agreement among
existentialists and psychoanalysts that anxiety cannot be eliminated,
only reduced and kept in its proper place. Many psychologists doubt
that anxiety should be eliminated, viewing it as a spur to, or a
necessary byproduct of, heightened awareness. Liddell notes that
"anxiety accompanies intellectual activity as its shadow."(quoted in
May, 1977,p.46).
For a different view we must turn again to religion, which confronts
us with the task of demythologizing transformation from consolation,
of distinguishing possibility from wishful thinking. For the role of
anxiety in the religious life, I can find no better account than the
short chapter which concludes Kierkegaard's The Concept of Anxiety. In
a few unforgettable pages Kierkegaard delineates the paradox that, if
there is to be an end to anxiety, it can be found only through
anxiety. Understood and experienced in the right way (one who
misunderstands this anxiety is lost, he says), anxiety is a school
which roots out everything finite and petty in us, and only then takes
us wherever we want to go. As with guilt, the path of integration is
an awareness that does not flee anxiety but endures it, in order to
recuperate those parts of the psyche which split off and returned to
haunt us in projected, symbolic form. If the way to integrate guilt is
to be profoundly guilty, so the way to integrate anxiety is to become
completely anxious: to let formless, unprojected anxiety gnaw on all
those "finite ends" I have at-
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tempted to secure myself with; so that, by devouring these
attachments, anxiety devours me too and, like the parasite that kills
its host, consumes itself. (see Kierkegaard, 1957,pp.155-62).
To learn how to be anxious is to learn the ultimate, says Kierkegaard.
The school of anxiety is the path to true freedom, which is what
remains after we have been purged of all the comforting hiding- places
we automatically flee to whenever we feel insecure. Only such anxiety
is "absolutely educative, because it consumes all finite ends and
discovers all their deceptiveness." The curriculum of this school is
possibility, "the weightiest of all categories." No matter what
tragedies actually befall us, they are always far lighter than what
could happen. When a person "graduates from the school of
possibility,... he knows better than a child knows his ABC's that he
can demand absolutely nothing of life and that the terrible,
perdition, and annihilation live next door to every man". It is an
exercise in awareness: dredging up all the psychic securities we have
hedged around us and then "forgotten," until we found ourselves in a
safe but constricted little world. Consciousness of what could happen
at any moment deconstructs this comfortable cocoon by reminding us, at
every moment, of our mortality; in psychotherapeutic terms, this
demolishes one's unconscious power linkages or supports. "He who sank
in possibility... sank absolutely, but then in turn he emerged from
the depth of the abyss lighter than all the troublesome and terrible
things in life." Such a person no longer fears fate, "because the
anxiety within him has already fashioned fate and has taken away from
him absolutely all that any fate could take away." This spiritual
discipline stands in striking contrast to the sense of divine
protection that is usually taken to be a secular benefit of religious
faith. Kierkegaard is no less interested in faith, yet for him it does
not come so cheaply. Authentic faith is not a refuge from anxiety but
its fruit.
If the ego-self is a mental-construction whose function is to preserve
a feeling of security (as Sullivan puts it), then such an exercise in
deconstructing security should eliminate that sense-of-self. Usually
much of our mental activity is structured by the need to have
reassuring boltholes, where we can flee when our self- esteem is
threatened. A trivial example: when I lose a chess game to an opponent
with a much lower rating, I automatically compensate: official ratings
show that I am really the better player. Fixed by repetition, the web
of such automatizations constitutes my character and therefore my
unfreedom: all the ways I habitually run away from open encounter with
the world. For Buddhism as well as Kierkegaard, I must let go of these
thought-props, which is to suffer. Without these defenses to
self-esteem, I die a thousand little ego-deaths -- or walk on the edge
of a thousand swords, to use the Zen metaphor. In Kierkegaard's terms,
such thought-props are the
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finitudes which must be rooted out to reveal the infinitude that is
our true ground.
Projection
Our discussions of guilt and anxiety need to be supplemented by some
reference to their objectifications: projection and transference. The
apparently-objective world is unconsciously structured by the ways we
seek to secure ourselves within it. We meet again the unfortunate
paradox that precisely this attempt to ground myself in the world is
what separates me from it.
In The Ego and the Id Freud observed that the dynamically unconscious
repressed is not capable of becoming conscious in the ordinary way,
and suggests that "anything arising from within that seeks to become
conscious must try to transform itself into external
perceptions."(Freud, 1923/1989, pp. 12-13). That insight is now taken
for granted, yet the way Freud expresses it also takes for granted our
commonsense bifurcation between subject and object even as the
phenomena he refers to -- projection and transference -- challenge it.
Such formulations assume that the locus of the unconscious is
someplace within me and that the objective world is what it appears to
be, something external to me. Like most of us all the time and perhaps
all of us most of the time, Freud takes for granted the objectivity of
the world -- yet this is a dangerous assumption, given Kant's
Copernican revolution and the more recent discoveries of quantum
physics and cognitive psychology. It is also a difficult assumption to
become aware of, if we constitute the world in a manner which conceals
the fact that we have constituted it:
Perhaps the most potent defense of all [against death-anxiety] is
simply reality as it is experienced--that is, the appearance of
things....appearances enter the service of denial: we constitute
the world in such a way that it appears independent of our
constitution. To constitute the world as an empirical world means
to constitute it as something independent of ourselves.
(Yalom,1980,p.222)(6)
Why is this such a potent defense against anxiety? Why do we forget
that we (for it is a social construction: we learn to perceive the
world the way others do) have constituted the world? Yalom relates
this to a repressed fear of groundlessness, which makes us try to
secure ourselves by stabilizing the world we are in. We need a world
of dependable, self-existing things, fixable in objective time and
space and interacting in ways we can learn to manipulate. Once a
predictable world has been automatized, we can concentrate on
achieving our ends within that world. However, there is another reason
for "forgetting" if the sense-of-self which is in that world is itself
constituted at the same time: in that case these acts of
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constitution cannot be accessible to self-consciousness because they
are also the foundations of self-consciousness. Then to repress the
fact that my objective world is constituted is also to repress the
fact that I am constituted.
The implication of this for projection and transference is that
unconscious phenomena need not be sought in some undetermined mental
place within me but are to be found embodied in my world. Then, if I
want to find my unconscious, I should look at the structures of my
world, and if we want to locate our collective unconscious we must
look to the shared structures of our social world.
What really happens [in transference] is not that the neurotic
patient "transfers" feelings he had toward mother or father to
wife or therapist. Rather, the neurotic is one who in certain
areas never developed beyond the limited and restricted forms of
experience characteristic of the infant. Hence in later years he
perceives wife or therapist through the same restricted, distorted
"spectacles" as he perceived father or mother. The problem is to
be understood in terms of perception and relatedness to the world.
(May, 1983, p.154)
However, this does not mean that developing into the less restricted
forms of experience characteristic of most adults is a satisfactory
solution. The "pathology of normalcy" (Fromm) or the "psychopathology
of the average" (Maslow) are no answer insofar as the child is father
to the man and we remain children "blown up by age." The difference is
that the infant's world is determined by his parents', but as we grow
up our need for security becomes invested in wider social structures,
which emphasize competing for socially- agreed security and status
symbols: wealth, prizes, power and so forth.
Jung described projection as leading to a dream-like experience of the
world:
The effect of projection is to isolate the subject from his
environment, since instead of a real relation to it there is now
only an illusory one. Projections change the world into the
replica of one's unknown face. In the last analysis, therefore,
they lead to an auto-erotic or autistic condition in which one
dreams a world whose reality remains forever unattainable.
(Jung,1958,p.8).
Jung also noted that people in the process of individuation takes
their projections back into themselves. To understand better the
principles involved in such de-projection, we can benefit from the
fifth part of Spinoza's Ethics,(1677/1982) "Of the Power of the
Intellect, or of Human Freedom", w hich discusses how human freedom
may be realized. Proposition three is: "An emotion which is a passion
ceases to be a passion as soon as we form a clear and
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distinct idea of it." Do we passively suffer from the way our minds
work or are we "self-determined" because we understand how they
function? Proposition two makes it more evident that, in
psychotherapeutic terms, this is the difference between an unconscious
transference/projection and the awareness of what we are doing to
ourselves: "If we remove a disturbance of the mind or an emotion away
from the thought of an external cause, and join it to other thoughts,
then love or hatred towards the external cause, as well as waverings
of the mind which originate from these emotions, are destroyed."
Earlier in the Ethics Spinoza defines love and hatred as pleasure and
pain, respectively, accompanied by the idea of an external cause. In a
similar fashion, fear might be defined as "anxiety accompanied by the
idea of an external cause" and guilt as "anxiety accompanied by the
idea of an internal cause (i.e., oneself)." The solutions are similar
in each case: to break the association between the emotion and its
supposedly external (or introjected, in the case of guilt) cause,
which is what my argument has been recommending in order to experience
pure ontological guilt and anxiety, unrelieved by any projection or
introjection.
If something about a person particularly bothers me, the
psychotherapeutic approach is to use that as an opportunity to learn
something about myself, by inquiring into why that affects me. Spinoza
is also pointing out that if I suffer psychologically, it is because
my own ways of thinking, alienated and project- ed, have put me in a
bind. Efforts to real-ize myself symbolically mean I give power over
myself to those persons and situations which can grant or refuse the
symbolic reality that I hope will fill up my lack.
Spinoza, like Buddhism, believes that genuine freedom can be
actualized by becoming aware of the repressed mental events we have
projected. If, for example, I want to be respected by certain
philosophers, whom I look upon as eminent (usually because others look
upon them as eminent), this will naturally affect the nature of my
world and the way I feel compelled to act within it. Spinoza shows me
how to realize that the opinions of these philosophers do not have
power over my state of mind, but that I give these people power over
me by my ways of thinking about their states of mind. In gaining a
"clear and distinct idea" of my desire for their approbation -- by
becoming aware of it rather than just being motivated by it -- I can
distinguish my desire from my idea of those people ("the thought of an
external cause") and notice instead the connections between that
desire and other ideas of mine, such as my desire to become a famous
thinker ("join it to other thoughts"). In this way I can free myself
from the "waverings of the mind" arising from fear of their evaluation
and need to be esteemed ("loved") by them. This does not mean I should
become indifferent
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to the opinions of others, but it allows me to respond in a more
self-determined way, informed rather than affected by their views.
Buddhist Duhkha
A monk whose mind is thus released cannot be followed and tracked
out even by the gods... Even in this actual life, monks, I say
that a released person is not to be thoroughly known. Though I
thus say and thus preach, some ascetics and brahmins accuse me
wrongly and baselessly, saying that "the ascetic Gotama is a
nihilist and preaches the annihilation, destruction and non-
existence of an existent being." That is what I am not and do not
affirm. Both previously and now I preach duhkha and the cessation
of duhkha. (Sakyamuni Buddha,Majjhima Nikaya i.135)
I am not aware of any precise Buddhist equivalent for the
psychoanalytic concepts of repression and the return of the repressed
as a symptom. Yet we have already noticed that Buddhism does have a
term which corresponds to the sense-of-lack as I have been using it,
and by no coincidence it is probably the most important concept of
all: duhkha. The Buddha repeatedly summarized his teachings into four
truths: duhkha, the cause of duhkha, the end of duhkha, and how to end
duhkha. What makes this an equivalent for lack is that Buddhism sees
an integral relationship between our duhkha and our delusive sense-of-
self. In order to end duhkha, the sense-of-self must be deconstructed.
Duhkha is a Sanskrit term meaning suffering, pain, discomfort,
frustration, etc. The first truth defines homo sapiens as the
dissatisfied animal. Without confronting the ultimate source of our
duhkha, any amelioration in one aspect of life will only shift the
emphasis to another: from physical pain to psychological stress, for
example. That is because, like psychoanalytic anxiety, duhkha is not
something we have but something we are.
The early commentarial tradition distinguishes three kinds of duhkha.
What we usually think of as suffering and discomfort is all included
in the first, which incorporates the trauma of birth, illness, worry,
decrepitude, death-fear; to be bound to what one dislikes; to be
separated from what one loves, etc. When momentarily free of such
suffering we are able to contemplate the second type of duhkha, that
caused by anitya, impermanence. "Such is the state of life, that none
are happy but by the anticipation of change: the change is nothing;
when we have made it the next wish is to change again." (Dr. John-
son) As long as there is lack, real life is always elsewhere.
Modernity has aggravated this problem:
On the one hand, modern identity is open-ended, transitory, liable
to ongoing change. On the other hand, a subjective realm of
identity is the
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individual's main foothold in reality. Something that is
constantly changing is supposed to be the ens realissimum.
Consequently it should not be a surprise that modern man is
afflicted with a permanent identity crisis, a condition conducive
to considerable nervousness.
...The final consequence of all this can be put very simply
(though the simplicity is deceptive): modern man has suffered from
a deepening condition of "homelessness." The correlate of the
migratory character of his experience of society and of self has
been what might be called a metaphysical loss of "home." It goes
without saying that this condition is psychologically hard to
bear.(Berger, Berger & Kellner, 1973,pp.74,77.)
The special contribution of Buddhism is how it relates these first two
types of duhkha--dis-ease and impermanence--to the structure of the
sense-of-self: the third kind of duhkha is that due to the
"conditioned states, " the physical and mental factors whose
interaction constitutes the ego-self. Samadhi, meditative absorption,
enables us to end our sense-of-lack by cultivating the ability to
forget oneself, whereby the sense-of-self lets-go of itself. The rest
of this paper discusses this Buddhist decon- struction. The following
section presents the ontological and epistemological deconstruction of
the self according to Buddhist doctrine. The final section looks at
that deconstruction more phenomenologically, according to Buddhist
praxis, in order to understand how it solves the problem of our lack.
Buddhist deconstruction of the self
Buddhism deconstructs the sense of self in two ways: synchronically
into the five skandhas, literally "heaps", and diachronically into
pratitya-samutpada "dependent origination." These doctrines explain
how the illusion of self is constituted and how it functions. They
also imply how it may be ended.
The five skandhas are the physical and mental factors that compose the
psychophysical personality. They are usually translated as: form,
which includes the material body with its sense-organs; feelings and
sensations; perceptions; mental formations (or volitional tendencies)
including habits and dispositions; and consciousness, understood here
as the six sense-consciousnesses (including mental consciousness of
mental events). These are also called "the five groups of grasping."
All experiences associated with the sense of self can be analyzed into
these five "heaps," with no remainder outside them. There is no
persisting self or transcendent soul to be found over and above their
functioning. The Buddha emphasized that these five do not constitute
the self; their interaction creates the illusion of self. The
recommended attitude is to regard each skandha "with proper wisdom,
according to reality,
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thus: 'These are not mine, this I am not, this is not my self.'" As a
result, the "well- instructed noble disciple, understanding this,
wearies of them, becomes passion-free, and is thereby emancipated."
(Anatta-Lakkhana Sutra, "On the No-Self Characteristic," Samyutta
Nikaya XXII,54).
Yet the skandha deconstruction of self has been overshadowed by and
even subsumed into pratitya-samutpada, by far the most important
doctrine in Buddhism. The Buddha emphasized that someone who
understands pratitya-samutpada understands his teaching, and
vice-versa. Dependent- origination explains our experience by locating
all phenomena within a set of twelve factors, each conditioned by and
conditioning all the others. The twelve links of this chain (a later
doctrinal construct which integrates shorter chains that the Buddha
elaborated on different occasions)(8) are traditionally understood as
follows.
The presupposition of the whole process is (1) ignorance or
ignore-ance, because something about experience is overlooked in our
usual eagerness to gratify desires. Due to this ignorance, the other
factors function, including (2) volitional tendencies (the fourth of
the skandhas) from a person's previous lifetime which survive physical
death and tend to cause a new birth. The original Sanskrit term
samskarah refers to the influence that previous mental activities have
on our conative acts. The persistence of these volitional tendencies
explains how rebirth occurs without a permanent self: the samskarah
survive physical death to affect the new (3) consciousness that arises
when a fertilized egg is conceived. Conception causes (4) mind-body,
the fetus, to grow, which develops (5) the sense- organs, which allow
(6) contact between each organ and its respective sense-object, giving
rise to (7) sensation that leads to (8) craving for that sensation.
Craving causes (9) grasping or attachment to life in general. Such
clinging is traditionally classified into four types: clinging to
pleasure, to views, to morality or external observances, and to belief
in a soul or self. This classification is striking because it ignores
any difference in kind between physical sense grasping and mental
attachment; evidently the same problematic tendency manifests in all
four. Grasping leads to (10) becoming, the tendency after physical
death to be reborn, causing (11) another birth and therefore (12)
"decay and death, sorrow, lamentation, pain, grief and despair." And
so the cycle continues.
The first factor mentioned, ignorance, is not understood as a "first
cause" that initiated the whole process in some distant past. Each of
the twelve factors conditions all the others, and there is no
reference in Buddhism to some pristine time before this cycle began
operating. Even (8) craving, which the second Noble Truth gives as the
cause of duhkha, is here explained as conditioned by (7) sensation,
which in turn is conditioned by (6) contact, and so forth.
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In response to the problem of how rebirth can occur without a
permanent soul or self that is reborn, rebirth is explained as a
series of impersonal processes which occur without any self that is
doing or experiencing them. In one Pali sutra, a monk asks the Buddha
to whom belong, and for whom occur, the phenomena described in
pratitya- samutpada. The Buddha rejects that question as misguided;
from each factor as its preconditions arises another factor; that is
all. The karmic results of action are experienced without their being
anyone who created the karma or anyone who receives its fruit,
although there is a causal connection between the action and its
result.
A chain is only as strong as its weakest link, which points to the
Buddhist solution to this cycle of suffering. "Through the entire
fading away and extinction of this ignorance [the first factor],
however, the samskarah [the second factor] become extinguished", an
extincti on which in turn affects the third factor, and so forth until
all twelve factors have been extinguished. "Thus takes place the
extinction of this whole mass of suffering." This formulation has
encouraged many Buddhist as well as most Western commentators to
understand Buddhism as nihilistic, yet Sakyamuni Buddha himself denied
this, for it misunderstands the significance of the fact that there
has never been any self to be annihilated.
This exposition of basic doctrines may seem a digression from our
earlier discussions of lack and the return of the repressed. It is
necessary to keep in mind, therefore, the connection between such
theoretical constructs and the praxis they underpin. All Buddhist
doctrines may be viewed as heuristic, because they all refer back to
the essential matter of resolving our duhkha. We need to understand
how the chain that leads to duhkha functions in order to learn how to
end it. We must realize how certain, largely automatized and
unconscious, ways of understanding ourselves in the world perpetuate
both our sense-of-self and the objectified world we find ourselves in;
and that what has thereby been constructed may also be deconstructed.
From this point of view, the important issue is not whether the five
skandhas are the only synchronous way to analyze the sense-of-self,
nor whether the Buddhist doctrines of karma and rebirth are valid, but
the integral connection between duhkha and the sense-of- self. Our
discussion of that relationship is not yet complete, because the
Buddhist understanding of pratitya-samutpada changed radically with
the development of Mahayana. Nagarjuna's interpretation of
pratitya-samutpada constituted a "Copernican revolution" within
Buddhism, and the locus classicus of this revolution is in his
Mulamadhyamikakarikas (hereafter "MMK," Candrakirti, 1979). Let us see
what the MMK says about sunyata and nirvana.
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The first verse of the MMK proclaims its thoroughgoing critique of
being: "No things whatsoever exist, at any time or place, having risen
by themselves, from another, from both or without cause." Paralleling
the poststructuralist radicalization of structuralist claims about
language, Nagarjuna's argument merely brings out more fully the
implications of pratitya-samutpada. Dependent origination is not a
doctrine about causal relations between entities, because the mutual
interdependence of these twelve factors means they are not really
entities. None of the twelve phenomena -- which are understood to
encompass everything -- is self-existent because each is infected with
the traces of all the others. That none self-exists is the meaning of
sunya and its substantive sunyata, terms notoriously difficult to
translate but usually rendered as "empty" and "emptiness". Nagarjuna
was careful to warn that sunyata is a heuristic concept: "Sunyata is a
guiding, not a cognitive, notion, presupposing the everyday." (MMK,
XXIV:18) It presupposes the everyday because it is parasitic on the
notion of things, which it refutes, thereby refuting itself at the
same time. Nagarjuna warned that sunyata was a snake which, if grasped
at the wrong end, could be fatal: "The spiritual conquerors have
proclaimed sunyata to be the exhaustion of all theories and views;
those for whom sunyata is itself a theory they declared to be
incurable." (MMK XXIV:11).
The point of sunyata is to deconstruct the self-existence of things.
Nagarjuna addresses the main philosophical theories of his day, yet
his real target is that unconscious, automatized metaphysics disguised
as the world we live in. If philosophy were merely a preoccupation of
academics one could ignore it, but we have no choice in the matter
because we are all philosophers. The fundamental categories of
everydayness for us are self-existing/self-present things which
originate, change, and eventually cease to be; in order to explain the
relations among these things, the categories of space, time and
causality must also be employed. The most important and problematical
of these supposedly self-existing things is, of course, the self: the
Buddhist notion of interdependent factors is thus diametri- cally
opposed to the Cartesian notion of an autonomous, self- grounded
consciousness. And the vehicle of this commonsense metaphysics,
creating and sustaining it, is language, which presents us with a set
of nouns (self-existing things) that have temporal and causal
predicates (arise, change and cease).
Can our duhkha be explained in terms of sunyata and pratitya-
samutpada? The ego-self is delusive because, like everything else, it
is a temporary manifestation arising out of the interconditionality of
the twelve factors, yet it feels separate from that chain and from the
rest of the world. The basic difficulty is that insofar as I feel
separate (i.e., an autonomous, self-existing consciousness) I also
feel uncomfortable, because an illusory sense of separateness is
inevitably insecure. It is the ineluctable trace of nothingness in my
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"empty" (because not really self-existing) sense-of-self that is
experienced as a sense-of-lack; in reaction, the sense-of-self becomes
preoccupied with trying to make itself self- existing, in one or
another symbolic fashion. The tragic irony is that the ways we attempt
to do this cannot succeed, for a sense-of-self can never expel the
trace of lack that constitutes it insofar as it is illusory; while in
the most important sense we are already self-existing, because the
infinite set of differential traces that constitutes each of us is the
whole universe. "The self-existence of a Buddha is the self-existence
of this very cosmos. The Buddha is without a self-existent nature; the
cosmos too is without a self-existent nature." (MMK XXII:16) What
Nagarjuna says here about the Buddha is equally true for each of us
and, indeed, everything; the only difference is that a Buddha knows
it.
Yet insofar as we strive to become a Buddha, we misunderstand the
Buddha's teaching. Instead, the serenity we seek is "the
coming-to-rest of all ways of taking things, the repose of named
things" (sarvopalambhopasamaprapancopasamah). (MMK XXV:24) Nagarjuna's
most important commentator Candrakirti glosses this verse: "the very
coming to rest, the non-functioning, of perceptions as signs of all
named things, is itself nirvana.... When verbal assertions cease,
named things are in repose; and the ceasing to function of discursive
thought is ultimate serenity."(Candrakirti, 1979, p.262). The problem
is not merely that language acts as a filter, obscuring the nature of
things. Rather, names are used to objectify appear ances into the
self- existing things we perceive as books, tables, trees, you and me.
In other words, the objective world of material things, which interact
causally in space and time, is metaphysical through-and-through. It is
this metaphysics that most needs to be deconstructed, according to
Buddhism, because this is the metaphysics, disguised as commonsense
reality, which makes me suffer, especially insofar as I understand
myself to be one such self-existing being in time that will
nonetheless die.
It is possible to end our duhkha because the coming-to-rest of using
names to take perceptions as self-existing objects can deconstruct the
automatized inside-outside dualism between our sense-of-self and the
"objective" everyday world. Since that world is as differential, as
full of traces, as the textual discourse Derrida analyzes, the
Buddhist approach is to use those differences/deferrals to deconstruct
that objectified world -- including ourselves, since we sub-jects are
the first to be ob-jectified. If there are only traces of traces, what
happens if we stop trying to arrest those elusive traces into
self-present things? "When there is clinging perception (upadane), the
perceiver generates being. When there is no clinging perception, he
will be freed and there will be no being." (MMK XXVI:7)
This explains how Buddhist doctrine deconstructs the self-existence of
things, but this is not sufficient for understanding how that
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deconstructs our sense-of-lack. The last section will address that
deconstruction by considering how the most fundamental dualism of all
--that between my ungrounded sense of being and the nonbeing or
no-thing-ness that threatens it--may be conflated.
Letting the mind come forth.
By now it has become clear that, from the Buddhist perspective, our
most problematic duality is not life against death but self versus
nonself, or our being versus nonbeing. In psychological terms, our
primal repression is not fear of death -- which still holds the feared
thing at arm's length by projecting it into the future -- but the
sense-of-self repressing its suspected nothingness right now, which, I
have argued, we become aware of as a sense-of-lack that shadows our
sense-of-self. This particular bipolarity infects much of our
thinking. A good example is Paul Tillich's The Courage to Be.(1952).
According to Tillich, ontological anxiety is anxiety about one's
ultimate non-being, about not being able to preserve one's own being.
Since he believes this anxiety cannot be eliminated, his theological
solution is for us to be accepted by the Power of Being, which gives
us the courage to affirm being despite the threat of nonbeing. God is
"the self-affirmation of Being itself which prevails against
nonbeing."
Perhaps it is reassuring to learn that God is not on the side of
nonbeing -- which is presumably why nonbeing does not rate a capital
-- but the Buddhist approach is different: as the 7th century Ch'an
master Hsuan Chueh of Yung Chia put it, "Being is not being. Non-
being is not non-being. Miss this rule by a hair and you are off by a
thousand miles." Such conceptual paradoxes may not seem very relevant
to our lives, yet the speculations of theologians and metaphysicians
are only the most abstract version of a game which touches our core,
if the basic issue turns out to be the groundedness or groundlessness
of that core. Like the matter and anti-matter of quantum physics,
nonbeing (experienced as lack) turns out to be the shadow of being
(self). They arise together, in relation to each other, and therefore
they should be able to disappear together by collapsing back into each
other -- which cannot leave the nothingness we dread (for that is one
of the two poles) but... what?
In the Samyutta Nikaya Sakyamuni declares that "the world is nothing
in itself and for itself,.... therefore it is said that the world is
nothing." What is this nothing? He says that it is the six organs of
eye, ear, nose, tongue, body and mind, their six sense-objects, and
the six corresponding types of sense-consciousness. Yet the Buddha
also describes these same eighteen indriyas as the all: "Whosoever, O
monks, should say: 'Reject this all, I will proclaim
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another all' -- it would be mere talk on his part... Why so? Because
it is beyond his scope to do so." The Buddha then provides "a teaching
for the abandonment of the all": "The eye must be abandoned,
visual-objects must be abandoned, eye- consciousness must be
abandoned, eye-contact must be abandoned. That enjoyment or suffering
or neutral state experienced which arises arises according to eye
contact -- that also must be abandoned." And so forth for all the
other senses.(Samyutta Nikaya XXXV,23-26). Since the Buddha has just
said that these eighteen indriyas encompass everything, such a
teaching seems odd: there is nothing else to become, nowhere else to
turn. The solution is so obvious that we are liable to overlook it: it
is simply to realize something about the sunya "empty" nature of these
phenomena, an approach that Mahayana developed.
As in psychotherapy, the Buddhist response to bipolar dualisms
involves recognizing the side that has been denied. If death is what
the sense-of-self fears, the solution is for the sense-of-self to die.
If it is no-thing-ness (i.e., the repressed intuition that, rather
than being autonomous and self-existent, the "I" is a construct) I am
afraid of, the best way to resolve that fear is to become nothing. The
12th century Japanese Zen master Dogen sums up this process:
To study the buddha way is to study the self. To study the self is
to forget the self. To forget the self is to be actualized by
myriad things. When actualized by myriad things, your body and
mind as well as the bodies and minds of others drop away. No trace
of realization remains, and this no-trace continues
endlessly.(Dogen, in Tanzhashi, 1985,p.70).
"Forgetting" ourselves is how we lose our sense of separation and
realize that we are not other than the world. Meditation is learning
how to become nothing by learning to forget the sense-of-self, which
happens when I become absorbed into my meditation-exercise. If the
sense-of-self is a result of consciousness attempting to reflect back
upon itself in order to grasp itself, such meditation practice makes
sense as an exercise in de-reflection. Consciousness unlearns trying
to grasp itself, real-ize itself, objectify itself. Enlightenment
occurs in Buddhism when the usually-automatized reflexivity of
consciousness ceases, which is experienced as a letting-go and falling
into the void and being wiped out of existence. "Men are afraid to
forget their minds, fearing to fall through the Void with nothing to
stay their fall. They do not know that the Void is not really void,
but the realm of the real Dharma." (Huang-po,in Blofeld, 1958,p.41)
The n, when I no longer strive to make myself real through things, I
find myself "actualized" by them, says Dogen. This process implies
that what we fear as nothingness is not really nothingness, for that
is the perspective of a sense-of-self anxious about losing its grip on
itself. According to Buddhism,
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letting-go of myself and merging with that no-thing-ness leads to
something else: when consciousness stops trying to catch its own tail,
I become no-thing, and discover that I am everything -- or, more
precisely, that I can be anything.
An example of Zen meditation may be helpful here. In the Zen lineage
that I am familiar with, a first koan such as Joshu's Mu is treated
more or less like a mantram. Putting all one's mental energy into
"muuu..." (repeated mentally during breath exhalations) undermines the
sense-of-self by letting-go of the mental processes which sustain it.
At the beginning of such practice, one attempts to concentrate on
"muuu..." but is distracted by other thoughts, feelings, memories,
desires, etc., that arise. A later, more focussed stage is when one
can concentrate on "muuu..." without losing it: "muuu..." effectively
keeps other thoughts, etc., away. The stage when "both inside and
outside naturally fuse" occurs when there is no longer the sense of an
"I" that is repeating an objective sound; there is only "muuu..." This
stage is sometimes described by saying that now "muuu..." is doing
"muuu...": it is "muuu..." that sits, walks, eats, and so forth.
Sometimes this practice leads to a condition that has been described
as hanging over a precipice. "Except for occasional feelings of
uneasiness and despair, it is like death itself." (Hakuin,in Suzuki,
1956, p.148) The solution is to throw oneself completely into
"muuu...":
Bravely let go on the edge of the cliff.
Throw yourself into the abyss with decision and courage.
You only revive after death! (Po-shan,in Chang,1959).
At this point the teacher may help by cutting the last thread: an
unexpected action, such as a blow or shout or even a few quiet words,
may startle the student into letting-go. "All of a sudden he finds his
mind and body wiped out of existence, together with the koan. This is
what is known as 'letting go your hold.'" ( HakuinSuzuki, 1956, p.148)
(11). One classical Zen story tells how a student was enlightened by
the sound of a pebble striking bamboo. When the practice is ripe, the
shock of an unexpected sensation can help it to penetrate to the very
core of one's illusory sense of being -- that is, it is experienced
nondually.
Is this being or nothingness? groundlessness or groundedness? If each
link of pratitya-samutpada is conditioned by all the others, then to
become completely groundless is also to become completely grounded,
not in some particular, but in the whole network of interdependent
relations that constitutes the world. The supreme irony of my struggle
to ground myself is that it cannot succeed because I am already
grounded in the totality. Buddhism implies
175
that I am groundless and ungroundable insofar as delusively feeling
myself to be separate from the world; I have always been fully
grounded insofar as I am the world and the world is me. With that
conflation, the no-thing at my core is transformed from sense-of-lack
into a serenity that is imperturbable because nothing is there to be
perturbed. "When neither existence nor non-existence again is
presented to the mind, then, through the lack of any other
possibility, that which is without support becomes tranquil."
(Santideva)(12)
How does this solve the problem of desire, our alternation between
frustration and boredom? A consciousness that seeks to ground itself
by fixating on something dooms itself to perpetual dissatisfaction,
for the impermanence of all things means no such perch can be found.
But since it is our lack that compels us to seek such a perch, the end
of lack allows a change of perspective. The solution is a different
way of experiencing the problem: in Hegelian terms, the "free-ranging
variable" which always has some finite determination but is not bound
to any particular one. The bad infinite of lack transforms into the
good infinite of a variable that needs nothing. In Buddhist terms,
this transforms the alienation of a reflexive sense-of-self always
trying to fixate itself into the freedom of an "empty" mind that can
become anything because it does not need to become something.
The Astahasrika Prajnaparamita Sutra begins by describing this "good
infinity":
No wisdom can we get hold of, no highest perfection,
No Bodhisattva, no thought of enlightenment either. When told of
this, if not bewildered and in no way anxious, A Bodhisattva
courses in the Tathagata's wisdom.
In form, in feeling, will, perception and awareness [the five
skandhas]
Nowhere in them they find a place to rest on. Without a home they
wander, dharmas never hold them,
Nor do they grasp at them.(Conze, 1973, 1:5-7,p.9)
For Buddhism the problem of desire is solved when, without the
craving-for-being that compels me to take hold of something and try to
settle down in it, I am free to become it. The Buddhist solu tion to
the problem of life is thus very simple: the "bong!" of a temple bell,
the "tock!" of pebble against bamboo, the flowers on a tree in
springtime, to cite some Zen examples. Of course, becoming an object
is precisely what we have been trying to do all along, yet in a self-
defeating way, compulsively seizing on our own objectifications in
order to stabilize ourselves. But I cannot become something by
grasping at it. That merely reinforces the delusive sense of
separation between that-which-is-grasped and that-which- grasps-at-it.
The only way I can become a phenomenon is to realize I have always
been it, according to Buddhism. When nothing is needed
176
from the object to fill up my lack, it can be just what it is -- the
reverberating temple bell, etc., now no longer frustrating because
there is no longer anything lacking in me that I need to experience as
something lacking in my world.
If I am the object, however, it no longer makes sense to understand it
as an object. When there is no sense-of-self that is inside, there can
be no outside. In the "Sokushinzebutsu" fascicle of the Shobogenzo,
Dogen quotes the Chinese Ch'an master Yang-shan: mind is "mountains,
rivers, earth, the sun, the moon and the stars." This mind is not some
transcendental Absolute. It is nothing other than your mind and my
mind, when it is realized to be a free-ranging variable not bound to
any particular determination. Such a mind is ab-solute in the original
sense of the term, unconditioned. Meditative techniques decondition
the mind from its tendency to secure itself by circling in familiar
ruts, thus enabling its freedom to become anything. The most- quoted
line from the best-known of all Mahayana sutras, the Diamond Sutra,
encapsulates all this in one phrase: "Let your mind come forth without
fixing it anywhere."(13)
Conclusion
We have seen how Buddhism anticipated the reluctant conclusions of
modern psychology: guilt and anxiety are not adventitious but
intrinsic to the ego. According to my interpretation of Buddhism, our
dissatisfaction with life derives from a repression even more
immediate than death- terror: the suspicion that "I" am not real. The
sense-of-self is not self-existing but a mental construction which
experiences its own groundlessness as a lack. This sense-of-lack is
consistent with what psychotherapy has discovered about ontological
guilt and basic anxiety. We usually cope with this lack by
objectifying it in various ways and try to resolve it through projects
which cannot succeed because they do not address the fundamental
issue.
So our most problematic dualism is not life fearing death but a
fragile sense-of-self dreading its own groundlessness. By accepting
and yielding to that groundlessness, I can discover that I have always
been grounded, not as a self-contained being but as one manifestation
of a web of relationships which encompasses everything. This solves
the problem of desire by transforming it. As long as we are driven by
lack, every desire becomes a sticky attachment that tries to fill up a
bottomless pit. Without lack, the serenity of our no-thing-ness, i.e.,
the absence of any fixed nature, grants the freedom to become
anything.
177
1.In The New York Review of Books, 16 July 1992.
2.For Becker, facing the truth of the human condition without
psychological defenses leads to mental paralysis, partial (neurosis)
or severe (psychosis); yet to hide from this fact is to find security
in a world of projections and transferences (Becker, 1973, chs. 2-4
and passim).
3."'Sin'...constituted the greatest event in the entire history of the
sick soul, the most dangerous sleight-of-hand of the religious
interpretation" (Nietzsche, 1956,p.277).
4.Existential Psychotherapy 221-2. Yet Yalom cites some evidence for
it. For example, Adah Maurer and Max Stern concluded that the child is
terrified of nothingness; according to Maurer, the infant's first task
is to differentiate between self(being) and environment(nonbeing), and
during a night terror the infant may be experiencing "awareness of
nonbeing"(p.89).
5.Without such a psychoanalytic understanding, sociological
explanations like Hannah Arendt's "the banality of evil" are
incomplete. (See here Eichmann in Jerusalem: A Report on the Banality
of Evil [New York: Viking, 1964], p.276 and passim.)
6.A similar realization-that the ego not only represses, but represses
the fact that it represses-was a turning point in Freud's career,
redirecting his investigations from the nature of the repressed to the
nature of repressing.
7.For an example of how our socially-agreed and apparently-objective
temporal schema can be deconstructed back into an enternal now, see
Loy, D., "What's Wrong with Being and Time: A Buddhist Critique of
Heidegger," Time and Society (1992), vol. 1 no. 2.
8.For a scholarly examination of prativtya-samutpada in early Buddhist
literature, see Govind Chandra Pande, Studies in the Origins of
Buddhism (Delhi: Motilal Banarsida, 2nd ed., 1983), 407-42. " Apart
from the central idea... the formula has grown through accretions,
fusions, and analyses. In its full grown form, consequently, it has
about it an aura of vagueness, and in the details, even of
inconsistency"(441).
9.The translation used in this paper is Mervyn Sprung's in his edition
of Lucid Exposition of the Middle Way (Boulder, CO: Prajna Press,
1979), Candrakirti's classic commentary on the MMK. Mervyn Sprung
translates sunyata as "the absence of being in thins."
10.For Derrida's textual deconstruction, see, e.g., Positions (1981)
and Margins of Philosophy (1982), both published by University of
Chicago Press.
11.For more on this process, see Yasutani-Roshi's "Commentary on the
Koan Mu" in P. Kapleau, ed., The Three Pillars of Zen (Tokyo:
Weatherhill, 1966), 71-82.
12.Bodhicaryavatara 9:35. Cf. MMK VII.16: "Anything which exists by
virtue of dependent origination is quiescence in itself."
13.For more on the Buddhist approach to repression and the reture of
the repressed, see Loy, D. "The Nonduality of Life and Death: A
Buddhist View of Repression," Philosophy East and West, 40 no.2 (April
1990), and Loy, D. "Trying to Become Real: A Buddhist Critique of Some
Secular Heresies,"International Philosophical Quarterly, vol.32,no. 4,
December 1992. Regarding subject/object nonduality, see Nonduality: A
Study in Comparative Philosophy (New Haven; Yale University Press,
1988).
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