Stuart Lachs
Revised paper from presentation at the 1999 (Boston) Meeting of the American
Academy of Religion
Ch'an/Zen Buddhism
has become widely accepted in the West during the past fifty years. At
the head of Zen institutions sits the person of the
Master/roshi. Through the mechanisms of sectarian histories, ritual
performance, a special language, koans, mondos,[2] and most importantly
through the
ideas of Dharma transmission and Zen lineage, the supposedly enlightened
Zen Master/roshi is presented to the West as a person with superhuman
qualities. This presentation, mostly idealistic, is meant to establish,
maintain, and enhance the authority of the Zen Master. It is also meant
to legitimate the
Zen institutions and establish hierarchical structures within it. It
is my contention that this idealistic presentation has been widely and
uncritically accepted
in the West, but more importantly it is the source of a variety of
problems in Western Zen.
I begin the paper
by giving four examples showing the extremely idealistic presentation of
Zen in America. The examples will be from American,
Korean, Japanese, and Chinese teachers. I will show that this presentation
of Ch'an/Zen is widely accepted and in addition, display some of the
consequences of this acceptance. The American sociologist Peter L.
Berger will be introduced along with his view of the social construction
of reality.
Berger's theory will be used throughout the paper as a model for viewing
Zen institutions. The defining terms of Zen; Master/roshi, Dharma transmission,
and Zen lineage as well as koans and ritual behavior will be more closely
examined. However idealistically these terms are presented to Zen students,
the
reality of how they have been used historically and what they mean
in an institutional setting is quite different. This idealistic presentation
of the defining
terms of Zen is used to establish a mostly undeserved authority for
the Master/roshi and to legitimate the hierarchical structures of Ch'an/Zen.
The result of
this presentation of Zen often leads to the Master/roshi being alienated,
in Berger's sense of the word. The paper ends with a few suggestions for
change in
Zen from within the larger Buddhist tradition.
Idealistic Presentation
Richard Baker,
in perhaps the best selling Zen book in the English language, Zen Mind,
Beginner's Mind describes the term roshi in the following
manner,
A roshi is a person who has actualized that
perfect freedom which is the potentiality for all human beings. He exists
freely in the fullness of his
whole being. The flow of his consciousness
is not the fixed repetitive patterns of our usual self-centered consciousness,
but rather arises
spontaneously and naturally from the actual
circumstances of the present. The results of this in terms of the quality
of his life are
extraordinary-buoyancy, vigor, straightforwardness,
simplicity, humility, security, joyousness, uncanny perspicacity and unfathomable
compassion. His whole being testifies to what
it means to live in the reality of the present. Without anything said or
done, just the impact of
meeting a personality so developed can be
enough to change another's whole way of life. But in the end it is not
the extraordinariness of the
teacher that perplexes, intrigues, and deepens
the student, it is the teacher's utter ordinariness.[3]
It should be
noted that this was written as the introduction to the words and teachings
of Mr. Baker's teacher, Suzuki-roshi. This introduction was
meant to describe a real person, and by extension, as is clearly stated,
all people with the title roshi. It is not an idealized reference to a
heavenly being or
some distant or mythological religious figure.
Zen Master Seung
Sahn, who is the most famous Korean Zen Master in the West, in Dropping
Ashes on the Buddha, one of his better selling books,
related the following exchange of letters that indicates his view of
the Zen Master. In a letter to the Master, someone asked, "If a Zen Master
is capable of
doing miracles, why doesn't he do them?... Why doesn't Soen Sunim do
as Jesus did- make the blind see, or touch a crazy person and make him
sane?
Wouldn't even such a showy miracle as walking on water make people
believe in Zen so that they would begin to practice..." The Master (that
is, Seung
Sahn) replied, "Many people want miracles, and if they witness miracles
they become attached to them. But miracles are only a technique. They are
not the
true way. If a Zen Master used miracles often, people would become
very attached to this technique of his, and they wouldn't learn the true
way..." [4]
Soen Shaku, the
famous Rinzai Master who was D. T. Suzuki's teacher, commenting on Zen
satori[5] states, "To say the Buddha had a satori
experience sounds as if we are talking about a Zen monk, but I think
it is permissible to say that a monk's attaining satori corresponds to
the Buddha's
awakening effortlessly."[6] Here we see that Zen satori is equated
with the historical Buddha's great enlightenment, the very zenith of Buddhist
attainment.
Since the Master/roshi represents the Zen institution, it does not
require too big a leap of imagination to make the correspondence between
the present day
Zen institution and the historical Buddha by laying the groundwork
for the lineage convention.
The well known
Chinese Ch'an teacher, Master Sheng-yen also said of the Zen Master, "it
should be remembered that the mind of the master is ever
pure... and even if the master tells lies, steals, and chases women...,
he is still to be considered a true master as long as he scolds his disciples
for their
transgressions."[7]
The reader is
informed that no matter what the Zen Master does, it is beyond both the
reader's and the student's ken, because the Master's mind is
ever pure, a mysterious state beyond the ordinary person's comprehension.
The student is informed that the Master's authority must be taken totally
on faith
in the infallibility and omniscience that is implicit in his title.
The student is incapable of making any judgments relating to the Master's
activities. Zen's
self-definition as a tradition beyond words and letters would lead
one to believe that words and thinking are not important. Yet here we see,
in terms of
institutional authority and hierarchy, it is precisely words and title
that are of primary importance.
Aside from Master
Sheng-yen's implicit claim that the Master is beyond conventional morality,
the above manner of describing the qualities of a
Master/roshi does not make any explicit ethical or moral claims. This
does not mean that such claims are absent from Ch'an/ Zen. The basis of
Zen practice
is often encapsulated in the six paaramitaas, the second paaramitaa
(`siila) being variously translated as morality or discipline. Another
avenue where
morality enters Zen practice is through the ten precepts, sometimes
translated as the "Ten Grave Precepts." Robert Aitken-roshi underlines
his
understanding of the importance of the precepts by stating, "Without
the precepts as guidelines, Zen Buddhism tends to become a hobby, made
to fit the
needs of the ego."[8] Aitken-roshi is not alone in this belief, as
it is commonly maintained in Zen and Buddhism in general, that the precepts
are the
foundation on which the meditation practice is based. Though there
is a separation between how Zen practice works and the moral and ethical
consequences of that practice, however since the Master/roshi represents
the fullness of the practice, when authority and hierarchy in Ch'an/Zen
are
examined, the two are tied tightly together.
In the four quotes
of the modern day teachers cited above, one is given a rather exalted and
idealized picture of what it means to be a Master or roshi.
It is interesting to see how two of these teachers have manifested
their words and how their students have responded. Though no mention is
made of moral
or ethical issues in any of the above statements, it does seem as if
the students do have moral expectations, as we shall see below.
About two
years after writing the above description of a roshi, Richard Baker was
made roshi shortly before his teacher Suzuki-roshi, died at the end
of 1971. Ten years later, Baker-roshi was involved in a scandal that
revealed his repeated instances of sexual misconduct on his part, as well
as his living in
high style while paying the many members working at Center's enterprises
something close to subsistence wages. This affair was extremely divisive
for the
San Francisco Zen Center [9], and resulted in Baker-roshi leaving the
Center after long, heated negotiations over the amount of his severance
pay and the
ownership rights to the art collection and library purchased during
his tenure as its roshi and abbott.
Some years
later, Seung Sahn too was caught up in sexual scandals, having, over a
period of years, simultaneous affairs with a number of his students
directing his satellite Centers spread across the country. Seung Sahn's
explanation was that the women needed his power to keep the Centers running.
This
affair was very divisive to his followers causing many people to leave.
As research
for this paper, I did a mail survey of one hundred fifty Zen Centers and
individual Zen practitioners across the country. The
questionnaire consisted of a cover letter and a second page with a
list of eight terms.[10] The purpose of the survey was to see how people
from different
Zen Centers understood a number of key terms, that define or color
what Zen means in America. I received thirty-eight replies. Six were from
people whom
I knew were either in charge of large Centers or had Dharma transmission
from their teachers. The results of the survey were inconclusive, though
it yielded
valuable anecdotal material such as the chronicles below of the retreat
led by Carol and the meeting of a North American Zen Center. The term Dharma
transmission elicited the closest agreement among respondents, most
everyone stated explicitly or seemed to imply that the Zen lineage went
back to the
historical figure Sakyamuni. Most respondents expressed little awareness
of the varied ways in which the terms Zen Master/roshi, Dharma transmission,
and
Zen lineage have been used during Zen's long history.
Words have power.
It is through words that we understand the world around us, give the world
meaning, and to a certain degree, determine what we
actually see. Presenting Zen in an idealized way has consequences.
I would like to relate two stories to underline the strength of the authority
attributed to
those in teaching roles in Zen, at least in America. One respondent
to my survey, in addition to answering my questions, related the following
story. In
North America, in 1998, a retreat was held under the direction of a
Zen teacher we will call Carol, with eight full-time and a number of part-time
students
participating.[11]
The retreat started
normally, however on the second day, Carol added her name to the list of
dead on whose behalf the chanting on retreats is
dedicated. On the third day private interviews as part of the koan
study, were cancelled. In the evening Carol took the group to the movies,
an unheard of
activity during a seven-day retreat. On the fourth day Carol was absent
most of the time; she had pizza and champagne served for the evening meal,
which
normally would consist of rather plain vegetarian, non-alcoholic fare.
On the fifth day she announced that everyone would be moving to Miami and
should
begin studying Spanish. She also followed this announcement with a
semi-coherent discourse about inner circles and outer circles. In the afternoon
she
showed the video of Steven Spielberg's film "ET." Subsequently she
announced the group was going to have a funeral for her to celebrate the
death of her
ego. She would leave the room and the group was to plan the funeral
and then tell her when they were ready. In the group were two women who
had studied
with Carol for over fifteen years. My correspondent related to me that
after Carol left the room, he asked these women if perhaps Carol was having
some
sort of mental breakdown and suggested maybe the show should stop.
Another student raised a question about psychodrama. The two senior students
assured them that all was well. My correspondent recalls saying to
himself, "What the hell, the show must go on" and remained on the retreat
despite his
skepticism about Carol's mental condition.
The group devised
a funeral ceremony, Carol came out and the group performed it. Carol then
claimed that since she was now dead she didn't know
what her name was, but for the time being she should be called "Zen
Ma." The fellow relating the story said that at this point he wondered
if Jonestown
wasn't next, but instead of cyanide laced Kool-Aid, the group then
had more champagne. After dinner, Carol lapsed into a long ramble about
meeting Swami
Muktananda. Soon she stopped, announcing that she was feeling negative
energy, and asked, "Does anyone in the room have negative energy?" My
correspondent confessed that he did indeed, but did not want to discuss
it. Carol commanded, "Just say it," to which the fellow replied that he
had an
interest in being someone's student but not someone's follower. She
responded by undertaking a talk about Tibet and Milarepa, five minutes
into which she
stopped, and looking at the fellow said," So why don't you get the
hell out of here?" Which, at that point, is exactly what he did.
About two weeks
after the retreat Carol decided that the two women who were her long-time
students and who had assured my correspondent of the
teacher's sanity, were witches, ordering them to leave as well. Carol
then gave away her belongings and moved to Florida.
It is interesting
to note that despite Carol's bizarre behavior and disjointed speech, not
one person on the retreat left on their own initiative or raised a
question to the teacher directly. The two senior students maintained
that nothing was wrong when a question was raised privately about the teacher's
mental
state. After two months, Carol returned from Florida and all the people
who had been on the retreat, returned to study with her, except for the
fellow who
related this story to me. Again, I have related this story, as an illustration,
albeit an extreme one, of the sort of unquestioning respect and obedience
given to
the Zen teacher by Western students. It also underlines the fact that
the imputed attainment of the teacher repeated in one Zen context or another,
will
more often than not out weigh or transform what is happening in front
of the student's eyes. It should be noted, that Carol was not an officially
sanctioned
Master or roshi, but was functioning in that role without the actual
title.
The second
story I would like to relate took place in 1999. A meeting was held by
a North American Zen Center concerning the problematic
behavior of a related Center's Zen Master, more specifically a pattern
of excessive drinking, perhaps actual alcoholism, and instances of "sexual
misconduct." I was told by one attendee that many of the group members
were thoroughly baffled by the fact that one who has supposedly attained
full
enlightenment, the Zen Master, could manifest such unpleasantly unenlightened
conduct. My informant wondered where these students had gotten this idea
about the Master's "full enlightenment" along with its attendant immunity
from human shortcomings. The Master himself had never made any such claims
to "full enlightenment" or immunity to human shortcomings...
To summarize,
in the definitions and descriptions of the Master or roshi quoted at the
beginning of this paper, there is an extraordinary claim to
authority. These descriptions were given by individuals who are themselves
Masters/roshis, the very official spokespersons for Zen institutions. But
from
the examples given above, it appears that there is some disparity between
the student's credulous expectations resulting from this idealized view
and what
takes place in the real world. It is fair to ask, what are the bases
for such claims to authority and how valid are these claims? That these
idealizations may
have caused problems in the Far East is not the concern of this paper.
However, it is my contention that an idealized Asian version of Zen has
been
uncritically accepted in America and that it is a source of problems
here.
Around Zen Centers
in America, there has been very little if any discussion pertaining to
the meaning of terms and titles that define Zen or to how
these terms and titles have actually been used in the East during Zen's
long history. Perhaps one of the reasons behind this limited opportunity
for
discussion is that, lacking any sort of theoretical framework or critical
focus, members of the Zen community have recourse only to the context provided
by
their personal experiences. This personal context to a large extent
is the world of Zen, its language, ideas, and ways of thinking. If the
student attempts to
look critically at Zen institutions, he/she can do so only within the
context and language of Zen, which for reasons discussed later in this
paper, idealizes
itself, its roles, and important defining terms. Even in this situation
of critically examining Zen institutions, the student often ends up empowering
the very
authority figures in question, just as we shall see in this paper,
the language of Zen was intended to do.
The confusion
created by assumptions about enlightenment and spiritual authority is not
confined to the above-mentioned North American Center, or
even to the U.S. I have received correspondence from France, Germany,
U.K., Australia, and New Zealand in response to a paper[12] I wrote that
has been
posted on the Internet, dealing with the disparity between the ways
in which the institutions of Zen Buddhism actually operate in the world
and our
expectation of them based on an idealized view that has been uncritically
accepted. A person from France who contacted me and asked to translate
my
paper into French, specifically stated that his reason for doing so
was because a French Buddhist nun had told him that a Zen Master is a fully
enlightened
person. These responses indicate that dogma of this sort is pervasive
throughout Western Zen, and that Zen organizations fail to provide a context
in which
such assumptions can be critically addressed.
As an antidote
to this situation, I believe it is necessary to view the Zen world, its
hierarchy, and authority figures through a theoretical framework
separate from Zen. I think one such a framework is provided by the
work of the American sociologist Peter L. Berger. Parts of this paper will
be informed by
Berger's view of the social construction of reality and its inherent
dialectical character. While Berger's views may seem like truisms now,
thirty years after the
publication of The Sacred Canopy[13], I believe they provide a much-needed
critical insight into the social and symbolic structures of the Zen tradition.
The
adoption of Asian, predominantly Japanese conventions by Western aspirants
over the past fifty years has been, ironically for a school that supposedly
emphasizes personal inquiry, uncritical to say the least.
In this paper
we are primarily concerned with the individual practitioner's view of Zen
roles and institutions in America. The view most frequently
accepted is that propagated by the Zen institutions themselves. More
specifically, we will examine authority and hierarchy, how it is established,
how it is
maintained, and how it is produced and reproduced. In the case of the
earlier mentioned North American Zen Group who met to address problems
resulting
from the Master's excessive drinking and "sexual misconduct" we can
see an illustration of the functional outcome of the process I wish to
discuss. Recall
that the person who recounted this meeting was surprised that so many
students believed that the Master's enlightenment to be so "full" or "complete"
that
he/she would be incapable of quite human frailties, despite the fact
the Master himself had never made such claims. However, it is not necessary
for any
particular Master to make claims concerning his/her own enlightenment
or his/her own level of perfection because Zen institutional traditions,
in one form
or another repeat this claim for the person sitting in the role of
Zen Master. In so far as the particular Zen follower is adequately socialized
into the given
group, he cannot but see the Master as expressing the Mind of the Buddha.
Indeed, the Master often believes the same thing. Through its structure,
its ritual
practices, and perhaps most significantly through its use of a special
set of terms and definitions, the institution reinforces this claim for
the Zen Master.
The term Zen
Master is especially glorified, and together with the two related concepts
of Dharma transmission and Zen lineage forms a conceptual
triad that supports the structure of authority within the Zen institutions.
The terms of the triad support and reflect each other and their mutually
dependent
connection is presented in an idealized fashion to establish the imputed
power, sacredness, and otherness of the Master. Along with the above triad,
the use
of koans, mondo, and ritual behavior act as supporting elements in
establishing this authority.Variations of this paradigmatic idealization
have been repeated
by most exponents of Zen in the West, from D. T. Suzuki on. The four
examples that opened this paper are demonstrations of this idealized view.
It is also
repeated in the many stories falsely presented as history in the form
of mondo or as koans along with their accompanying commentaries. I think
a remark
Noam Chomsky made with reference to political indoctrination is applicable
to this case. That is to say, the essence of propaganda is repetition.
For someone who
has not spent much time around American Zen Centers, it is hard to believe
how strong is the belief, among the students, in the
authority of the teacher. Clearly, one does not begin Zen practice
with this belief; it is acquired over time as part of a complex, collective
process. Human
beings, necessarily through a dialectical (that is, dialogue both internal
with oneself and external with others) and collective enterprise create
society and
then society, as objectified reality is reflected back and contributes
to the creation of the human individual.[14] Considering the Zen world
as a micro
society, the collective world building of Zen takes place through the
mechanisms of group and ritual practice. In addition all the information
communicated,
both verbally and non-verbally between people, acquired through the
talks of the teacher and the senior students, and assimilated through the
extensive
collected writings and commentaries of the Zen tradition, fill out
and define the Zen world. Through this complex of mechanisms, a powerful
belief system
is imparted to the American Zen student.
Berger states,
"that society is the product of man and that man is the product of society,
are not contradictory. They reflect the inherently dialectical
character of the societal phenomenon." [15] He also points out that,
" man not only produces a world, but he also produces himself ... This
world, of course,
is culture...Culture must be continually produced and reproduced by
man...Man also produces language and, on its foundation and by means of
it, a towering
edifice of symbols that permeate every aspect of his life." Hence we
see that, "Society is constituted and maintained by acting human beings"
from which
follows, "the world-building activity of man is always and inevitably
a collective enterprise... the humanly produced world attains the character
of objective
reality."[16]
Each individual
is confronted by an overwhelming input of experience. In order to avoid
a feeling of chaos, it is necessary to organize and make sense
of this plethora of data, that is, literally to make the world. This
process of world building carries with it a new vocabulary with new mental
constructions
and meanings. Let us now consider carefully each member of the triad
of terms along with koans and ritual behavior.
Anyone who visits
a Zen Center is usually struck by the formal and ritualized atmosphere
of the temple or zendo, an atmosphere that creates a sense
of the sacred. Before entering we remove our shoes, finding a certain
quiet, the smell of incense, the altar with Buddha statues surrounded by
offerings of
flowers and fruit and a priest, monk, or nun in formal robes whom others
show respect with bows or even prostrations. One quickly learns that there
exists a
hierarchy as clearly defined and rigid as anything in Western religious
institutions. If one becomes involved with the life of the group, one learns
that there
are set ways to behave in the temple, in the meditation hall, in sharing
common meals, greeting other members, monks or nuns, and when meeting the
teacher, Master, or roshi. One also learns a whole new language comprised
of a new set of terms and definitions. The adoption and continued use of
this
language will form the person's view of the world and his/her place
in it - - both in relation to the larger world and to his/ her place within
the Zen world.
The views espoused within the Zen community will, to one degree or
another reshape and color the person's way of thinking about and views
of the world.
A person who becomes actively involved with a Zen group not only identifies
themselves with Zen ideas and meanings, but also sees himself/herself as
expressing these ideas through speech, attitude, and activity and as
a representative of Zen itself. Interestingly, many people then attribute
their new
worldview to the fruit of "practice." What appears as spiritual fruit
may in actuality be the adjustment to being schooled and indoctrinated
into a
prefabricated world-view.
Master/roshi
In the Zen world,
the Master is at the head of the hierarchy and is legitimated through the
act of Dharma transmission. The Master stands in for or
represents the absolute reality represented by the Buddha. This identification
of the person of the Master with absolute reality serves as a sacred and
universal reference and is the means by which their authority and by
extension, the authority of the institution is legitimated. The human Master
is clearly
flesh and blood, however he/she is also supposedly beyond human given
the belief that his/her "mind is ever pure" and his/her activities come
from the
absolute.
Historically
in Japan, "roshi" has indeed sometimes been understood to indicate rank
based on spiritual development, while at other times it has been
used as a term of address connoting no more than simple respect. There
are occasions in Japanese (especially Soto) usage when it merely denotes
an
administrative rank. In a manner somewhat analogous to the historical
bestowal of "Dharma transmission" for a number of different expedient reasons,
the
term "roshi" or its various analogs, appears to have meant different
things in different circumstances and at different times. There is not,
and never has been
a central authority in China or Japan or anywhere else that certifies
anyone's official passage into roshihood based on any sort of formal criteria,
certainly not
on the basis of spiritual attainment. Perhaps Soko Morinaga-roshi,
the former President of [Rinzai] Hanazono College, said it most aptly,
"A roshi is anyone
who calls himself by the term and can get other people to do the same."[17]
An interesting
example can be seen in the case of the American Zen teacher Philip Kapleau.
Mr. Kapleau uses the title "roshi," and his students,
along with most others involved in American Zen, address him as such.
Mr. Kapleau has been extremely influential, both through his personal teaching
and
his writing of books and articles, in spreading Zen in America and
abroad. He merits respect if for no other reason than the fact that he
has taught for many
years, while remaining untainted by financial or sexual scandals. This
is an accomplishment that a number of others with officially sanctioned
Dharma
transmission and titles cannot claim. However Mr. Kapleau himself has
explicitly stated that he is not a Dharma heir of his teacher, Yasutani-roshi,
and did
not receive the title roshi from Yasutani or from anyone else. [18]
Essentially, he took the title himself. This is not to say he is any more
or less qualified
than anyone else, only that he has never received formal recognition
from an elder teacher in one of the "officially" recognized lines of Zen.
Interestingly,
Mr. Kapleau has "transmitted" to some of his disciples, establishing
a line basically beginning with himself, and thereby different from all
other Zen lines, in
that these, at least rhetorically, maintain the myth of an unbroken
lineage dating back to Shakyamuni. It is also true that virtually no scholars,
either Eastern
or Western, take seriously the idea of an unbroken Zen lineage going
back to Sakyamuni Buddha.
Perhaps surprising
to Americans, who commonly assume the Japanese model to be the most authentic,
or even the only authentic form, is that there
exists other, older, and no less authentic models of Zen monasticism,
such as that of Korean Zen (Son). Robert Buswell, in his study of Zen monastic
life in
modern day Korea, describes an organizational structure that is refreshingly
different from the Japanese-inspired centers familiar to most Western Zen
students. In Korean Zen, the equivalent of roshi/Zen master, the pangjang,
occupies an elected position that is held for an initial ten-year term.
If the
Master does not perform adequately, a petition by fifty monks would
be enough to have a recall vote. A monk's affinities are more with his
fellow
meditation monks than with a specific master."[19] That the monk's
allegiances are more to his fellow meditators than towards a particular
master is an
orientation towards group practice that we in America may want to explore
further. This type of structure would remove much of the dependence on
the
teacher and the resulting idealization and hierarchy that are encountered
in Japanese-style centers. The contemporary and prominent Masataka Toga-roshi
has stated, "In Japanese Zen, loyalty is most important. Loyalty to
one's teacher and to the tradition is more important than the Buddha and
the
Dharma."[20] This attitude may be well suited to Japanese culture,
a culture very different from our own. However, it may be time for American
practitioners to begin to explore structures of practice not modeled
exclusively on the Japanese form, but on ways that are more compatible
with our own
culture of democratic and egalitarian ideals. They might places less
emphasis on absolute loyalty to a superior or to an institution and more
emphasis on
equality and minimizing hierarchical structures.
In a sense, Zen
has inverted its self-definition of "a separate transmission outside of
words and letters." We should keep in mind that according to the
Zen view truth cannot be expressed in words but rather only alluded
to in spontaneous and natural activities of daily life.[21] However, Zen
gives great
prestige and authority to a ceremonially invested institutional role,
whether Master, roshi, or Shi-fu, rather than basing authority on the actual
lived,
observable activity of the individual. At least in theory, this latter
criterion is the only legitimate means in the East of discerning the mark
of the sage. It is
based on the concept of t'i-yung, usually translated as essence-function,
which is prominent in all East Asian philosophical systems.[22] According
to this
view, it is the transformation of the personality reflected in a person's
ability to act spontaneously (directly) and without hindrance in response
to
phenomenal situations, that marks the sage or enlightened one. The
Master/roshi is said to be realized, that is to make the ideal of enlightened
activity "real
in his everyday experience."[23]
Zen has put the
cart before the horse. Zen institutions define any teacher having the title
Master or roshi as a sage or enlightened being. This
imputation of character is independent of the teacher manifesting any
qualities that could be seen as marks of realization or enlightenment.
Regardless of
whether or not the individual can manifest any evidence of such an
exalted level of spiritual attainment, this status is conferred upon the
teacher with the
institutional title. By virtue of the investiture of an institutional
position the individual automatically acquires a whole array of impressive
qualities. He is
extraordinary, or else utterly ordinary. He also gains the ability
to act and speak from the perspective of the Absolute, to perform miracles,
to always
maintain a pure mind, and ultimately becomes the repository, if not
the living manifestation of the perfectly realized mind of Shakyamuni Buddha.
The
students are not empowered to have confidence in their own abilities
of empirical observation and intuition to assess the actual moment-to-moment
everyday conduct of a teacher.
Though Zen institutions
persist in defining themselves as a tradition, "not depending on words
or letters," there is an unstated imperative to do
precisely that. It is expected and repeatedly taught that the students
should defer to and exalt the term "Master" or "roshi," a title and the
ceremonial
position it stands for, rather than relying on their own good sense
and intuition in matters relating to the teacher's authority. There is
a deception operating
here. On the one hand Zen rhetoric tells its followers to be in the
moment, to see what is in front of their eyes- "look look" Lin-chi exclaims.[24]
Yet, on the
other hand, Zen rhetoric implies to its followers that they are incapable
of seeing what is going on in front of them, when seeing is directed towards
the
Master/roshi. The nature of enlightened activity must be taken by virtue
of a title, on faith. What the Master does, is by definition, enlightened
activity.
Clearly, this
is a situation that is disempowering to Zen students who accept or internalize
this construction of reality. It places the Master in a
position somehow over and above the human, since all the Masters activities
are enlightened, coming from the Absolute. Hence, viewing the Master is
tantamount to viewing Buddhahood in the flesh. Not surprisingly, the
North American Zen group mentioned earlier, being well socialized into
Zen's
rhetoric, expressed astonishment that a Zen Master was capable of displaying
human foibles. The Master transcending being human, becomes an icon, an
idealized representation of a greater truth beyond comprehension and
judgment. For example, one bright undergraduate philosophy major, after
some
reading about Zen and upon seeing a Chinese Master walk across a room
for the first time, gave expression to this icon-like view by stating,
"it was intense
man, it was intense."
Dharma transmission
Dharma
transmission, according to convention, is the formal recognition on the
part of the Master that the student has attained an understanding
equal to that of the teacher. A person with Dharma transmission in
the Rinzai line who teaches in a large city in New York State provided
the following
definition of Dharma transmission to my questionnaire, "Formal acknowledgement
by a teacher that a student is officially his/her Dharma heir--that the
wordless understanding passed from Sakyamuni Buddha to Mahakashyapa
and on and on has now come to this one time, one place. Written and recorded
in
the lineage." The view adhered to by this teacher is a widely held
one regarding the transmission of "authentic" Zen teaching. This acknowledgement
by a
teacher that a ?tudent is a Dharma heir is supposedly identical with
the fully realized mind of the Buddha. It is the continuity of this chain
of enlightened
minds in an unbroken lineage, supposedly unique to Zen, going back
to the historical but also highly mythologized figure of Sakyamuni Buddha
(and beyond
according to another respondent) that forms the conceptual basis for
the present teacher's considerable authority. According to the traditional
Zen
viewpoint, Dharma transmission justifies giving the teacher the authority
that one would accord to the Buddha himself. Dharma transmission has been
employed in this manner since the Tang dynasty (CE 618-907).[25] It
is this use of a spiritual lineage as the basis for authenticity ("a special
teaching outside
the scriptures") [26] rather than dependence on the authority of a
particular scripture, or in conjunction with the scriptures, that distinguishes
the Ch'an
school from other Chinese sects of the period. This view implies that
Dharma transmission is given solely on the basis of the spiritual attainment
of the
student and further that Dharma transmission is received from one's
living teacher, rather than in a dream or in some other fashion.[27]
On investigation,
the term "Dharma transmission" turns out to be a much more flexible and
ambiguous term than we in the West suppose. To be sure,
it is in theory given in recognition of the student having attained
as deep a realization of mind as the teacher himself (assuming the teacher
has a deep
realization). This view, for contemporary Western Zen followers is
the understanding of the term "mind-to-mind transmission." Mind-to-mind
transmission
logically implies the enlightenment of the disciple, for if the teacher
is enlightened, and what is being transmitted is the teacher's enlightened
mind, then the
student must be also enlightened. However, Dharma transmission has
over the course of Ch'an/Zen's long history been given for other reasons.
It can be
awarded for any one of a number of reasons, presumed to be legitimate
at a particular time or in certain conditions. According to some scholars,
Dharma
transmission has actually been used as a means for bestowing membership
in a teaching lineage. It has been used to establish political contacts
vital to the
well-being of the monastery, to maintain the continuity of the lineage
though the recipient has not opened his/her Dharma eye, to cement a personal
connection with a student, to enhance the authority of missionaries
spreading the Dharma in foreign countries,[28] or to provide salvation
(posthumously, in
medieval Japan) by allowing the deceased recipient to join the "blood
line" of the Buddha. In the later Sung Dynasty (CE 960-1280), Dharma transmission
was routinely given to senior monastic officers, presumably so that
their way to an abbacy would not be blocked.[29] Clearly, enlightenment
was not always
regarded as the essential criteria for Dharma transmission. Manzan
Dohaku (CE1636-1714), a Soto reformer, propagated the view that Dharma
transmission
was dependent on personal initiation between a Master and disciple
rather than on the disciple's enlightenment. He maintained this view in
the face of
strong opposition, citing as authority the towering figure of Japanese
Zen, Dogen (CE 1200-1253).[30] This became and continues to this day to
be the
official Soto Zen view.
For a contemporary
example of the functional role of Dharma transmission within the Zen institution,
as well as a lesson in institutional history, let us
look at the present-day Soto sect in Japan. This sect strives to match
the institutional structures of Dogen's time when every Soto temple had
to have an
abbot and every abbot had to have Dharma transmission. In 1984 there
were 14,718 Soto Zen temples in Japan and 15,528 Soto priests. Since every
abbot
has to be a priest, it follows that almost every Soto priest (95%)
has Dharma transmission. It should be noted that a majority of these priests
would spend
less than three years in a monastery. Many will have as little as one
year or even six months of training. Significantly, while there is much
written in Soto
texts on the ritual of Dharma transmission, there is almost nothing
on the qualifications for it.[31]
The vast majority
of today's Japanese Soto Zen priests are themselves the sons, typically
the eldest sons, of temple priests who take over their father's
temple more or less as a 'family business.' In the event there are
only daughters in the family, an 'arranged marriage' will be made between
one of the
daughters and a young priest who has no other prospect for acquiring
his own temple. The main purpose of all of these arrangements is to ensure
that the
retired abbot and his wife will have a place to live after their retirement.
Dharma transmission is now little more than a formality.[32]
For an
example of transmission between the living and the dead from modern times,
Yasutani-roshi, one of the most influential Zen teachers in the
West,felt that he had a personal spiritual bond with Dogen, and considered
himself Dogen's direct Dharma heir by virtue of his possession of the "true
Dharma eye." He could thus establish his own authority without reference
to the Soto or Rinzai patriarchal lines.[33]
The meaning and
value of Dharma transmission and Zen lineage is not a strictly modern day
concern. At the end of the Ming dynasty (CE 1368-1644)
in China these issues were prominent topics among the leading Ch'an
Masters, who expressed a broad range of views. Some Masters believed in
giving
Dharma transmission to a disciple whose eye was not open, but who was
capable of running the monastery. This was referred to as "the seal of
the winter
melon," i.e. not comparable to a stone seal. Fa-tsang (1573-1635),
a famous Lin-chi Master believed that Dharma was something to be understood
and
concerned the affirmation of the mind. This Master believed it is possible
to be a successor of a Master long dead, whom one has never met, as long
as the
understanding between living and dead Master matched. He did not think
it necessary to have a lineage certificate to be considered a Ch'an Master.
His
Dharma brother, Tung-rung (1592-1660), thought just the opposite, that
it was necessary to meet your living Master and to have a lineage certificate.
Similarly in
the Tsao-tung sect there was a range of views. One fairly common view was
that enlightenment is in one's mind, there is no reason to seek
affirmation from another if you are free from doubts. One master of
this sect, Wui-yi Yuan-lai (1575-1630), believed that the essence of the
Ch'an sect was
that there had to be a matching of minds, not the formal transmission
of the sect. He believed all the Ch'an sect's lineages had been broken,
their lines
terminated, but that all five of the original Ch'an sects could still
be thought as present so long as some practitioner has the right understanding
matching
exactly the earlier understanding of that sect. This Master was also
against giving Dharma transmission to maintain the institutional lineage.
He described
this as, "adding water to dilute the milk." Hence, to this Master,
it was preferable to have a person with real insight with no Dharma transmission
than to
have a person with a certificate not based on insight. With a person
with real insight but no Dharma transmission, only the sect stops, the
path remains true
and no harm is done to the Dharma. With Dharma transmission not based
on realizing the mind, the school continues but reality is false, deceiving
one's
mind, deceiving the Buddha, deceiving the world. In this case, you
will have the blind leading the blind, all will jump into the great fire.
It was mentioned
that both the Lin-chi and Tsao-tung lineages were broken.[34] Notably,
of the four great Masters[35] of the late Ming era, none belonged to either
the
Lin-chi or the Tsao-tung sect and three of the four did not have formal
lineage certificates.
Not surprisingly,
given the implications of the convention of Dharma transmission, rather
idealized views of the person receiving it, and of the role
itself, prevail among contemporary American Zen students. Most students
will understand the term Dharma transmission as a sort of USDA seal of
approval
guaranteeing that the Master/roshi is fully enlightened, and that his
or her every gesture therefore manifests the Absolute. This attitude is
well illustrated by
one of the responses to my questionnaire: "a Zen Master is a person
who has been certifiedas existing in fully awakened mind..."
Zen Lineage
The third element
of the conceptual triad of terms supporting institutional authority is
"Zen lineage." In Master Sheng-yen's introduction to a recent
book, Subtle Wisdom, he states that his purpose is to describe the
background and development of Ch'an for both new readers and for those
with little or
erroneous information. He then informs us that," Since the time of
the Buddha, masters have given 'transmission' of their wisdom to their
disciples when
they demonstrated experience and understanding of the Dharma, the teachings
of the Buddha. As a result of this form of recognition, lineages have
developed..."[36] Clearly implied in this is the idea that the Ch'an
lineage goes back to the Buddha. Though he doesn't say that it is an unbroken
lineage, it is
implied in the writing, as the Ch'an tradition is still thriving and
it is passed along from Master to disciple. What is carefully omitted by
the author who
knows well otherwise, is that there is no such thing as an unbroken
Ch'an lineage going back to the Buddha and that the lineage that is upheld
is not based
on deep spiritual attainment.
The notion that
Ch'an/Zen is an unbroken lineage going back to the Buddha is repeated in
one Zen context after another. The above mentioning of
the Zen transmission/ lineage myth by Master Sheng-yen is only a recent
repetition of the myth that the Zen sect has propagated and repeated since
the
sects beginning in China during the Tang dynasty. In the responses
to my questionnaire, it was repeated by at least three respondents who
I know are
"transmitted" teachers of American Zen groups.
The lineage paradigm,
along with the idea of various "patriarchs" standing out among a line's
ancestors did not occur by chance. It is well known the
Chinese culture places great importance on ancestor worship and patriarchal
genealogy. Essentially, Ch'an replaced the birth family line central to
the social
structure of traditional Chinese society with a "spiritual" family
line descending from the Buddha, i.e. Ch'an lineage. This is not to say
that the lineage
structure of Ch'an is intrinsically Chinese or a creation exclusively
of the Chinese imagination. The Kashmiri Masters who established the foundation
of the
meditation tradition in China brought "the nucleus of the transmission
theory whereby the true teachings of Buddhism are handed down from Sakyamuni
Buddha through a succession of patriarchs," into China.[37] This convention
fit in well with the existing Confucian order, helping to facilitate the
acceptance of what was in fact an alien religion. Alan Cole has written:
Since the opening of the Dun Huang caves at
the beginning of this century, we know that Chan lineage texts in the mid-and
late-Tang were
quite at odds with one another in their varied
claims to own enlightenment--lineages harking back to Bodhidharma looked
quite different,
depending on who was writing them. On the
whole, these lineage texts represent a new form of disputation which works
as follows, 'I am right
and you are wrong because I stand in a singularly
perfect lineage of truth and you don't.' The structure of this polemic
ought to be provocative
simply at face value. How did this happen
to Buddhism? Why did it get locked into a Confucian model of patrilineal
inheritance...?"[38]
As we have seen
above though, Ch'an/Zen attempts to legitimate itself through the idea
of an unquestionable lineage and transmission going back to
the mythologized Shakyamuni Buddha. This myth is a humanly constructed
form that is necessarily open to human interpretation. By legitimation
I mean
socially objectified "knowledge" that serves to explain the social
order. Put differently, legitimations are answers to any questions about
the "why" of
institutional arrangements. All legitimation maintains socially defined
reality. At times a given legitimation may seem above question and the
whole idea of
human construction and interpretation may be hidden or lost. But at
other times, for whatever historical reasons, the contingencies of human
situations
break through this covering and show how based in human interpretation
and understanding the seeming absoluteness of the construction really is.
Berger
writes: "All socially constructed worlds are inherently precarious.
Supported by human activity, they are constantly threatened by the human
facts of
self-interest and stupidity."[39]
Zen appears trapped
by its own rhetoric into idealizing key terms such as Master/roshi, Dharma
transmission, and Zen lineage. It has divorced its
own claims to authenticity from the sutras or any other canonical texts
and based its legitimation on lineage. Inherent to this model is the corollary
idea of
Dharma transmission from enlightened Master to enlightened Master going
all the way back to the Buddha. The Buddha represents ontologically, the
nature
of the universe as well as the epitome of human attainment. It is as
necessary today to maintain the myth of unbroken lineage based on mind-to-mind
transmission, as it was necessary for the Sung dynasty monks who created
the myth and fought to have it accepted as historical fact. Otherwise,
there is no
way to maintain Ch'an's claim to represent the mind of the Buddha.
It then becomes important to stress the ancestral connections, through
mind-to-mind
transmission, whether real or fabricated. The level of praise and sanctity
attained in the human realm by the Ch'an patriarchs and succeeding teachers
is a
matter of concern to the living members of the Ch'an lineage, i.e.
the living Masters and roshis. It is the prestige of the mythological lineage
that affords the
living teachers their privileged position in the Buddhist monastic
tradition and the Buddhist world at large.[40]
Though the three
terms Master/roshi, Dharma transmission, and Ch'an/Zen lineage may be looked
at separately, in terms of authority in Zen, they
are intertwined and almost function as a unit. This convention of transmission
within a lineage requires that that which is transmitted be totally and
authentically the mind of the Buddha. Importantly, there can be no
partial transmission. Hence one is a Master or one is not a Master. There
is no
intermediate or equivocal state; no one is recognized as being " kind
of a Master" or " almost a Master." If one is a Master, then one has perfectly
realized
the mind of the Buddha, and thus functions from the perspective of
the absolute, a viewpoint beyond the understanding of the ordinary sentient
being. In
this sense, the Master stands in for the sacred, the mysterious living
manifestation of true nature, Buddha Mind. Berger states the more general
case thus,
"Religion legitimates so effectively because it relates the precarious
reality constructions of empirical society with ultimate reality. The tenuous
realities of
the social world are grounded in the sacred realissimum, that is, by
locating them within a sacred and cosmic frame of reference, which by definition
is
beyond the contingencies of human meanings and human activity. The
historical constructions of human activity are viewed from a vantage point
that, in its
own self-definition, transcends both history and man."[41]
Hence, according
to the rhetoric of Zen, every act of the Master is a manifestation of the
living truth of Zen, every activity is a teaching if only the
student can grasp it. Anything that seems wrong or problematic or contradictory
is due to the student's lack of insight into the absolute, or the Buddha
Mind,
from which all the Master's insights and actions arise. This model
leads necessarily to an idealization of the Master/roshi. As the embodiment
of the
Buddha's enlightened Mind, the Master is totally beyond all our comprehension
and hence exempt from our understanding and all judgments. It is no wonder
that much of the behavior one sees around American Zen Centers might
appear cultish to the uninitiated.
Koans
One of the distinctive
features of Zen that has caught the attention of Americans is the Zen koan.
As we shall see below, the koan is used in many
ways and serves a number of functions. As many people know, a koan
is a story or more correctly an encounter dialogue between a Master and
a disciple or
another person or persons. Koans are used in a form of Zen meditation
known as koan meditation (Ch. k'an hua Ch'an, J. kanna Zen), or more popularly
as
koan study. In Japan, koan study has, over the years become formalized
within each teaching line; each line has a selected course of koans to
"go through,"
accepted answers to go with the given cases, and a standardized method
of secretly guiding students through the curriculum of koans and answers.[42]
The
contents of a given course within a line are a guarded secret. These
dialogues are most often totally perplexing to the uninitiated. Koans are
not historical
accounts of actual events although East Asian Buddhists, as well as
many, if not most practitioners today in the West believe that they are.
Rather they are
literary re-creations of how the enlightened masters of the past might
have spoken and acted. The popularity of the koan texts eventually informed
the
actual oral practice.[43] That is, they came to serve as models for
the rhetorical and procedural forms of public discourse within Zen institutions.
If the idea
of the koan stories as literary inventions implies too much calculation
or artifice on the part of the compilers, another way to view them might
be as the folk
tales of the Zen tradition. [44]
Though Americans
may think they are following some ancient, orthodox form of Chinese, Korean,
or Japanese Zen koan study, this hardly is the case,
for no such form exists. There is no single way of using the koans;
it is not known exactly how the koans were used in Sung and later China.
One Korean
teacher popular in the United States has constructed a koan course
that seems to mirror the view that Americans have come to expect, which
is the method
of the modern Rinzai school of Japan, though that is not the form that
is employed in Korea. This truncated version of the Rinzai curriculum model
would
lead the student to believe that there is little or no intellectual
content to koan study in contemporary Japan, however G. Victor Sogen Hori,
a Canadian
scholar who spent roughly fifteen years in monasteries in Japan doing
koan study paints a very different picture. According to him there was
considerable
time spent in writing talks on the koans to be presented to and graded
by the roshi. Much effort was made to become familiar with the book of
capping
phrases[45] so that this large collection of phrases was essentially
memorized. Finally, for those capable, writing matching poems in Chinese
for the various
koans was required.[46]
Like almost all
other aspects of Zen, the koans and the enlightenment that is hopefully
to follow from their study, are presented to Americans in an
extremely idealized fashion. The qualities presented in the idealized
descriptions contained in koan anecdotes are quite naturally transposed
to the living
Master or roshi, since the Zen rhetoric presents the people in these
positions as having completely mastered the koans.
An example of
this idealized view is seen in the following quote of Yasutani-roshi in
his commentary on the Mu koan,
Once you burst into enlightenment you will
astound the heavens and shake the earth. As though having captured the
great sword of General
Kuan [a great general invincible in combat],
you will be able to slay the Buddha should you meet him [and he obstruct
you] and dispatch all
patriarchs you encounter [should they hinder
you]. Facing life and death, you are utterly free; in the Six Realms of
Existence and the Four
Modes of Birth you move about in a samadhi
of innocent delight.[47]
One could think
from the description above, that the roshi only moves about in the "samadhi
of innocent delight." However, this is how the same
enlightened roshi manifested his wisdom when addressing the social
and political conditions of modern Japan. The quote that follows are words
written for a
strictly Japanese audience by Yasutani, shortly before his death in
1972. After calling Japan's labor movement and unions traitors, he goes
on to say, "The
universities we presently have must be smashed one and all. If that
can't be done under the present constitution, then it should be declared
null and void just
as soon as possible, for it is an un-Japanese constitution ruining
the nation, a sham constitution born as the bastard child of the allied
occupation forces."[48]
This type of view was a consistent feature of Yasutani's discourses
in the social and political arena, at the least covering the last 40 years
of his life.
Koans are used
mainly in two ways. In the groups associated with the Soto tradition of
Japanese Zen, they are used in formal talks either as the main
theme of the lecture or as pedagogical devices to bring out some point
or to act as pointers. In the groups associated with the Rinzai or Sanbokyodan
traditions of Japanese Zen as well as in some groups within the Chinese
or Korean traditions, the koans are also used in these ways, but also and
most
importantly, they are used as the topic or subject of the student's
meditation. Private meetings with the teacher (J. sanzen or dokusan) are
part of the process
when the koans are used in this last fashion.
In the schools
of Zen where the koan has preeminence as the focus of meditation practice,
the koan has the added function of empowering the
teacher and reinforcing the authority of an institutional hierarchy
founded in part on what is a largely literary invention. The teacher, having
ostensibly
mastered the koan, is a living representative of the enlightened mind
to which the koan points. The teacher judges the student's insight and
decides whether
the response is complete or deep enough to attain confirmation or approval
and to move to the next case in the curriculum. In spite of popular rhetoric
to
the contrary, though one may "move on" to the next case, this "moving
on" in no way means that the student has seen deeply into the present case
at all.
There is a certain "moving along" that takes place, which is not openly
discussed or written about. That is, the student is kept progressing through
the
course of koans though there may be little insight or realization into
many of the koans.
The private meetings
between teacher and student take place in a stylized form: incense burns
in the hushed atmosphere and privacy of the interview
room, the student bows on entering and leaving the room, and prostrates
to the floor before coming to sit in front of the waiting seated teacher.
The teacher
controls the interview; the teacher decides whether to encourage lightly
or forcefully, to give a pointer or to just dismiss, to scold or to encourage,
to tell a
personal anecdote or to be cold, and terminates the interview at will
with the ring of a bell. Finally, the teacher decides when the student
should "move on"
to another case or, more importantly, when someone's insight is a genuine
Zen experience or not.[49] It is understood among practitioners, that this
is the
real Zen, where the real training goes on in secret. The student is
not to discuss anything that goes on in sanzen with anyone else. In this
atmosphere and
context it is easy to see how the student makes a connection between
the present day teacher and the great Masters of the past whose words and
gestures
are examined in the koans.
As I have hopefully
shown, the rhetoric of Zen institutions recognizes the present day teacher
awaiting the student in the hushed interview room as
the living descendant of our Chinese ancestors, the great Masters of
the koan. The discourse maintains that through mind-to-mind transmission
and
unbroken Zen lineage, there exists a direct connection between the
living teacher and the Sixth Patriarch and Bodhidharma, in fact, to the
whole line of
patriarchs and ultimately to the Buddha himself. This notion of direct
connection is stated in the Zen idiom as " eyebrow to eyebrow," implying
great
intimacy, that is, hearing with the same ears, seeing with the same
eyes.[50] Thus, through his participation in an exchange intimately linked
through form
and symbol to the activities of enlightened Masters the student reenacts
the actual case of the koan, and in a sense enters a timeless realm of
sacred space.
Throughout all of the private interview, the Master/roshi introduces
the case, directs the line of discussion or enquiry, will introduce a special
language and
at times a physical way of responding or may tell a private story.
But always the teacher is the final and sole arbiter of correct insight
or understanding, that
is"of going through" or "of passing through " the koan. What this "
passing through" actually means varies widely from teacher to teacher and
from case to
case. Even among towering figures of the Zen tradition we find great
disagreement as to what "attainment" means. For instance, Dogen, the founder
of Soto
Zen in Japan criticized Ta-hui (CE 1088-1163) a contemporary of Dogen's
own teacher, and perhaps the greatest exponent of koan Zen and a towering
figure of Ch'an in China, as having no insight, accusing him in essence
of being a fraud.
During
a seven-day retreat the private meetings between the student and the Master/roshi
are repeated many times a day, at other times maybe once
or several times a week. But it is always done with the understanding
that this is the "real " teaching and that one is confronting the essence
of Zen. Not of
little importance, it is here that someone will advance in the given
group, be recognized as a good or favored student to be groomed for a teaching
role and
perhaps entry into the Buddha family through the act of Dharma transmission.
Berger writes, "Religion legitimates so effectively because it relates
the
precarious reality constructions of empirical society with ultimate
reality."[51] Here in the sanzen room, in private, among bows, bells, and
incense, through
the medium of the koan, the student confronts the Zen understanding
of reality, the whole of the Zen tradition or of our "Zen ancestors" as
one group
states it. The student confronts the Buddha nature or Buddha Mind as
manifest in the everyday world in the role of the Master who sits silently
waiting for
the student to come and present his/her own Buddha nature. This is
done in an environment where the Master/roshi is the manifestation of the
absolute,
the stand-in for the Buddha. The Master invites, cajoles, encourages
the student to join in, to see, to take part in this sacralizing of the
everyday world
through the koan and the manifest Buddha and ancestors. The teacher
sits in front of the student, confronting the student, to whom the student
fully
prostrates and wholeheartedly presents himself.
The orchestration
of the encounter operates on at least two levels of idealization. One is
tacit and textual, in the use of literary wisdom stories, whose
inner esoteric meaning the teacher has supposedly mastered, and that
present an idealized paradigm of the Master/disciple relationship. The
other, more
explicit and gestural, is enacted in the ritualized exchange of bows,
the care taken in the physical arrangement of the room, the learning of
a new language, a
way of expressing ideas not easily grasped by the uninitiated, and
the training in responding spontaneously and iconoclastically, that is,
in actions almost
formally prescribed. The ultimate result of this idealization of the
teacher and the institution he/she represents is the legitimation of the
institutional
hierarchy. Through these highly ritualized acts and, to a certain extent,
the ritualized responses to the koans themselves, the authority of the
Master/roshi is
embodied and given significance. The student participates in a ritual
that embodies the living Master as the equal of the Buddha and the line
of patriarchs.
At the same time the student submits to his/her own position as an
ordinary human being, with desires for progress, attainment, and recognition.
Despite the fact
that all of the elements of the interview are monastic conventions, reflecting
the institutional structure more than some inherent
quality of enlightenment, the student may have the impression that
in fact he/she is participating in an event located in a timeless and sacred
space. This
whole scenario is entirely constructed by people, yet the student is
made to believe that this is the only way or is the way it has always been
done since the
beginning or earliest times of Zen. As Berger describes it, the intent
of the ritual is to "let people forget that this order was established
by men and continues
to be dependent on the consent of men. Let them believe that, in acting
out the institutional programs that have been imposed upon them, they are
but
realizing the deepest aspirations of their own being and putting themselves
in harmony with the fundamental order of the universe."[52]
The Alienation of the Master/roshi
At this point,
I would like to look at the person of the Master/roshi and examine some
of the effects on both the teacher and the student of assuming
a mostly idealized role for the teacher. I am going to develop the
thesis, following Berger's model, that the Master is "alienated," using
the word "alienated"
in a precise technical sense.[53] Berger describes the embodiment of
institutional principles as a two way process, "The institutional order
is real only insofar
as it is realized in performed roles and that, on the other hand, roles
are representative of an institutional order that defines their character
and from which
they derive their objective sense."[54] Clearly, all socially constructed
worlds change because they are historical products of human activity. Looking
at the
intricacies of the conceptual make up by which any particular world
is maintained, one may forget that, "Reality is socially defined. But the
definitions are
always embodied, that is, concrete individuals and groups of individuals
serve as definers of reality."[55] In Zen, the idealized role of Master/roshi
is the
embodiment of all that Zen stands for. The Master, through words and
gestures, not only defines reality, but serves also to set the tone and
coloring of how
Zen is to be manifest in life.
People take part
in the Zen institution's activities and accept its beliefs mainly for two
reasons: they are both looking for meaning in their own lives
and they are looking for a personal transformation that will incorporate
this meaning into their lives. It is necessary for people to believe that
personal
transformation is possible. The Zen Master/roshi is that living embodiment
of personal transformation. Zen promotes a transformation that is so complete
that as the Zen institutions define it, it is beyond human understanding
and judgment, which also implies great freedom and power; an ideal well
worth
struggling for. However, the idealizations are too great to actually
fulfill the institutional needs for an embodied Master, with a real human.
Yet a flesh and
blood person must fill the role. Often, a person who is very far from
the ideal they supposedly embody necessarily fills the role. In fact, there
are very few
people who can approach the standard set in the idealization of the
Zen Master. The teacher attempts to act the part and their students accept
the authority
and specialness as they have been instructed through varied means.
But a large institution such as Zen requires many teachers, so that most
of its teachers
do not fully embody the practice nor can they be a living example of
the transformation promised. In a heterogeneous and highly individualistic
society with
few structural social controls such as ours, the idealization of the
Master appears to me to be a prescription for problems.
Society, through
the processes of externalization, objectification, and internalization
is the product of collective human activity. Through these three
processes, society confronts the individual as an external, subjectively
opaque, and pre-emptive facticity. Externalization and objectification
imply the
production of a real social world, external to the individuals inhabiting
it; internalization implies that the same social world will have the status
of reality
within the consciousness of these individuals. . This is an ongoing
process as each individual necessarily ventures into the world. Through
these three
processes the individual participates and cooperates in the reality
of social construction. This same social world retains its character of
objectivity as it is
internalized in consciousness. The fundamental persuasive power of
society is not in its means of social control, but in its power to impose
itself as reality.
There are two
points of importance here. First, that socialization is always partial
and that internalization sets one part of consciousness against the
rest of consciousness. Second, internalization entails self-objectification:
a part of the self becomes objectified, not just to others, but to itself.
A "social
self" is created, which is and remains in a state of uneasy accommodation
with the non-social self-consciousness upon which it has been imposed.
For
instance, one's socialized self and place in society may be as a nine
to five, hard working, middle class family man, yet this same person may
see himself as a
Don Juan. This could lead to all manner of problems for this person
with his wife and children. However, the role of middle class family man
becomes an
objective "presence," carrying a powerful sense of reality within the
consciousness of the individual. Since the socializing process is never
perfect, man
produces "otherness" both outside and inside himself as a result of
life in society. The possibility then arises that not only does the social
world seem strange
to the individual but that he becomes strange to himself in certain
aspects of his socialized self. One may have the objectively socialized
role of Zen Master,
a role that carries an institutional representation of extremely high
ideals, while the non-socialized self upon which the role has been imposed
still hungers
after fame, the bodies of attractive young students, a larger group
of followers, a larger temple and more land, more money, or any number
of other objects
of desire. In a situation such as this one part of consciousness is
left in an uneasy relation with another part.
It should be
noted that the division or split in one's consciousness that sets a social
self in an uneasy accommodation with the non-social self
consciousness is necessary, to one degree or another, as a quality
of being a social being. In other words, it is part of being human. However,
as Berger
underlines below, one may proceed along different paths,
There are, however, two ways in which this
estrangement may proceed - one, in which the strangeness of world and self
can be reappropriated
by the "recollection" that both the world
and self are products of one's own activity- the other, in which such reappropriation
is no longer
possible, and in which social world and socialized
self confront the individual as inexorable facticities analogous to the
facticities of nature.
This latter process may be called alienation.
Put differently, alienation is the process whereby the dialectical relationship
between the individual
and his world is lost."[56]
Alienation is a false consciousness in that it is forgotten that this
social world was and continues to be co-produced by the individual as an
active participant
in the collective enterprise of social life.
It is important
to understand that alienation does not necessarily weaken or disempower
the alienated individual. In fact, the opposite may be the case
-- it may become a source of great power as it removes the doubts and
uncertainties that may cause problems and hesitancy in a non-alienated
person. For
the alienated individual, "The social world ceases to be an open arena
in which the individual expands his being in meaningful activity, becomes
instead a
closed aggregate of reifications divorced from present or future activity."[57]
Importantly, perceiving the social cultural world in alienated terms serves
to
maintain its structures that give meaningful order to experience, with
particular efficacy, precisely because it immunizes against the innumerable
contingencies of the human enterprise of world building. In the case
we are examining here, namely that of the Zen Master in America, we have
seen a
number of cases where no matter how poorly the Master has performed,
he/she seems able, almost as if blinded to his/her own shortcomings, to
continue to
act and maintain his/her position of Master. There is an apparent strength,
that allows the Master to maintain his/her position, almost totally divorced
from
his/her activity, despite the rhetoric of Zen that places so high a
value on the normal activities of daily life and that maintains that every
act of the Master
comes from the Absolute. The alienation in these cases immunizes against
the innumerable contingencies and setbacks of everyday life.
In Zen, the institution
is "embodied" or "realized" in the performed role of the Master or roshi.
A role that is almost necessarily idealized (with rare
exceptions) through the mechanisms of Dharma transmission, Zen lineage,
koans, mondo, and ritual. The students internalizing the Zen rhetoric,
expect the
real teacher to be an ideal teacher, so they look forward to having
such an ideal teacher lead and instruct them.[58] These idealizations are
repeated in one
form or another throughout the Ch'an tradition. In one of the earliest
of Ch'an texts, the Platform Sutra of the Sixth Patriarch Hong-ren, the
fifth Patriarch,
tells his successor Hui-neng, the sixth and last Patriarch, "If you
are able to awaken another's mind, he will be no different from me." What
is implied here is
that each Master in the line of transmission is equal to evfery other,
and that the teaching each new Master gives is identical to that given
by all the masters
of the past. Essentially, at least as far as understanding is concerned,
one teacher is the same as all the others,[59] each one being the same
as the Buddha.
To rise in Zen
institutions, as in any institution, one must be well socialized in its
ways and not question the institutional order and its roles. Since the
role of Master is connected to the historical and semi-mythological
Buddha through the mechanisms of Dharma transmission and Zen lineage, the
Master's
self identification in his/her role is further enhanced and deepened
as is her/his sense of ultimate rightness. It is my contention that the
idealizations
associated with this position lead the Master or roshi to have an alienated
view of the world. The person inhabiting the role of Master becomes, through
the
process of internalization of the privileges and qualities embodied
in her/his role, something other than herself/himself. The role as defined
by the Zen
institutions, as we have seen describes a person actualizing perfect
freedom, free of fixed repetitive patterns, not self centered, filled with
simplicity,
buoyancy, humility, perspicacity, and compassion, or according to another
description capable of performing miracles and still another description
has the
Master always maintaining a pure mind. This is truly a stupendous person,
very rare indeed.
However, the
internalization of the role is never complete, and some part of the person
remains that has all the normal shortcomings and the
concomitant doubts, desires and uncertainties that comprise all fallible
people. By saying that the Master/roshi becomes something other than
herself/himself, I mean that the role and its imputed qualities are
foreign to, or in conflict with her/his activities and thoughts manifest
in her/his daily life,
to her/his non-socialized self upon which the role Master has been
placed. For the alienated person, in this case the Zen Master, there is
an "otherness" (the
role of Zen Master) produced within herself/himself that is formed
by the social world and is in addition, strange to herself/himself. It
is strange to
herself/himself because the process of socialization is never perfect.
There remains an uneasy accommodation with the non-socialized self-consciousness
and its varied desires." Alienation is an overextension of the process
of objectivation, whereby the human ("living") objectivity of the social
world is
transformed into the non-human ("dead") objectivity of nature... In
this loss of the societal dialectic, activity itself comes to appear as
something
other--namely, as process, destiny or fate,"[60] or in Buddhist terminology,
as karma or causes-and-conditions. In this case, the students too become
reified
to the Master. Though not necessarily with sinister intent, the students
become objects to be used and insidiously manipulated for the Master's
ends,
whatever they may be. It is insidious because the Master's actions
and motives as defined by the institutional role are "good," based in the
absolute, coming
from a pure mind, serving to spread the Dharma, and in order to help
all sentient beings while in reality they are serving his/her own human
desires.
Simultaneously, critical thinking and questioning are explicitly denigrated
with the worst of Zen epithets, "ego-centered activity."
Once this
sort of alienated, near delusional world-view has been largely accepted,
the door has been opened to all manner of potential abuses on the
part of the person occupying the role of Master/roshi. A split has
occurred between the person in power and the role they inhabit, between
their personal
responsibilities and their title. The Master, who was originally looked
to as a role model, a more complete or developed human than the students,
now
appears to a viewer who has seen through the process of idealization
and its resultant alienation, as a diminished person. The living person
is gone, replaced
by a reified role player. The normal balancing of different roles and
positions, along with the accompanying internal dialectic, that one must
assume in the
course of dynamic normal life is now replaced mostly by one role, the
role of Master. Unfortunately, in Zen this is often masked behind a rhetoric
of non-ego
and emptiness wherein the teacher's alienation only deepens. At this
point, the Zen Center comes to resemble theater, where all the participants
gladly play
their roles, each for his/her own reasons. The students mostly become
reified to themselves as students. A few students working their way up
the hierarchy
who aspire to become teachers, may avoid for the time being the reification
of their position as student, which they view as is in transition.
A person
holding the view of the Master being alienated would predict, that however
the Master acts in the ordinary world, the Master would still see
himself as a Master and continue to act in that role. The Master is
acting in a role that is idealized and superimposed onto a self that is
ordinary with all
regular human foibles. The students, being socialized into Zen rhetoric
and its legitimating mechanisms see the Master as approaching the ideal,
as they have
been indoctrinated to do. The members of the Zen group in North America
mentioned earlier in this paper, which was surprised that Zen Master could
display human foibles, is just one of many examples that can be given
of individuals who accept the Zen rhetoric and the idealized view of the
Master.
Because no socialization is complete there is a part of the Master
that is aware of the falsity of his/her words, activities, and role-playing.
That side of the
Master's consciousness is aware of the ordinariness that he/she shares
with the rank-and-file of the Center. However, the Master sees his/her
flock
accepting their activities through the lens of the idealized role.
While the Master is aware of the "ordinary" side of his/her own consciousness,
he/she sees
the students responding to him/her in his/her idealized role. As is
often the case in this type of encounter, the tendency exists to then see
the students as
dupes, "rubes," or people easy to fool. That is, the alienated Master
views his students with little respect, hence there is an inclination to
treat them with
disdain and contempt. Berger states,
The gigantic projections of religious consciousness,
whatever else they may be, constitute the historically most important effort
of man to make
reality humanly meaningful, at any price...
The great paradox of religious alienation is that the very process of dehumanizing
the socio-cultural
world has its roots in the fundamental wish
that reality as a whole might have a meaningful place for man. One may
thus say that alienation,
too, has been a price paid by the religious
consciousness in its quest for a humanly meaningful universe"[61]
The disparity
between the Master's lived everyday life with its occasions for error,
desires, and doubts and the idealized presentation of the person as
Master often repeated in the histories, mondos and koans, is too great.
However, the rhetoric of Zen hinges on the doctrine of Zen lineage as passed
on
through Dharma transmission and the institutional legitimacy and the
authority of the Master/roshi is dependent on this model. Put another way,
"doctrine
and a narration of the origin of that doctrine are completely intertwined,
with the historicity of ... events essential to the narration of truth.
Though the
transmission moment might be toyed with in later disclaimers that nothing
was ultimately transmitted, the historicity of the lineage cannot be disposed
of."
[62] That is, the content of the transmission is not so important as
is the performance, the transmission and the re-creation of the social
fact of lineage.
However, the latter is ignored by the emphasis on the former. The Soto
sect in Japan is just one very prominent example. In modern day America,
as was
probably most often the case, the maintenance of institutional stability
and continuity is of primary importance. The family of supposed Buddhas
is
continued into the next generation, the institution is perpetuated,
and of course some "ordinary" members of the community are necessarily
expendable. In
this respect, Zen is no different from other major religious institutions.
There is
a clearly visible power dynamic at the core of the Zen student-teacher
relationship. According to sociologist David Bell, "Power implies the
existence of a valued object that a) can be manipulated (i.e., increased
or diminished by one actor with respect to another); b) is valued by the
respondent; c)
is in relatively short supply; d) is divisible. Any object fulfilling
these criteria can become the basis of a power relationship."[63]
Using the above
criteria, insight and understanding of koans and Buddha Dharma can function
as the basis of a power relationship between student
and the Zen Master. The struggle occurs in this area over at least
two issues, the student wanting to be recognized for having realized the
truth of Zen, and
over the student being authorized to be a teacher in his/her own right.
An example of this dynamic can be seen in an event that took place some
years ago in
a Zen that group was experiencing tension. A student went to the teacher
and said that there was dissatisfaction and tension in the group. The teacher
replied that the problem was that he was not passing people so easily
with their koans. Not passing koans means that students were not being
recognized for
attaining insight, for being enlightened, and also, for those moving
along in the koan curriculum, it means being held back from completing
the koan course
and hence, from becoming teachers themselves. That is, their attaining
Dharma transmission and entry into an official Zen lineage was being blocked.
What
"not passing the people so easily" says about koan study and what "passing
a koan" actually means, will not be considered here. Unfortunately, the
actual
source of the dissatisfaction and tension was that the teacher, married
with a child was secretly involved with two of his female students, neither
of who was
his wife.
In order to maintain
the appearance of spiritual authority, the person chosen to fill the role
of Master/roshi is almost forced by the idealizations
attributed to the role by the Zen institution to live in a state of
false consciousness, that is, to live a lie. At the same time there is
a determination among the
students to elevate and idealize the Master as an explemplar of the
teaching and principles enshrined in the lineage's tradition. People want
an outstanding
teacher, no one wants an average or mediocre one. The rhetoric of Zen
feeds into the student's desire to have an outstanding teacher as a role
model, stating
that the teacher is by definition outstanding, or as three of the teachers
quoted at the beginning of this paper have informed us, "beyond your
understanding," capable of performing miracles and possessed of a quality
of life that is extraordinary. These sorts of words feed the student with
a
collection of hints and teasers to stimulate their fantasies of purity
and outstanding spiritual attainment.
This pressure
of the students is a form of complicity with the institution in accepting
the title Master/roshi; they commit themselves to the
descriptions of the position established within the tradition, and
will attribute those qualities to whoever holds the title. In fact, the
qualities imputed to the
role of Master, may be all the student will see. There is a collusion
between the Master and the student, a symbiotic relationship in that it
plays into the
comforting position for the student in having a sense of certainty
in an idealized role model; while at the same time the Master is elevated
to an idealized
authority figure that in extreme cases almost becomes cultic, as one
can observe around certain Zen centers.
Those coming
to Zen are to some large degree attracted by the sense, meaning, or ordering
that it gives to the experience of life. As we have seen, this
structure and order in Zen, is embodied in the Zen teacher. The teacher's
certainty about his role, largely the result of alienation, asserts hierarchy.
The
teacher, seemingly immunized from normal human doubts, shortcomings
and errors, stands high above the students with their sense of precariousness,
self-questioning, and doubt. In a sense, the student cooperates with
the teacher's alienation in order to maintain the meaning that Zen gives
to life, that the
teacher "embodies" and that the student craves, almost with the force
of an instinct.[64] The very hierarchy implied by the alienation of the
teacher itself
imposes a structure that is a second level ordering of sorts. One now
has the Zen institution, a system with rituals and hierarchy to live in,
the Master/roshi
seen as an idealized figure at the head, monks and nuns and older students
below and so on. This structure offers a channel for the students' aspirations
for
progress, and satisfies the desire for an orderly and sensible world.
One can settle into in a well-understood hierarchy. Each person finds his/her
place,
either as a new student or some level of wiser, older student or to
become ordained, all with their attendant privileges and status. One becomes
part of an
initiated in-group with a special language, a special way of talking,
special ritual behavior, and an insight into or understanding of the world
beyond the rest
of society's comprehension.
The hierarchy
related to the symbiotic relationship between the authority of the Master
and the members of the Zen group is enhanced in many other
ways. The wearing of special robes during ceremonies as well as the
special place and bows reserved for the Master during services, emblematic
accoutrements such as the use of special bells, wands of office, tools,
accents, and furnishings all serve to locate the source of authority.[65]
In some Zen
centers, there is much pomp and ceremony preceding and surrounding
the talks given by the Master. In other places the representation of authority
and
hierarchy may take the form of stylized behavior such as standing or
holding ones hands in a specific fashion or of talking and responding in
prescribed or
stylized ways. Elsewhere, the authority may be displayed in the aloofness
or distance that the Master keeps from the rank and file. At still other
places
hierarchy may be shown in the ceremonial activities reserved for the
Master and the ordained. By whatever means, authority and hierarchy are
located,
established, and enhanced.
Zen in
America has been presented in an extremely simplistic manner, so that one
is led to believe that the terminology of Zen is "pure," that is, that
it has no sociopolitical implications. One is led to think that Zen
and hence the terminology that defines it, in the words of D. T. Suzuki,
"stands aloof from
the scene of worldly sordidness and restlessness."[66] Rinzai Zen priest
Ichikawa Hakugen points out that the concepts we so identify with Zen were
all
factors that facilitated Zen to be united with Japanese militarism
and authoritarianism--terms such as, harmony, nonresistance, tolerance,
Dogen's term
"body-and-mind-falling-away," karma, no self, the concept of debt or
gratitude, mutual interdependence of all things, the doctrine of the Middle
Way,
emphasis on inner peace rather than justice, and finally the characteristic
of "just as it is" which can lead to a static, aesthetic perspective, a
detached,
subjective harmony with things.[67] These terms, naively viewed seem
pure and straightforward, the essence of Zen, yet with more thought and
historical
perspective we see that they have no meaning whatsoever outside of
the culture in which they are embedded, or more precisely, who in that
culture is using
them and at what time. Berger, in 1966 stated this nicely, "Put a little
crudely, it is essential to keep pushing questions about historically available
conceptualizations of reality from the abstract 'What?' to the sociologically
concrete "Says who?"[68]
Summary
In this paper
we have looked at how Ch'an /Zen has been presented to America in a most
idealized fashion. Specifically, we have seen how the terms
Dharma transmission, Zen lineage, and Master/roshi are intertwined
to form a seamless web that along with koans and ritual behavior falsely
elevates the
Zen teacher, by whatever title he/she may assume, to a position that
is paradoxically human, but simultaneously beyond human. I have shown that
it is not
necessary for any individual teacher to make claims concerning his/her
own enlightenment or level of spiritual attainment because the Zen institutions
repeat this claim, in one form or another, for the person sitting in
the role of Zen Master. We have seen that these defining Zen terms and
most of the
elements of Zen's self definition have been accepted uncritically in
America and the West in general. In addition, as students are discouraged
from resorting
to any non-Zen theoretical framework to critically examine Zen institutions,
a member who attempts a critical view is thrown back into Zen terminology
that only tends to enhance the power of the teacher. In this paper,
I have proposed one theoretical framework to view Zen institutions, namely
that of the
American sociologist, Peter L. Berger. Surely there are others and
I hope Zen students seek them out.
Zen makes the
claim to be concerned with the absolute, true Mind, seeing ones original
nature. Yet, the Zen sects' self definition and institutional
structures are essentially based on idealism, falsehood, and deception
that serve certain institutional interests and the interests of those holding
roles
legitimated by the Zen institutions. But one may ask, "At what price?"
The Masters themselves pay a high price. Being elevated by the rhetoric
of Zen and
by the internalization of the Zen rhetoric by the students to a position
far beyond anything that matches their own attainment, they are forced
to play a role
rather than function as normal humans in teaching positions. This places
the teacher in the unenviable position of living a lie or into denying,
or at best
hedging the rhetoric of the very institution that legitimates his/her
role. This is an untenable situation. All to often the teacher chooses
to internalize the
social role, setting one side of consciousness against the rest, rather
than question that which legitimates and empowers, i.e. the Zen terminology
and
rhetoric. As internalization entails self objectification, the teacher
then objectifies himself as the Master or roshi, a self-image recall based
on an idealized
convention, namely, mind-to-mind transmission going back to the semi-
mythological historical Buddha, a convention not related to the reality
of his/her
own life. This self-deception of the Master leads to alienation, the
process whereby the dialectical relationship between the world and the
individual is
lost.[69] This position often leads to a view of the students as objects
to be used, as lesser beings worthy of disdain or contempt.
The students
too pay a price. At the very least, any sort of critical thinking being
strongly discouraged, the critical faculties of individual students are
devalued so that an important aspect of what it means to be human is
nullified. Being cut off from critical thinking also places the student
in the position of
viewing the Zen world only through its own lens. Inherent in this view,
are strong elements of hierarchy and authority that are mostly undeserved
for reasons
already mentioned. This has, to one degree or another, allowed for
all sorts of excess and craziness to pass either unnoticed, or understood
in ways that
preserve the institution, its idealizations, and its hierarchy at all
costs.
Another aspect
of establishing an unreal hierarchy is the necessary inverse reflection
of power, namely the denigrating or making less of the student
both by the teacher and the student himself/herself. One sees this
in the lack of questioning of the teacher, which if it does occur, is dismissed
as egocentric
behavior by the teacher as well as by other students properly socialized
into Zen rhetoric or in the almost cult like adoration of the teacher,
common around
Zen centers. A common phrase heard all too often around Zen centers
is, "roshi says..." This is usually in reply to a question, disagreement,
or to someone's
resisting an order or questioning some aspect of the how the Center
functions. Clearly implied in this "roshi says," is that whatever roshi
says, is beyond
question, simply because roshi has said it, and roshis are, by definition,
never wrong. A closing of the mind takes place as the student internalizes
the Zen
rhetoric and elevates and idealizes the teacher. One does not question
problematic statements or situations for fear of being out of place in
questioning the
authority figure, for fear of being demoted or losing privilege in
the organization, or for fear that the whole edifice will crumble; an edifice
that one has come
to depend upon to make sense of themselves and of the world, the most
terrifying position of all.
Social and historical
reasons required Ch'an/ Zen to construct a mythology and rhetoric that
is based on idealization and false claims. A re-evaluation
is in order if Zen is to adapt to modern Western culture, a culture
based on liberal democratic ideas as opposed to the long traditions of
hierarchy,
obedience, and authoritarianism of the Far Eastern cultures from which
Zen institutions and usage grew. How do we look at Zen in a way that is
more in
tune with our modern culture, a culture open to critical enquiry, with
a view of the individual and his/her leaders grounded in our own cultural
setting with
its sense of individualism, freedom, and openness, as well as its dilemmas
and fears, rather than attempting to function within rigid institutional
idealizations
and old myths suited to Far Eastern cultures? How do we place Zen squarely
in the human realm that deals with human problems of flesh and blood
humans, not with cardboard cutouts of projections of fantasy role models?
Can we do this and still maintain a respect for past Zen institutions that
have
kept the tradition alive? Can we find forms of organization and language
that resonate with modern people, that address their concerns and fears
and can
instill life with meaning and purpose?
Perhaps one place
to look is the old Buddhist idea of kalyana-mitra, that is, the idea of
a spiritual friend. In this view, the kalyana-mitra is not
idealized and elevated to a position beyond human and human frailty,
but is viewed as someone having more insight, more experience, knowing
more,
displaying patience and the ability to listen, the merit of learning
coupled with good meditative knowledge, a deeper understanding that a fellow
practitioner
can look to for guidance, advice, and help, as a mentor. One is a kalyana-mitra
by being in relationship with someone else or others. This is a relationship
between friends with a common interest, though one person may have
more knowledge and experience than the other. The relationship is the responsibility
of both friends and both bring something to it.
However, in Zen
students are not made to understand their responsibility nor to make judgments
or to discriminate. In fact, in Zen we have seen that
the student is told he/she cannot understand the teacher, because the
teacher functions from a place beyond his/her understanding. The kalyana-mitra
would function in the context of a more experienced fellow traveler,
companion on the path without the necessary extreme hierarchy and "otherness"
inherent in the idealized view proffered by Zen institutions. The spiritual
friend would not function as an exemplar of Buddhahood but rather to
demonstrate qualities lacking in oneself and as a reminder of your
own inherent resources.
Another area
to examine, mentioned earlier, is to place more emphasis on the allegiance
to the community of practitioners, fellow seekers rather than
the almost complete dependence and loyalty to a given teacher and institution.
Robert Buswell has pointed out that Korean Zen monks, by not maintaining
allegiance to a specific master, Buddhist thought and practice are
kept separate from the person of the master. One learns from many teachers,
but does not
take any one person's version of the Dharma to be definitive.[70] At
least in theory, this is inherently more democratic, and would cultivate
a sense of
independence, allowing for a more dynamic and open flow of dialogue
and ideas.
Finally, I think
it necessary to open up to critical examination all of what we call Zen.
In this area, the work of scholars can serve as an invaluable
asset to the American Zen community-scholars insight into historical
precedent and development are at least as valuable as their ability to
translate texts. It
is through the work of scholars that we can begin to look at the formation
and development of the Zen tradition, viewing it at least partially from
within the
context of the cultures in which it was formed and developed, but also
from the viewpoint of our own culture, our own concerns and conceptualizations.
Scholars may also serve as a check on the hagiographies being written
today of recently deceased as well as living Masters. These hagiographies,
just as in
the past, are meant to enhance the prestige and authority of the living,
present day Zen Masters/roshis. Unfortunately, at this time scholars are
mostly
viewed as a threat by the American Zen community, hopefully this will
change in the near future.
The end