PROBLEMS OF RELIGIOUS PLURALISM: A ZEN CRITIQUE OF JOHN HICK'S
ONTOLOGICAI MONOMORPHISM


Jung H. Lee
Philophy East & West
Volume 48, Number 3
July 1998
453-477
Copyright University of Hawai'i Press


. P.453 John Hick has recently advanced a "pluralistic hypothesis"' of religion that essays a comprehensive vision of religious diversity and its attendant soteriological, epistemological, and ontological implications. At the heart of his theory is the hypothesis that there is a transcendent noumenal reality, ontologically "real" and epistemically unknowable, that is the ultimate metaphysical referent for the various phenomenal responses, culturally and humanly conditioned, of diverse religious traditions: [T] he great world faiths embody different perceptions and conceptions of, and correspondingly different responses to, the Real from within the major variant ways of being human.... One then sees the great world religions as different human responses to the one divine Reality, embodying different perceptions which have been formed in different historical and cultural circumstances. (2) In addition to the transcendental unity of all religions, Hick suggests that there is a substantial identity of soteriological mechanisms at work: [W]ithin each of them ["the great world faiths"] the transformation of human existence from self-centeredness to Reality-centeredness is taking place. These traditions are accordingly to be regarded as alternative soteriological "spaces" within which, or "ways" along which, men and women can find salvation/ liberation/ultimate fulfilment.(3) Methodologically, Hick weaves what, on first blush, seem to be diametrically opposed philosophical threads, namely: (1) a neo-Wittgensteinian approach that construes religious beliefs and practices as part of a "language-game," or "the language and the actions into which it is woven, "4 and (2) a propositional-realist, though highly perspectivist, purview by positing an ontologically real transcendent. These seemingly contradictory views, however, contribute to a richly textured account of religious experience that incorporates the diversity of religious faiths and grounds the traditions in a cohesive metaphysical substratum.(5) However, some critics have questioned the philosophical validity of Hick's metaphysical and epistemological presuppositions, specifically his formulation of the Real an sich and the Real as humanly experienced. For example, Harold A. Netland asks: If our experience is limited to the divine phenomena, can we be said to have any knowledge at all of the divine noumenon ˘w the Eternal One? If there is no significant element of continuity between the Eternal One an sich and the various divine personae, is it at all informative to speak of the personae as images or manifestations of the Eternal One?(6) P.454 Above and beyond the internal logistics of Hick's metaphysics,(7) there seems to be another question concerning the commensurability of Hick's schema with religious traditions that do not refer to an ultimate ontological reality (i.e., "that putative reality which transcends everything other than itself but is not transcended by anything other than itself"(8). As Sumner B. Twiss suggests, "a recognition of the possible ill fittingness between Hick's claim and some religious traditions suggests the possi- bility that his claim might well be theistically loaded and at best applicable only to those theistic traditions that are historically related(e.g., Judaism, Christianity, Islam)."(9) These questions pofnt to a possible incongruity between Hick's approach and the various faiths that do not claim any sort of metaphysical or ontological appreciation of a divine noumenal reality. It will be my contention throughout the rest of this essay that Soto Zen Buddhism, as represented by the medieval Zen master Dogen(10), necessarily vitiates Hick's thesis on two major counts and one minor one. They can be formulated as follows. 1. There is no reference to a metaphysical reality above and beyond the phenomenal; indeed, the soteriological force of Soto Zen is secured not by an experience of the noumenal, either transcendently or immanently, but by a thoroughgofng acceptance and appreciation of the phenomenal. 2. Moreover, Zennists, especially Dogen, stipulate that unless one is stripped of his/her conceptual, linguistic fetters, he/she cannot have an epistemic awareness of the "true" nature of reality. 3. Hick's soteriological model of liberation as the "transformation from self-centeredness to Reality-centeredness, " while structurally consonant with Zen soteriology, lacks the additional component of compassionate activity espoused by Dogen and many other Zen masters; in effect, Dogen takes Hick's model one step further by augmenting a practical component that can only be "actualized" in constant "exertion."(11) Supervening on these critiques will be a positive construction of Dogen's religious enterprise(12) and its implications for the connection between religious experience, namely the "oneness of practice and enlightenment" (shusho itto), and moral action. For Hick's thesis to have any sort of validity, that it not be a Feuerbachian projection or a Freudian illusion, it must posit "a real encounter with transcendent divine Reality,"(13) as personae or impersonae. It is clear that unless Hick postulates a divine noumenon, he is prey to a sort P.455 of internal realism(14) that lacks any ontological force. Indeed, Hick maintains that such a noncognitivistic view of religion cuts the heart out of religious belief and practice. For the importance of religious beliefs to the believer lies ultimately in the assumption that they are substantially true references to the nature of reality; and the importance of religious practices to the practitioner lies in the assumption that through them one is renewing or deepening one's relationship to the transcendent divine Reality.(15) Hence, all religious experience, culturally conditioned and institutionally shaped, refers to the same ultimate reality, or Real an sich. I am not so concerned here with the pluralist aspect of Hick's agenda (i.e., whether it is valid to posit the same unifying transcendent for the various conceptions of the divine in differing faiths); rather, I would like to consider the more fundamental question of the commensurability of such a model to a tradition that professes no metaphysical claims of the kind advanced by Hick. Hence, my inquiry is more concerned with whether Hick's hypothesis can function as a general theory of religious experience, able to accommodate even those traditions that do not give credence to a metaphysically discrete divine reality. On this question, I think it may be illuminating to draw a methodological distinction that may help to locate Hick's insights or oversights. I am referring to descriptive and explanatory reductionism: Descriptive reduction is the failure to identify an emotion, practice, or experience under the description by which the subject identifies it. This is indeed unacceptable. To describe an experience in nonreligious terms when the subject himself describes it in religious terms is to misidentify the experience, or to attend to another experience altogether. Explanatory reduction consists in offering an explanation of an experience in terms that are not those of the subject and that might not meet with his approval. This is perfectly justifiable and is, in fact, normal procedure.... The explanation stands or falls according to how well it can account for all the available evidence." The charge of descriptive reductionism has been leveled at Hick by various critics(17) for "reducing" religious claims to second-order interpretations that contradict the fundamental premises of differing faiths. However, it seems to me that Hick goes out of his way to give valid, internal descriptions of religious faiths and even goes so far as to remain "agnostic" about settling, in any satisfactory way, the differences between the various truth claims raised by each tradition over historical and metaphysical matters. Indeed, it is precisely the identification and exposition of the self-understandings of religious traditions that begat the problem of religious diversity in the first place.(18) Hence, a critique of P.456 Hick would seem to hinge on the explanatory force, and not on the descriptive adequacy, of his hypotheses. In characterizing the Zen tradition, Hick gives the following description: "From the pofnt of view of our pluralistic hypothesis we can say that for Zen the Real is immanent in the world process and can be experienced in each present moment of existence by a mind purified of the ego pofnt of view."(19) Although, at times, Hick seems to move away from a metaphysical reading of a Real an sich, albeit as an immanental and not a transcendental manifesta- tion, within the Buddhist tradition,(20) he inevitably capitu- lates to a Kantian notion of a "single divine noumenon," or the "Eternal One," as the foundational ground of Buddhist experience: It appears to me that the doctrine of anicca, in its extended form, affirming that the universe is an endless continuum of change, without beginning or end, must be a theory rather than a report of experience.... That everything we observe is transient can safely be affirmed; but the evidence on which this is affirmed cannot authorise the further claim that there is no eternal reality transcending the realm of temporal change.(21) In light of this exegesis, we may question whether Hick's interpretation has any justificatory force as an explanation of the Buddhist, specifically Zen, tradition in regard to matters metaphysical. Dogen, the founder of the Soto Zen sect(22) in Japan, regarded emptiness or impermanence as the organizing principle of all phenomena. He states in the Busshoo: [P]lants, trees, and woods are impermanent, hence Buddha-nature. Human bodies and minds are transient, thus Buddha-nature. Countries, mountains, and rivers are evanescent, because they are Buddha-nature. Since supreme enlightenment is Buddha-nature, it is impermanent. The perfect quietude of nirvana is momentary and thereby Buddha-nature." For Dogen, impermanence is not so much a discrete, metaphysically real ground of human experience as it is a phenomenological law governing the dispositional states of all psychophysical operations at work in the experiential world. Indeed, even the ultimate soteriological state of nir- vana cannot be said to be free from the continuous flux of change and decay: "Awakening to the Bodhi-mind and realizing enlightenment are both subject to momentary birth and decay.... Simply understand that birth and death are in themselves Nirvana."24 Ultimately, the "emptiness of'emptiness is emptiness"' means that in the realization of emptiness there is "nothing but emptiness."(25) When Doogen states that all things are impermanent, he is not simply stating that some form of "change" exists as a "higher" immutable reality "out there" to be grasped; rather, he seems to be suggesting that imper- P.457 manence, as a determinative, constituent factor of all phenomena, is occurrent prior to its objectification. He states in the Ikka myoju: "Because of its priority over its functional manifestations, this principle remains as something ungraspable even in the midst of its functioning."(26) In other words, impermanence, by its very definition, is impossible to experience externally but is rather an internal phenomenological condition of the experience itself. Hence, instead of "All sentient beings possess Buddha-nature without exception," Dogen contends that "All existence is Buddha-nature."(27) In this way. Dogen denies that impermanence can be experienced as a something, not because of any sort of metaphysical gap (e.g., between the Real an sich and the Real as humanly experienced), but rather because of its non-abiding ontological reality. Joan Stambaugh, in a recent study of Dogen's views on imper- manence, puts the matter thus: The Buddha-nature is not the kind of thing that we can possess at all. Viewed temporally, this means that the Buddha-nature is not something that admits of being possessed in the mode of durational persistence. It does not persist; it has no duration.... The Buddha-nature is precisely temporal conditions themselves. By temporal conditions, Dogen is referring to the question of how something occurs, happens, takes place.(28) In contradistinction, from Hick's pofnt of view, the Real an sich manifest in the Zen experience is, in fact, the source both of our existence and the value or meaning of that existence.... To affirm the goodness of the universe... is to affirm an ultimate reality transcending the flux of change and chance, a reality which is in its relation to us to be rejofced in. And in the Buddhist tradition this eternal reality is variously known as nirvana, the dharmakaya, sunyata.(29) However, it is dubious whether one could categorize emptiness as a "source," Or even more precariously as "an ultimate reality transcending the flux of change and chance." since it seems eminently clear that impermanence is metaphysically non-reierential. As Thomas Kasulis contends: [I]t is futile to seek a permanently unchanging object, whether it be God, soul, atman, or an essence that distinguishes one from everybody else.... In other words, when projecting our experience of change onto some external noumenon, we falsely assume the experiencing self to be unchanging; but when we take the experience of change as it is and make no pro]ections beyond what is directly given, there is simply the unending experience of flux.(30) In other words, Zen does not pofnt to a metaphysically ultimate ground as the referent of phenomenal experience; it does not mediate "real contact with a higher reality." In fact, the soteriological end of Buddhism, in general, seems more to be preoccupied with dissolving "ignorance" P.458 than experiencing an "absolute": "it is the preoccupying concern of Buddhism to 'resolve' the problems of suffering and death by showing them to be problems caused by misunderstanding and ignorance of the true character of reality."(31) These conclusions lead one to question whether Hick's interpretation is warranted based on the textual sources and whether his explanations possess any hermeneutical force in regard to their logical coherency. It seems prima facie evident that Hick's model seems misplaced at least in relation to the Zen tradition. Again, the ill fittingness of Hick's claim seems to suggest, at least inferentially, that there might be a theistic bias at Work.(32) Perhaps the suspicion of a theistic orientation could be further fleshed out by considering in detail Hick's tolerant agnosticism concerning conflicting truth claims of different religious traditions. In a nutshell, Hick contends that differences between historical, transhistorical, and ultimate beliefs advanced by religious faiths are at present inconclusive as relates to their truth value;(33) however, as Hick suggests, "such theories and mythologies are not however necessary for salvation/ liberation.... They are less than ultimately important."(34) This is fully consonant with what David Putney sees as the primary "soteriological intention" in the work of Dogen: "If any teaching became an obstacle to realization, Dogen, like many of his Buddhist predecessors, did not hesitate to abandon it.... The masters of the Zen tradition were very much aware that their teachings, or'words and letters,' could themselves become obstacles, and thus the term kato (Chin. ke-tung), or the metaphor of attachment as a tangle of vines."(35) Compare Hick: It could be that the universe, like a modern spy operation, is conducted on a "need to know" basis and that what, religiously, we need to know is soteriological rather than metaphysical. If so, the metaphysical differences between the different religious traditions, responding in their distinctively different ways to the various unanswered and unanswerable questions, will not affect the all important matter of salvation/liberation.(36) Hence, Hick proposes a pragmatic approach to grading religious systems as a function of their soteriological efficacy. To this end, he suggests that "the transformations of human existence which the different major visions produce appear, as we see them described in their scriptures and embodied in the lives of the saints, to be equally radical in their nature and equally impressive in their outcomes."(37) As such, since the major religious traditions can be said to be equally effective in their soteriological methods and thereby inscribe equally valid impressions of the Real, the "pluralist hypothesis" would seem to be justified on pragmatic grounds. However, it must be asked whether Hick actually relegates claims of a metaphysical order to ancillary roles; or, perhaps, could P.459 he be conflating the pragmatic with the metaphysical in his criteria of soteriological efficacy? As was illustrated above, Hick seems to intimate more than just a tinge of a theistic bias in his theoretical orientation. Furthermore, if we are to take his avowed claims as logically coherent and hermeneutically efficacious, it is incumbent on his theory to accommodate a general reading of the major religious traditions. Specifically, can his schema tolerate a tradition (i.e., Soto Zen) that does not posit a metaphysical Real into its soteriological equation! I will contend that in fleshing out the implications of Hick's pragmatic justificatory scheme, the theistic orientation that colored his metaphysical reading of the Buddhist tradition is also at work in his soteriological model. By way of analogy, I would like to invoke William James' anecdote of an "automatic sweetheart" to illuminate Hick's position. I will quote at length here due to what I see as the homologous nature of the logical fallacy that impinges upon both James' aside and Hick's hypothesis: I see here a chance to forestall a criticism which some one may make on lecture IFI of my Pragmatism, where... I said that "God" and "Matter" might be regarded as synonymous terms, so long as no differing future consequences were deducible from the two conceptions.... I had no sooner given the address than I perceived a flaw in that part of it.... The flaw was evident when, as a case analogous to that of a godless universe, I thought of what I called an "automatic sweetheart." meaning a soulless body which should be absolutely indistinguishable from a spiritually animated maiden, laughing, talking.... performing all feminine offices as tactfully and sweetly as if a soul were in her. Would anyone regard her as a full equivalent! Certainly not, and why! Because, framed as we are, our egofsm craves above all things inward sympathy and recognition, love and admiration. The outward treatment is valued mainly as an expression, as a manifestation of the accompanying consciousness believed in. Pragmatically, then, belief in the automatic sweetheart would not work, and in pofnt of fact no one treats it as a serious hypothesis. The godless universe would be exactly similar. Even if matter could do every outward thing that God does, the idea of it would not work as satisfactorily, because the chief call for a God on modern men's part is for a being who will inwardly recognize them and judge them sympathetically. Matter disappofnts this craving of our ego, so God remains for most men the truer hypothesis, and indeed remains so for definite pragmatic reasons.(38) In the footnote by James above, the metaphysical questions of matter and God are discussed by way of an analogous case in which the two conceptions are discerned according to their respective functions. James contends that owing to the "craving of our ego" men recognize the conception of God, as opposed to matter, to be the "truer hypothesis." This is the case due to the following reasons: first, the "chief call" for a God is to "inwardly recognize" and judge "sympathetically" the entia of P.460 men; secondly, since matter, even if it could satisfactorily comply with "every outward thing that God does," is lacking in regard to inward attributes (e.g., sympathy and love), it cannot fulfill this "craving" of the ego; thus, the idea of matter would not "work" as pragmatically as the idea of God. Recognizing the fact that the passage above is merely a footnote, I wish to illuminate the discrepancies and uncritical assumptions that seem to undermine James' argument and then relate my conclusions to Hick's postulate. James attempts to discern the practicality of the belief in the notion of God through an analogous case of an "automatic sweetheart." He argues that since we cannot regard the automatic sweetheart, though ''indistinguishable'' from a spiritually animated maiden, as equivalent to its more vivacious counterpart, we cannot regard a godless universe as equivalent to a universe in which God is extant. The reasoning in both cases rests on what James calls the "craving of the ego" for inward recognition and sympathetic judgment. Just as a spiritually animated maiden can satisfy this internal craving, God can also fulfill this desire. However, it seems as though it could be argued that inward recognition and sympathetic judgment could be perceived as just two more "offices" of the outward treatment of the maiden. It is one thing to say that a person, filled with compassion, does acts of charity as the expression of that compassion; that is, it would be "a manifestation of the accompanying consciousness believed in." However, to equate the existence of a soul with the qualities of inward recognition and sympathetic judgment seems, at the very least, to be a dubious proposition. And in fact if, as James states, the automatic sweetheart is "absolutely indistinguishable" from the real maiden, what would be the "cash value" in treating the two entities as unequal. When James contends that the idea of God is the "truer hypothesis." owing to its unique functions (i.e., "a being who will inwardly recognize them and judge them sym- pathetically"), he begs the question by assuming a God to perceive and judge when in fact this is hardly unequivocal. Analogously, the logic that applied to James' "automatic sweetheart" could, mutaris murandis, be applied in Hick's theory of the Real. If Hick is bold enough to assert that truth claims of a historical, transhistorical, and ultimate nature are tertiary to the "all-important matter of salvation/liberation" (i.e., their cash value), and if in fact the tenacity with which we cling to such beliefs may in the end be "counterproductive'' to soteriological ends, then it would seem as if his insistence(39) on an ontologically ultimate Real an sich in the case of Zen Buddhism would either (1) falsify what would otherwise be a valid pragmatic theory of soteriological justification or (2) undermine his own tenacity, notwithstanding a sound thesis to the contrary, in holding such a theistic orientation. I would be inclined to concur with the latter judgment. P.461 Hick's epistemological claims derive principally from a Kantian orientation(40) in which religious beliefs and practices are seen as "cognitive filters" that mediate an awareness of the Real. Hick further develops his epistemic model by extending Wittgenstein's notion of "seeing-as" to the whole of conscious experience as "experiencing-as."(41) Hence, In a continuous activity of interpretation, usually operating in unconscious and habitual ways, we form hypotheses about its character or practical meaning for us which we then test in our behavior. For the meaning of an objector a situation is its perceived (or misperceived) character as such that to perceive it as having that character is to be in a distinctive dispositional state in relation to it. We are continuously experiencing aspects of our environment as having kinds of meaning [physical, ethical, and religious] in virtue of which it is appropriate for us to behave within it in this or that way or range of ways. Thus all conscious experiencing is experiencing-as.(42) For Hick, the Real is always encountered indirectly through the mediating channels of sociolinguistic schemes that have been culturally and institutionally conditioned. Indeed, Hick goes so far as to state that "even in the profoundest unitive mysticism the mind operates with culturally specific concepts and that what is experienced is accordingly a manifestation of the Real rather than the postulated Real an sich."(43) However, does not this position seem to contradict many traditions, including Zen, that hold that reality can be intuited in an unmediated manner? I do not think that Hick's hypothesis suffers from descriptive reductionism, for clearly he sees that traditions do in fact report such experiences. Nevertheless, it seems as if Hick's theistic bias, as expressed in his partition of an ontologically divine noumenal reality as distinct from a humanly experienced phenomenal reality, spofls the explanatory force and hermeneutical adequacy of his hypothesis when considering the epistemological foundations of the Zen tradition. The shortcomings of Hick's epistemic assumptions seem to be three fold: (1) There is an uncritical presupposition that the religious experience for the aspirant is "intentional." (2) Zen avofds Hick's dilemma by not positing an ontologically ultimate Real an sich; hence, there is no epistemological problem with directly intuiting the Real since the Real is only phenomenal existence. (3) Hick's hypothesis is logically incoherent in its application to Zen since the epistemic status of "undeifled" awareness is predicated as a necessary condition for the soteriological end of enlightenment. In other words, if we strictly follow Hick's postulate (i.e., that unmediated conscious experience is impossible), it would be logically insuperable for a Zen aspirant to attain enlightenment. I will delineate these arguments in turn. Robert K. C. Forman(44) has recently argued that the experiential model that has been generating much of the literature on mysticism(45) P.462 assumes, explicitly or implicitly, that mystical experiences are equivalent to ordinary intentional experiences; that is, the mystic encounters some "object": The underlying picture in all these accounts is that mysticism is rather like one's experience of a pencil, the thought of a pencil, or feelings about a pencil. One hotly defended implication of this model is the pluralism thesis: different cultures engender different experiences of the mystical object(s). Theirs is a plea for the recognition of differences.(46) Forman goes on to note that while most of our ordinary experiences are indeed "intentional," or "vectorial," in nature, many religious traditions, to the contrary, report mental events in which all mental content(47) is absent: "a transient phenomenon during which the subject remains conscious (wakeful, alert--not sleeping or unconscious) yet devofd of all mental content."" Moreover, conceptual-linguistic filters cannot be said to "construct" such an event since the very procedures that necessitate such a condition require that the subject cease using language and concepts: "if one truly forgets all concepts, beliefs, etc., for some period, then those beliefs, etc., cannot play a formative role in the etiology of the resultant conscious events."(48) However, during this "pure consciousness event" (PCE) one is still conscious, but not of anything; it is rather consciousness per se. Thus, the subject-object dichotomy that usually obtains during a conscious experience between the perceiving subject and the perceived object is nullifled, and all that remains is "awareness itself." In this sense, there is no structural discontinuity from non-object consciousness to object consciousness, only the addition of content. Forman likens this model to the example of a radar receiver: If consciousness is defined as the persisting awareness itself, analogous to the persisting receiver itself, then conceiving of the pure consciousness event is unproblematic. In the pure consciousness event awareness itself persists, even though unaccompanied by intentional content. It is as if the radar dish were "switched on," but no airplanes happened to fly by.(49) In short, all mental phenomena need not possess intentional properties. Hence, instead of "There is something that S perceives to be f;" it is, rather, simply, "S perceives." Forman adroftly alludes to the fact that his theory is just as warranted as the constructivist model if for no other reason than the fact that both conceptions of consciousness are predicated on empirical evidence. And, as he concludes, No matter how many Humes, Moores, or Evanses claim that they cannot catch themselves devofd of perceptions, this tells us little about what a Sadhu. Carthusian monk, or Bhikku may or be able to do after years of practice of P.463 certain mental or physical techniques.... The empirical evidence is that sane people sometimes use the term "consciousness" to allude to an experience which differs from what we usually mean by consciousness, or allude to an experience of consciousness devofd of content. Evidence, not theories of the possible, should determine definitions.(50) The question of pure consciousness, by its very nature, seems to be an empirically derived and contingent proposition, not the a priori, necessary proposition that some scholars (e.g., Steven Katz(51)) have deduced it to be. In other words, the veridicality of mystical states does not seem to hinge on an analytic judgment (e.g., "all bodies are extended"); rather, they seem to fall under synthetic judgments (e.g., "all bodies are heavy"). And in this sense, the burden of proof is on the philosopher to supply the empirical evidence (e.g., neuroscientific) to corroborate his/her claims. Indeed, the only sort of "evidence" that Hick supplies is a de hacto claim that seems to beg the question. He states: If the history of religions had included only one tradition of unitive mysticism, offering a single and consistent report of that of which the mystics have an apparently unmediated awareness, it would have to be necessary to amend our hypothesis at this pofnt.... However does not the fact that there are a number of different traditions of unitive mysticism, offering their characteristically different reports of the nature of the Real, make it seem more likely that the otherwise universal structure of human consciousness holds here also.... These observable facts suggest that mystics within the different traditions do not float free from their cultural conditioning.(52) Besides the evidential paucity of Hick's epistemological claims, it seems--at least in the Zen tradition--that the "intentional model" of mystical experience can be deflated in part by illustrating the logical incoherence that inheres when an ontologically divine reality is posited. For Hick's hypothesis to be plausible, there has to be a presumption of a Real an sich grounding all phenomenal reality, or the affirmation of "the noumenal Real as the necessary presupposition of the religious life."(53) Without this premise, the theory would seem to be innocuous at best and irrational at worst. For if there were no Ultimate Real to mediate via cognitive filters, it would only be a short step to drawing the positive conclusion that indeed one could get at the true nature of reality through an unmediated awareness. This is precisely the maneuver that I think Dogen is making. In his Fukan zazen-gi, Dogens states: You should stop pursuing words and letters and learn to withdraw and reflect on yourself.... Setting everything aside, think of neither good nor evil, right nor wrong. Thus, having stopped the various functions of your mind, give up the idea of becoming a Buddha. This holds true not only for zazen but for all your daily actions.... Think of nonthinking. How is this done! By thinking P.464 beyond thinking and nonthinking. This is the very basis of zazen.... Zazen is a practice beyond the subjective and objective worlds, beyond discriminative thinking.(54) As characterized by Dogen, the state achieved in zazen (i.e., satori) seems to mirror the "forgetting model" alluded to earlier by Forman. Within this state, although one is still conscious (i.e., one is still "thinking" in a "nonthinking" way),(55) the fetters of discriminative thought patterns are at rest; one achieves an awareness per se. Or, as Sallie B. King states, "The mind or Buddha nature is not a thing which perceives, but the act of perceiving itself."(56) The Zen adept's mental state can be properly described as intentionless (i.e., no object is attended to consciously). On this interpretation, it would seem to take a feat of hermeneutical herofcs to construe the experience as in any way concerned with an ontologically ultimate Real an sich. Yet, Hick would still insist that there is actually a Real that is grounding Dogen's phenomenal experience: "When Sunyata is understood in this sense, as referring to the ultimate reality beyond the scope of all concepts, knowable only in its manifestations, then it is indeed equivalent to what in our pluralistic hypothesis we are calling the Rea1."(57) Besides the ontological fallacy that I see at work in Hick's interpretation of Zen, there is also another internal inconsistency of logic that seems, at least prima facie, to damn Hick's hypothesis. That is, it seems as if the soteriological end of Zen (i.e., enlightenment) is predicated upon the necessary condition of an unmediated awareness of the sort characterized by Forman. As Dogen states, "When freed from the bondage of sound, color, and shape, you will naturally become one with the true Bodhi-mind.... Thought, discrimination, and so forth should be avofded in the practice of the Way."(58) However, according to Hick's model, this state of affairs is logically impossible. Hence, one is left with an epistemological dilemma: either (a) Dogen is correct in asserting that "cognitive filters" have no place in the Zen experience, and thus Hick's model would seem to need structural revision, or (b) Hick is correct in averring that all religious experience, including the state of satori, necessarily involves mediational devices, in which case Dogen seems to be under a spell of delusion (perhaps he has not yet awakened to the "true" nature of things).(59) Whatever the case may be, it would seem to be scholarly imprudence on the part of Hick to dismiss, out of hand, unmediated experiences of the sort recognized by the Zen tradition.(60) Perhaps due to the lack of a metaphysical component (on the purely experiential level), Hick's soteriological model seems to be, on the whole, consonant with the phenomenological process of Zen enlightenment. For Hick, salvation/liberation is "the transformation of P.465 human existence from self-centeredness to Reality-center- edness," which is "essentially the same within the different religious contexts within which it occurs."(61) And within the Zen context, Hick sees the process the following way: "Experienced from the self-enclosed ego's pofnt of view human existence is Samsara, an endless round of anxiety-ridden living and dying. But experienced by the ego-less consciousness of the liberated mind the same ordinary human existence is Nirvana!"(62) Likewise, Dogen's soteriological model ostensively seems to engage the same mechanism: Conveying the self to the myriad things to authenticate them is delusion; the myriad things advancing to authenticate the self is enlightenment.... To study the Buddha Way is to study the Self. To study the sell is to forget the self. To forget the self is to be authenticated by the myriad things. To be authenticated by the myriad things is to drop off the mind-body of oneself and others.(63) However, notwithstanding their similarities, I would contend that Dogen extends Hick's soteriological model to encompass compassionate activity as a necessary, practical component of enlightenment. Dogen's religious enterprise can be seen as comprised of two coextensive components, one ontological/epistemological and one ethical, that conflate to form a unified, practical soteriology. Hence, both components are necessary if one is to achieve enlightenment. The schema can be stated as follows: 1. Ontological/epistemological: impermanence, or interd- ependent origination, as the fundamental principle of phenomena. 2. Ethical: the moral priority of compassion, manifest in the Bodhisattva Vow, as the motivational ground of existence. 3. Soteriological: enlightenment as the constant actual- ization/exertion of the impermanence/interdependence of reality through the activity of compassion. The soteriological aspect of Dogen's schema is practical insofar as it emerges from the existential priority of acting. For example, in the Cyoji he states: The great Way of the Buddha and the Patriarchs involves the highest form of exertion, which goes on unceasingly in cycles from the first dawning of religious truth, through the test of discipline and practice, to enlightenment and Nirvana. It is sustained exertion, proceeding without lapse from cycle to cycle. Accordingly it is exertion which is neither sell-imposed nor imposed by others, but free and uncoerced.(64) In this sense, Dogen's vision seems to be akin to the sort of Operationalism of the later Wittgenstein ("it is our acting, which lies at the bottom of the language-game").(65) P.466 In addition to the practical component, Dogen also qualifies his soteriological vision by restricting the ultimacy of the experience for the individual. Quoting his "authentic teacher" Ju-Ching,(66) Dogen states: "Although the sitting in meditation of arhats and pratyekabuddhas transcends attachment, it lacks great compassion. Therefore it is not identical with the sitting in meditation of the buddhas and patriarchs, who consider great compassion first, whereby they save all sentient beings."(67) Dogen's introduction of the "altruistic vow" as a prerequisite to enlight enment seems to be a move toward stripping the notion of enlightenment of identity. Thus, it is not a matter of "my," "his," or "their" enlightenment, but just enlightenment. As Kiyota Kimura notes: Thus for Dogen the bodhi-mind represents a totally altruistic and nondiscriminating mind of compassion, and it therefore differs from gratitude or affection directed toward a particular person. At the same time, it is not simply an inner spiritual quality but a psychosomatic quality, which is being continually manifested through concrete action.(68) In the Bodaisatta-shishobo (Bodhisattva's four methods of guidance), Dogen goes on to delineate four concrete ways of succoring others to salvation. They are: (1) Giving: "Giving means nongreed. Nongreed means not to covet. Not to covet means not to curry favor.... Whether it is of teaching or of material. each gift has its value and is worth giving. Even if the gift is not your own, there is no reason to keep from giving. The question is not whether the gift is valuable, but whether there is merit." (2) Kind speech: "Kind speech means that when you see sentient beings you arouse the mind of compassion and offer words of loving care. It is contrary to cruel or violent speech." (3) Beneficial action: "Beneficial action is skillfully to benefit all classes of sentient beings, that is, to care about their distant and near future, and to help them by using skillful means." (4) Identity-action: "identity-action means nondifference. It is nondifierence from self, nondifference from oth- ers....'Action' means right form, dignity. correct manner. This means that you cause yourself to be in identity with others after causing others to be in identity with you. However, the relationship of self and others varies limitlessly with circumstances."(69) In this way, in Dogen a mentalistic approach to the notion of enlightenment (e.g., "this mind-itself is Buddha") seems to be superseded by a practical orientation toward compassionate activity. For Dogen, compassionate activity is the ultimate verification of the epistemic prowess of the Zen adept. P.467 The implications of Dogen's soteriological model for the connection between religious experience and moral action seem to be manifold. To begin with, unlike Hick, for whom religious activity seems to flow out of the soteriological occasion,(70) Dogen sees the soteriological occasion flowing out of religious activity, insofar as this activity is truly compassionate (i.e., with right mindfulness, right views, right effort, etc.). The epistemological awareness of the emptiness and interdependence of all phenomena does not seem to be sufficient in and of itself to be properly salvific within Dogen's schema, for this would entail a logical contradiction of "possessing" a "something" that ultimately does not "exist, " or is continually arising and perishing--that is, "Buddha-nature." In this sense, Dogen seems to be invoking the Bodhisattva Vow, or Altruistic Vow, to limit the extent to which an epistemic/phenomenal experience is definitively soteriological for the aspirant. Dogen states in his Shobo genzo zuimonki: "If you have attained enlightenment, you should not halt the practice of the Way by thinking of your present state as final. For the Way is infinite. Exert yourself in the Way ever more even after enlightenment."(71) Consequently, the experience of enlightenment, although necessary, is inert without the infusion of a moral component, that is, of compassionate activity. Dogen thus dissolves the ostensive, perhaps merely conceptual, gap between religious experiences and moral actions.(72) Although I do see a difference between the two soteriological approaches advanced by Dogen and Hick, I think that the differences are a matter of emphasis more than substance, and in certain respects Hick's approach seems to be very flexible in regard to the Zen tradition. However, with respect to his epistemological and metaphysical foundations, I do not feel as charitable in my appraisal. Perhaps Hick could take some of his own advice and recognize that "it would be a mark of wisdom and maturity frankly to acknowledge our ignorance"(73) on matters that are not, even in principle, capable of being settled, and instead extend his thesis to encompass a true plurality of ontological ultimates in which religious diversity and epistemological veridicality could still be maintained. In the words of Wittgenstein: We want to say that there can't be any vagueness in logic. The idea now absorbs us, that the ideal "must" be found in reality. Meanwhile we do not as yet see how it occurs there, nor do we understand the nature of this "must." We think it must be in reality; for we think we already see it there.(74) NOTES This essay grew out of a seminar on "Mysticism and Morality" given by Harold D. Roth and Sumner B. Twiss at Brown University. What little P.468 insight I may have been able to provide should be credited to their tutelage. Two longtime mentors, Mark Unno (Carleton College) and Taitetsu Unno (Smith College), as well as the reader for Philosophy East and West, were exceedingly generous with their time in reviewing earlier drafts. I must also thank the Contemporary Religious Thought Group at Brown, especially Wendell S. Dietrich and John P. Reeder, Jr., for providing such an intellectually fertile environment. And finally, this essay owes its philosophical life to the enduring support of Yeshey R. Lee. 1 - See John Hick, Problems of Religious Pluralism (New York: St. Martin's Press, 1985), An interpretation of Religion: Human Responses to the Transcendent (New Haven: Yale University Press, 1989) , and Disputed Questions in Theology and the Philosophy of Religion (New Haven: Yale University Press, 1993). 2 - Hick, An Interpretation of Religion, p. 240, and Cod Has Many Names (Philadelphia: Westminster,1982),p.11. 3 - Hick, An Interpretation of Religion, p. 240. 4 - See Wittgenstein, Philosophical Investigations, 3d edition, trans. G.E.M. Anscombe (New York: Macmillan, 1968); see also his Blue and Brown Books (New York: Harper and Row, 1960), pp. 17, 81, 108, 172. 5 - Cf. Sumner B. Twiss, "The Philosophy of Religious Pluralism: A Critical Appraisal of Hick and His Critics," Journal of Religion 70 (October 1990): 568. 6 - Harold A. Netland, "Hick on Religious Pluralism," Religious Studies 22 (2) (June 1986): 261; see also Richard L. Corliss, "Redemption and the Divine Realities: A Study of Hick, and an Alternative," ibid., pp. 135-249, and Eliot Deutsch's review of Hick's An Interpretation of Religion, in Philosophy East and West 40 (4) (October 1990): 557-563. 7 - See Twiss, "Philosophy of Religious Pluralism," pp. 551-557. 8 - Hick, Disputed Questions, p. 164. 9 - Twiss, "Philosophy of Religious Pluralism," p. 557 n. 37. 10- Since the treatment of Dogen here will be that of a "philosopher, " I direct the reader to Carl Bielefeldt's "Recarving the Dragon: History and Dogma in the Study of Dogen, " in Dogen Studies, ed. William R. LaFleur (Honolulu: University of Hawai'i Press, 1985), pp. 21- 53, for a detailed study of Dogen the "Zen Master." Bernard Faure suggests that the "mere fact of reading him [Dogen] as an 'incomparable philosopher' or a 'medieval religious/sectarian figure' significantly affects the emerging subfield labeled Dogen Studies and P.469 its various academic stakes" (Bernard Faure, Chan Insights and Oversights: An Epistemological Critique of the Chan Tradition [Princeton: Princeton University Press, 1993], p. 146). This polemic is directed toward those (e.g., Robert Bellah in his "The Meaning of Dogen Today," in Dogen Studies, edited by William La Fleur [Honolulu: University of Hawai'i Press, 19851) who, according to Faure, read into Dogen a kind of hyperindividualism in radical dissonance to the sociohistorical context. 11- Professor Twiss, in conversation, has suggested that I am perhaps not as charitable in my estimation of Hick's "ethical criterion" (i.e., his treatment of the Golden Rule) as I could be. While I do not deny the foundational place of agape/karuna in Hick's soteriological model, I am concerned, at this pofnt, to draw the temporal distinction that Dogen seems to be intimating in the priority of compassion to salvation/liberation. For further treatment of this topic, see the end of this article. 12- I may be accused here of embracing a "Protestant" view of Zen in which, as Robert Sharf has recently articulated, there is an "inordinate emphasis on prescriptive scriptural ideals" with little redress to the "cultural, political, and institutional contexts in which such ideals were propagated"; see his "Zen and the art of Deconstruction, " History of Religions 33(3) (February 1994): 287-296. See also Cregory Schopen, "Archaeology and Protestant Presuppositions in the Study of Indian Buddhism," ibid., 31(1) (August 1991) : 1-23. While I do appreciate the sociohistorical situatedness of Zen in general and Dogen in particular, I do think one can legitimately engage in a conceptual-theoretical analysis that is informed by deconstructionist (e.g., Steven Heine) and ideological (e.g., Bernard Faure) critiques without being reduced to them. In fact, the matter is more practical than anything else. As Lee H. Yearley observes, engaging in a hermeneutics of suspicion (e.g., structuralist analysis, Marxist critiques) must be "detailed and delicate if it is to produce other than crass results"; see his "Conflicts among Ideals of Human Flourishing," in Prospects for a Common Morality, ed. Gene Outka and John P. Reeder, Jr. (Princeton: Princeton University Press, 1993), pp. 233-253. 13- Hick, Problems of Religious Pluralism, p. 104. 14- I am thinking here of Hilary Putnam's delineation: "The adoption of internal realism is the renunciation of a 'thing in itself'.... Internal realism says that the notion of a 'thing in itself' makes no sense; and not because 'we cannot know the things in themselves'. This was Kant's reason but... internal realism says we don't know what P.470 we are talking about when we talk about'things in themselves"' (Hilary Putnam, The Many Faces of Realism: The Paul Carus Lectures [La Salle, Illinofs: Open Court, 1987], p. 36). 15- Hick, Problems of Religious Pluralism, p. 16. 16- Wayne Proudfoot, Religious Experience (Berkeley: University of California Press, 1985), pp. 196-197); see also his "Religion and Reduction, " Union Seminary Quarterly Review 37 (1 and 2) (Fall/ Winter 1981-1982): 13-25. 17- For example, Netland argues: "Since Hick's theory is a second-order theory about the nature of religions it seems clear that to the extent that certain major religious traditions do not find their views adequately accounted for on Hick's analysis the theory is called into question....Thus, if there are significant elements of a religion which clash with Hick's analysis this prima facie counts against his theory" (Netland, "Hick on Religious Pluralism, " p. 255). 18- Cf. Twiss,"Philosophy of Religious Pluralism,"p. 543. 19- Hick, An Interpretation of Religion, p. 290. 20- For example, he states: "Zen involves a complete acceptance of the world as a beginningless and endless flow.... It is not a thing [sunyata] or object or entity or substance but rather reality itself, formless or'empty'ˇe,ˇffrom our pofnt of view not objectifiable by human thought" (Hick, An interpretation of Religion, p. 290). 21- Hick, Disputed Questions, p. 125; see also Hick, God Has Many Names, p. 83. Incidentally, Zen's postulate of a thoroughgofng impermanence seems, at least based on empirical evidence, to be just as warranted as, if not more warranted than, Hick's hypothesis of an unknowable transcendent Real. 22- On the historical formation of the Soto sect as well as Dogen's controverted role in its ascendance, see Bernard Faure's "The Daruma-shu, Dogen, and Soto Zen," Monumenta Nipponica 42 (1) (1987): 24-55, and his The Rhetoric of Immediacy: A Cultural Critique of Ch'an/Zen Buddhism (Princeton: Princeton University Press, 1991). 23- Quoted in Hee-jin Kim, Dogen Kigen: Mystical Realist (Tucson: University of Arizona Press, 1975), p. 135. 24- Quoted in Yuho Yokof, trans., Zen Master Dogen (New York: Weatherhill, 1976), pp. 109, 58. 25- Bussho quoted in Kim, Dogen Kigen, p. 131. 26- Francis H. Cook, trans., Sounds of Valley Streams (Albany: State University of New York Press, 1989), p. 73. P.471 27- Quoted in Kim, Dogen Kigen, p. 120. 1 am using "Buddha-nature" and "impermanence" interchangeably here; however, I am aware of the tendentious nature of this supposition and the debates that have burgeoned in recent Japanese scholarship, centrally at Komazawa University. For an overview of this scholarly wrangle, see Paul Swanson, "'Zen Is Not Buddhism': Recent Japanese Critiques of Buddha-nature," Numen 40 (1993): 115-149. 28- Joan Stambaugh, Impermanence is Buddha-nature: Doogen's Underslanding of Temporality (Honolulu: University or Hawai'i Press, 1990), pp. 21, 23. 29- Hick, Disputed Questions, pp. 164, 174. 30- Thomas Kasulis, Zen Action/Zen Person (Honolulu: University of Hawai'i Press, 1981), p. 81. 31- David Little and Sumner B. Twiss, Comparative Religious Ethics (New York: Harper and Row, 1978), p 214. 32- At one pofnt, Hick goes so far as to argue the following: "I suggest that dogmatic insistence upon the nonexistence of a creator, and again a dogmatic insistence that the universe does not have a teleological structure moving towards what we can refer to, in Buddhist language, as universal nirvana, would be to go beyond what is known within Buddhist experience. And to insist that this 'more' is the truth which everyone needs to know in order to find liberation would be soteriologically counterproduc- tive" (Hick, Disputed Questions, p.114). Clearly, Hick's theistic (perhaps ecumenical) proclivities seem to be rearing their heads. As a pofnt of fact, however, Buddhism has never "dogmatically" engaged in any sort of anti-theistic campaign; rather, the tradition has understood questions of the sort alluded to by Hick as tending not toward "edification." 33- See Hick, Problems of Religious Pluralism, chap. 6. 34- Ibid., p. 95. 35- David Putney, "Some Problems in Interpretation: The Early and Late Writings of Dogen," Philosophy East and West46 (3) (October 1996): 506 36- Hick, Disputed Questions, p. 108. 37- Hick, Problems of Religious Pluralism, p. 81. 38- William James, "The Pragmatist Account of Truth and Its Misunderstanders," in Writings /902-1910 (New York: Library of America, 1987), p. 922. P.472 39- Indeed, Hick seems to suffer from what Peirce terms the "method of tenacity." Peirce writes: The force of habit will sometimes cause a man to hold on to old beliefs, after he is in a condition to see that they have no sound basis. But reflection upon the state of the case will overcome these habits, and he ought to allow reflection its full weight. People sometimes shrink from dofng this, having an idea that beliefs are wholesome which they cannot help feeling rest on nothing...- The person who confesses that there is such a thing as truth... and then, though convinced of this, dares not know the truth and seeks to avofd it, is in a sorry state of mind indeed. (Charles S. Peirce. "The Fixation of Belief," in Philosophical Writings of Peirce, selected and ed. with an introd. by Justus Buchler (New York, Dover, 1955), p. 21) 40- See Hick, Problems of Religious Pluralism, chaps. 3, 6, and Disputed Questions, p. 177: "in Kantian terms, the noumenal Real is experienced--that is, enters into the phenomenal or experiential realm--through one or other of two basic concepts--the concept of deity, or of the Real as personal, and the concept of the absolute, or of the Real as non-personal." 41- See Wittgenstein, Philosophical Investigations,ˇ±74, ˇ±228, pp. 193-208; see also The Blue and Brown Books, pp. 163-165, 168-171, 173. It should be noted here that Wittgenstein himself did not in any way endorse such a schematization. He strictly limited the cases of seeing-as to particular moments of "recognition" when a certain "aspect" of an intentional object revealed itself. "One doesn't'take' what one knows as the cutlery at a meal for cutlery; any more than one ordinarily tries to move one's mouth as one eats, or aims at moving it" (Philosophical Investigations, P. 195). 42- Hick, An Interpretation of Religion, p. 12. 43- lbid., p. 195. 44- See Forman's "Mystical Knowledge: Knowledge by Identity, " Journal of the American Academy of Religion 61 (4) (Winter 1993): 705-739, and his "Paramartha and Modern Constructivists on Mysticism: Epistemological Monomorphism versus Duomorphism, " Philosophy East and West 39 (4) (October 1989): 393-419; see also his edited volume, The Problem of Pure Consciousness (New York: Oxford University Press, 1990). 45- For example, see Steven Katz' edited volumes, Mysticism and Philosophical Analysis (New York: Oxford University Press, 1978) and Mysticism and Religious Traditions (New York: Oxford University Press, 1983); see also Wayne Proudfoot's Religious Experience. The use of the term "mysticism" presents a pandora's box in terms of definition and application to different traditions. Specifi- P.473 cally in regard to the Zen tradition, the term seems to have been insulated to the realm of consciousness as more or less a transiormative experience simpliciter. However, although I critique Hick for his Kantian- cum-Wittgensteinian epistemological orientation and reserve a place for "pure consciousness, " I think this picture must be augmented by an ethical component in the form of compassionate activity if we are to do justice to the richness of Zen religious experience. I tackle these topics in section IFI. 46- Forman, "Mystical Knowledge," p. 705; see also Donald Rothberg's "Contemporary Epistemology and the Study of Mysticism, " in Forman, The Problem of Pure Consciousness, pp. 163-210. 47- Forman, "Mystical Knowledge," p. 708. 48- Ibid., p. 709. Here it seems to me that Forman is taking a decidedly Cartesian approach in assuming introspective states to be incorrigible and tran- sparent when in fact they may be dubitable and opaque. For example, it is not at all clear whether a subject's knowledge of his/her mental state can be verified without reference to some type of criteria (e.g., behavioral, physical, etc.) simply by being "aware" of them. In other words, is being in a mental state conceptually equivalent to believing that one is in a mental state? I do not have space here to investigate this query further. However, David Armstrong makes a powerful argument that we cannot have indubitable introspective knowledge; see his "introspective Knowledge Incorrigible, " Philosophical Review 72 (4) (October 1963): 417-432. See also Sydney Shoemaker, Self-Knowledge and Self- Identity (Ithaca: Cornell University Press, 1963), esp. chap. 6, and Richard Rorty, "Mind-Body Identity, Privacy, and Categories," Review of Metaphysics 1 9 (1) (September 1 965): 41 -48. 49- Forman, "Mystical Knowledge," p. 719. 50- lbid., pp. 720-721. 51- By "a priori" I mean here the causal necessity that Katz sees as obtaining between the antecedent beliefs and commitments one brings to an experience and the resultant experience; see Steven T. Katz, "Language, Epistemology, and Mysticism," in I