"The motives and methods of the Indian schools, and the theological
and mystical background of their thought, are so utterly different from
those of the Greeks that
there is little profit in the comparison." 1 So says the author whose
recent history of Greek philosophy appears likely to become the standard
one in English. In this
article I will attempt to show that in certain areas the methods of
the two traditions were identical, that the motives for applying these
methods were, at times
anyway, extraordinarily similar, and that the possibility that the
two traditions were historically linked at important points cannot be dismissed.
Specifically, I will
present parallels from the Greek philosophical schools founded before
Alexander the Great's expedition to India, to the methods and motives of
the Ma’dhyamika
school, and will then consider the possibilities of historical connections.
In referring to the methods of the Ma’dhyamika school I mean primarily
the reductio ad absurdum applied in the dichotomy and dilemma pattern,
with liberal use of
regressus ad infinitum, and certain characteristic arguments against
motion, potentiality, and so on. 2 The question of motives is more complex.
Recent scholarship
has presented two quite different views of the Ma’dhyamika motive,
each of which seems to be accurate for some of the Ma’dhyamika thinkers
and not for others:
the "absolutist" view which is presented by Stcherbatsky, Suzuki, Conze,
Murti, and Radhakrishnan, 3 and which seems to show considerable influence
from
Veda’ntic monism; and the "phenomenalist" (or "dynamicist") view espoused
by Streng, Inada, and others. 4 For the absolutist, the Ma’dhyamika double-truth
consists in a rather Parmenidean or Veda’ntin distinction between conditioned
and unconditioned being; in this case the dialectic aims to destroy the
belief in the
reality of conditioned being so that a mystical intuition of unconditioned
being may ensue; reality is sought outside of phenomenal experience, through
a negation of
that experience. For the dynamicist there is no need (or indeed justification)
for postulating a reality outside phenomenal experience; the double truth
does not
distinguish between conditioned and unconditioned being, but between
conditioned being experienced "bare," or in itself, and conditioned being
experienced
through a vikalpa, a "partial truth" which is "superimposed" "on to
the dynamic character of reality." 5
This dichotomy in modern interpretations seems to correspond to the
distinction between the Pra’saa’gika Ma’dhyamika as expressed by Buddhapa’lita
and
Candraka’rti and the Sva’tantrika Ma’dhyamika of Bha’vaviveka. 6 Both
these schools felt they were expressing Na’ga’rjuna's real meaning; which
of them was more
correct in that belief is a question I will not address; both will
be treated here as legitimate forms of Ma’dhyamika, and our comparison
Thomas McEvilley is Professor in the Institute for the Arts at Rice
University.
AUTHOR'S NOTE: My thanks to both Edward Conze and Frederick Streng,
who generously read and helpfully commented on earlier versions of this
article.
Philosophy East and West31, no. 2 ( April, 1981 ). © by The University
Press of Hawaii. All rights reserved.
will show that a remarkably parallel distinction in use of the dialectic
obtained in Greece.
In fact, I hope to show, first of all, that the Ma’dhyamika methods
were clearly and fully developed among Greek dialecticians long before
they are attested in India;
second, that in Greece as in India this dialectic served at times the
absolutist and at times the anti-vikalpa motive; and finally that it is
quite possible that there is a
historical connection between the Greek and Indian dialectical traditions.
It is probable that the reductio ad absurdum first appeared in the
history of philosophy in the Eleatic arguments against origination, destruction,
motion, plurality and
change. 7 Parmenides' central argument against origination and destruction,
as expanded by Gorgias ( DK 82b3 [71]) and followed by Aristotle ( Phys.
191a27)
and Simplicius (on Phys. 78.24), may be paraphrased as follows: "It
is impossible for anything to come into being, because it must come either
from something, in
which case it already existed, or from nothing, which is impossible,
since nothing does not exist; likewise it is impossible for anything to
cease to exist, because it
must go either somewhere, in which case it still exists, or nowhere,
which is impossible." "Therefore," says Parmenides ( DK B21), "origination
and destruction are
eradicated."
Here already, at the very beginning of the Greek dialectical tradition,
we find the central method of the Ma’dhyamika school, which Robinson calls
"dichotomy and
dilemma": first the question is dichotomized, by excluded middle, into
A and not-A; then "each half of the dichotomy is shown to lead to contradiction.
. . . Since the
two propositions of each dichotomy are contradictories, a dilemma ensues
. . ." 8 Parmenides' argument has the form: 'If anything comes into being
it must come
either from being or from not-being, and in either case contradiction
ensues.'
In fact, Na’ga’rjuna has a very similar argument at MK 7: "Does the
originating thing exist prior to its originationa’ If so, its origination
is no origination; if not, then it
must come from nothing, which is impossible" ( MK 7. 13,17,20).
In addition, Na’ga’rjuna attacks the concepts of origination and destruction
with an argument based on infinite regress -- a type of argument which
seems to have
been developed in Greece not by Parmenides but by his disciple Zeno.
"If origination exists, then it must also have origination; infinite regress
follows: origination
must have origination, and the origination of origination must have
origination also, and so forth" ( MK 7. 18,19). If we turn to the critique
of concepts of space,
which is where the Eleatics applied the reductio by infinite regress,
we will find close parallels.
Both Zeno and Na’ga’rjuna criticized the claim that space can be understood
as a continuum, on the ground that this view cannot account for our experience
of
motion. Since a continuum is infinitely divisible, a discrete point
can never be located on it. This problem is the basis of Zeno "Dichotomy"
and "Achilles" paradoxes and of Na’ga’rjuna's statement that motion
is impossible because we cannot locate a point where it might begin ( MK
2. 14,15).
Following the dichotomy and dilemma method, which had already been
employed by Parmenides, Zeno proceeded to turn his dialectic against the
counterthesis,
namely, that space and time are discontinuous, space being made up
of points and time being made up of moments. As Aristotle said of the argument
called the
"Arrow":
The flying arrow is at rest. This conclusion follows from the assumption
that time is composed of instants; for if this is not granted the conclusion
cannot be inferred (
Phys. Z9.239b30).
To paraphrase: "If in any moment the arrow is only in one place (that
is, in a space equal to itself), then the arrow is always at rest; in order
to be moving, the arrow
would have to be in one place during part of the moment and in another
place during another part of the moment; but since the moment is an indivisible
'particle' of
time, there is no such thing as part of a moment; thus motion is impossible
if time is made up of separate successive moments." As the "Arrow" undermines
the idea
of particulate time, so the idea of particulate space, conjoined to
it, is reduced to absurdity in the argument called the "Stadium." 9
Further, it is worth pointing out that one of Zeno's arguments against
plurality in general can be turned specifically against the possibility
of motion through
discontinuous space or change in discontinuous time. In the words of
Simplicius ( DK B3):
If there exist many things, they must be as many as they are and neither
more nor fewer, but, if they are as many as they are they will be limited.
If many things exist,
then things that exist are infinite; for there are always things between
the things that exist, and again other things between them and the things
that exist (and so on),
and thus the existing things are infinite in number. 10
The disproof of the counterthesis of this argument can be used (as
Zeno may have been aware) to deny motion through discontinuous space or
time. In this case we
can avoid the problem of the infinitely divisible continuum and can
locate a point; the problem arises when we try to move from this point
to the next, for, in order to
exist as a separate entity, this point must be separated by something
from its neighbors; the infinite regress follows, and we find that in order
to move from one point
to the next we must traverse an infinite series of intermediary separators.
The same argument may be used to prove the impossibility of change in discontinuous
time.
The Eleatic arguments together yield the following conclusions: if
time is continuous there can be no present, and if time is discontinuous
there can be only the
present (no change); if space is continuous there can be no here, and
if
space is discontinuous, there is only here (no motion). In either case
the naive realist view of motion and change is found untenable (as are
various philosophical
views). 11
A second Zenonion argument against the existence of a plurality of
indivisible units has a very clear Ma’dhyamika parallel. "If a thing exists,"
says Zeno, "it must have
size" ( DK B1). ("If it did not have size, then no matter how many
such particles we added together, the sum would get no bigger, and no matter
how many we
took away, no smaller. Therefore the units which are being added or
taken away must be nothing; but nothing does not exist. Therefore if a
thing exists it must have
size" [DK B2]). "Since it has size, it must have distinguishable parts.
(If it has size, it is measurable; if it is measurable, it has beginning
and end, hence parts.) If it
has parts, it is not an indivisible unit. Infinite regress follows:
each of the parts must have parts, and so on" ( Dk B1).
Na’ga’rjuna's student and colleague, a’ryadeva, argues very similarly
against Vaia’esika atomism: when one atom contacts another it does not
contact it with its entire
physical being, for then the sum would be no larger than one of its
units (this would be like Zeno's particles without magnitude). It must,
therefore, contact its
neighbor with only part of itself. Therefore it has parts and is not
an atom. And again: since the atoms are said to move, each must have a
front (that aspect of it
which is "facing" its destination) and back (that which "faces" the
place of departure); but front and back are distinguishable parts, and
whatever has them cannot be
an atom ( CS IX). 12
We find, then, that in the Eleatic school, at the very beginning of
Greek dialectic, the dichotomy and dilemma method was already present and
had been applied to
many of the same problems to which the Ma’dhyamikas were later to apply
it. But while the similarity of method is clear, there remains a fundamental
difference in
motive. One does not find, among the Eleatics, a rejection of all concepts,
as among the Pra’saa’gika Ma’dhyamikas. On the contrary, the Eleatics seem
to destroy
plurality and process while espousing unity and stasis. At least, this
is the case with Parmenides. Zeno's case is less clear and deserves separate
attention.
Murti may be in error when he chides Zeno as an inconsistent dialectician
for reducing only one side of the unity-plurality and rest-motion pairs.
13 As Heidel has
pointed out, 14 Zeno's argumentation, though it may have been aimed
against the atomic unit of the Pythagoreans, works just as effectively
against the Parmenidean
One. Parmenides clearly meant his One to be extended in space, and
if it is extended it must have limits and a middle area in between them
-- in other words, parts
-- which means that it is not one after all. The ancient commentators
Eudemus and Alexander of Aphrodisias commented on this point, Eudemus saying
that Zeno,
in arguing against the atom, "does away with the one" (ap. Simplicius
99.7), and Alexander that he proves that "the one is non-existent" (ap.
Simplicius 138.3). 15
It is hard to believe that
Zeno himself was not aware of this. Vlastos argues that Zeno was in
fact pointing to the need to change from Parmenides' corporeal One to an
incorporeal One, as
his contemporary Melissus tried to do. 16 Plato, in the Parmenides
(128c), represents Zeno not as teaching simply that plurality is absurd,
but that it is more absurd
than unity, which also is absurd, and in the Phaedrus (261d) he clearly
implies that Zeno would argue both sides of a question without resolving
the dilemma, "so
that the same things appear to his listeners to be both like and unlike,
both one and many, both at rest and in motion."
It is hard, finally, to reject the ancient view (espoused by Aristotle[ap.
DL 8.57] that Zeno was the "father of the dialectic." He seems to have
been the first to
attempt a "systematisation of a methodical doubt." 17 "Zeno's work
did not consist of making additions to the Eleatic metaphysics but of developing
new
operational methods for dialectic." 18 Specifically, he clarified and
systematized the dichotomy and dilemma method of Parmenides and added to
it the reduction
by infinite regress. It may be helpful to compare Murti's strategy
of (1) assigning the tradition of the Buddha's noble silence to primitive
Buddhism, (2) accepting the
traditional Pa’li date for the parinirva’a’a, and (3) asserting without
evidence that the noble silence arose from a clear awareness of "dialectical
equipollency" (to use
Sextus Empiricus's term). 19
In any case, the Eleatic tenderness toward one side of an argument
(which, if perhaps it does not apply to Zeno, still applies to Parmenides
and Melissus) was soon
enough rectified. In about 445 B.C. appeared the work On Nature, or
On Non-Being, attributed to Gorgias of Leontini, a sophist and teacher
of rhetoric who
evidently had studied the Eleatic philosophers. 20 The work contains
a critique of ontology that goes far beyond Parmenides (and probably Zeno)
-- an
uncompromising dialectical rejection of both being and nonbeing, both
one and many. It takes the form of three hypotheses, which I will discuss
in order.
Hypothesis One: that Nothing Exists. This is defended first by arguments
against being and nonbeing, then by arguments against both monism and pluralism.
Against
being and nonbeing: if anything exists it must be either being or nonbeing.
It cannot be nonbeing, for then it would both be and notbe, which is absurd.
Nor can it be
being: for if it is being it must be either created or uncreated. It
cannot be uncreated, for then it would have no beginning, and it has no
beginning it is infinite; if it is
infinite, it is nowhere, for it must be either in something, in which
case it is not infinite but bounded, or in itself, which is absurd because
the container and the
contained are not one. Therefore it is nowhere, and what is nowhere
does not exist. Therefore, if being exists, it cannot be uncreated. But
neither can it be created:
for if it is created it must be created from something, that is, either
from nonbeing (which is impossible, as Parmenides has shown), or from being;
but being cannot
be created from itself, for then it would be different from itself
and
would no longer be being. (Compare Na’ga’rjuna's argument at MK 1.1.)
So being, which, if it exists, must be either created or uncreated, can
be neither, and
therefore does not exist. Thus neither being nor nonbeing exists.
Against monism and pluralism: if anything exists, it must be either
one or many. But if it is one it has quantity and extension, in which case
it has limits and parts and
is divisible; but if it has parts and is divisible, it is not one.
But neither can it be many, for a plurality is an aggregation of ones,
and if there cannot be a one, there
cannot be an aggregation of ones. Therefore, since existence must be
either one or many, and cannot be either, there is no existence.
The argument is a complex, stratified reductio ad absurdum which echoes
Parmenides and Zeno and anticipates with great clarity the total dialectic
of the
Ma’dhyamikas. The dichotomy and dilemma method, inherited from Parmenides
and Zeno, is applied with diagrammatic clarity, leaving no doubt whatever
that
Gorgias is fully conscious of it.
Furthermore, Gorgias' work is the earliest extant example of a total
dialectic -- one in which both sides of the being/nonbeing and one/not-one
pairs are relentlessly
reduced to absurdity and no solution to the dilemma is proposed. The
work is, if for this reason alone, an important one, and the modern tendency
to regard it as a
joke (a paignion) has prevented it from receiving the attention it
deserves. A more serious view holds that Gorgias' work is a direct attack
on Parmenides, Zeno,
and Melissus: with great wit and implied irony Gorgias uses the method
developed y Parmenides and Zeno to destroy their own point of view. 21
It is very
probable that both Parmenides' and Melissus' books were originally
entitled On Nature, or On Being; Gorgias' title, then, (On Nature, or On
Non-being)
announces his intention to controvert their position while employing
their own style and methods. He arrives at a position "between" being and
nonbeing, having
rejected both, which anticipates the famous Middle Position of the
Ma’dhyamika school.
The second hypothesis of On Nature, or On Non-being modulates out of
ontology into epistemology: if anything does exist, it can never be known.
In this argument
Gorgias goes beyond the Eleatic "mathematical" type of dialectic to
introduce an important sophistic critique of the five senses and mind (or,
as the Buddhists call
them, the six senses). The senses, being different from one another,
are separate and isolated, and the evidence of one sense cannot be used
to confirm or deny the
evidence of another. Each of the senses may be perceiving a different
universe. Confirmation and denial of multisensory perceptions are impossible.
The same critique of the senses, based on declaring their isolation
from one another, is found in a Ma’dhyamika context, in the Bodhicarya’vata’ra
of a’a’ntideva, about
a thousand years later:
If form gives birth [to consciousness], then why does it not heara’
Because there is no connection with sounda’ But then it is not consciousness
( BCA 9.63).
The argument aims, as Matics says, to "tear apart any sense of connection
between the forms of sense perception. If form (ra’pa) occasions sense
perception, then
why does it not heara’ . . . the answer is that ra’pa and a’abda are
without relationship and that neither one can claim to be a principle of
consciousness in and of
itself." 22
The third hypothesis introduces the critique of language, or of the
idea of a language-reality isomorphism, which again is basic to Ma’dhyamika
thought: if anything
could be known, it still could not be communicated to anyone. Words
are sounds; they are not identical with the things they seek to express,
and thus cannot
express them. Words express only words. Similarly, "Na’ga’rjuna denies
that . . . words gain their meaning by referring to something outside of
the language system .
. . Na’ga’rjuna explicitly denies that his argument, or any statement,
has validity because of a supposed ontological basis outside the language
system." 23 E. J.
Thomas, speaking of the Ma’dhyamika school, says that "The Buddhist
thinkers had without realizing it stumbled upon the fact that the terms
of ordinary language
do not express the real facts of experience. . . . The contradictions
were attributed not to the defects of verbal expression, but to the nature
of the experience." 24
Whether in fact the Ma’dhyamikas felt that they were criticizing experience
rather than language is not at all certain -- Streng clearly disagrees
-- but the distinction is
useful for us anyway. It seems to be an accurate enough description
of early Eleatic thought; clearly Parmenides at least believed that the
problem was in reality
itself rather than in language; but Gorgias had already, in the fifth
century B.C, perceived the possibility that the problem resides in language,
and had opened the
Greek dialectic to language criticism as well as criticism of metaphysics.
Gorgias is classified as a sophist, and by the time of the sophistic
movement the critique of speculative philosophy had become a major preoccupation
of Greek
thinkers. Protagoras is reported as arguing that "of everything two
contradictory accounts can be given" ( DL 9.51), that "Everything is true,"
(ibid.), and that
refutation is impossible (ibid., 9.53) -- in other words, that reality
is of indeterminate nature in relation to the concepts embodied in language.
He is said to have
written two books of Contradictory Arguments in which he argued both
sides of various questions and, in rather Ma’dhyamika fashion, left the
antinomy unresolved
( DL 9.55). His arguments were probably not dialectical, however, but
relativistic and inductive, judging from Plato Protagoras (334a-c).
Euthydemus, another sophist known primarily through Plato's dialogue
bearing his name, emphasized the dichotomy of sameness and difference,
or the denial of
partial identity; for example: if Socrates knows something, then he
is knowing. If he is knowing, he must know everything; otherwise he would
be both knowing and
not-knowing at the same time, which is impossible (or so Euthydemus
says). Either the subject (Socrates) is completely the same as the
predicate (knowing) or it is completely different; there can be no
partial identity. The same dichotomy probably lies behind Na’ga’rjuna's
critique of cause and effect
in MK 1: if they are one, the words are meaningless; if they are separate,
there is no way to connect them. In the sophistic milieu of the Euthydemus
the motive of
undermining both philosophical and commonsense reasoning is clearly
shown in Dionysodorus' triumphant conclusion, "Both and neither!" (300d).
Several late- fifth century thinkers not connected with the sophistic
movement, and of whom we know very little, seem also to have been impressed
by the
"dialectical equipollency" which Zeno, Gorgias, and Protagoras had
revealed. The most striking example is the Neo-Heraclitean Cratylus (a
younger contemporary
of Socrates). Heraclitus had taught that in a realm of becoming or
flux nothing can be said to exist in and by itself; since all things are
continually flowing and
interpenetrating, nothing can be said to have an essence, an inner
principle as a result of which it is what it is. On the contrary, what
we experience is between being
and nonbeing (compare the middle position of the Ma’dhyamikas); as
Heraclitus put it (fr. 49a): We both are and are not. This point of view
is very closely related
to the Buddhist doctrines of impermanence and not-self (nonessence),
and to Na’ga’rjuna's doctrines of prata’tya-samutpa’da and svabha’vaa’nyata’,
which similarly
teach that since things rise and pass away in dependence on the process
of flux, they have no essence (svabha’va, 'own being'). It is this quality
of dependent
origination that Na’ga’rjuna identifies as 'emptiness' (a’U+16Bnyata’)
( MK 24.19): "No dharma occurs that is not dependently co-arisen; hence
no non-empty
dharma arises." 25 Heraclitus used a closely related term, which appears
in post-Na’ga’rjunan Maha’ya’na Buddhism, "fullness-emptiness" or "plenum-void,"
to
indicate the reality which both is and is not:
Fr. 67:
God is . . . fullness/emptiness.
Fr. 65:
Fullness and emptiness are the same thing.
Although not a dialectician, and thus not treated in any detail in
this paper, Heraclitus seems to have sensed a dialectical tension underlying
reality, much as Murti
says Gautama Buddha did.
Fr. 8:
That which is in opposition is in concert and from things that differ
comes the most beautiful harmony.
Fr. 10:
Connections whole/not-whole, agreement/disagreement, consonance/ dissonance,
and from all things one and from one thing all.
In the latter half of the fifth century B.C., after the dialectical
movement had
added logical substance to Heraclitus' intuition, the Heraclitean Cratylus
was so impressed with the impossiblity of making meaningful statements
that he abandoned
verbal teaching altogether, evidently thinking that "to utter any statement
is to commit oneself to the affirmation that something is." 26 According
to Aristotle ( Met.
1010a10ff.), Cratylus "did not think it right to say anything, but
only raised his finger." And one cannot help being reminded of the Buddha
of Zen legend, who was
so aware of the emptiness of language that he only held up a flower
and smiled. It should be noted that the later dialectical schools, especially
the Cynics and
Pyrrhonists, felt themselves to be based ultimately on the attitude
of Heraclitus (supported by the method of Parmenides), as the Ma’dhyamikas
felt themselves
based on the three marks of primitive Buddhism.
That there were other late- fifth century teachers involved in the
critique of speculative philosophy is clear, but we know next to nothing
about them. Xeniades of
Corinth, for example, taught "that everything is false, that every
impression and opinion is false" ( Sextus, Adv. Math. 7.53). One may compare
the words of the
modern Zen master Seung Sahn: "The moment you open your mouth you are
wrong." 27
It was Plato of course (or Socratesap. Plato) who made the word "dialectic"
so prominent in the Greek tradition. Yet Plato's own attitude toward the
dialectic is
strangely obscure. Because in his later dialogues he tried, albeit
unsuccessfully, to develop a positive or constructive logic (laying the
groundwork for Aristotle's
more successful completion of the task), scholars in general regard
him as more sympathetic to Aristotelian than to Zenonian methods.
But in all the early dialogues and several of the most prominent middle
and late ones (Republic, Theatetus, Parmenides) Plato used an essentially
Eleatic dialectic.
The famous Socratic elenchus or 'trial' of the early dialogues, Republic
I, and Theatetus operates only negatively, deducing from the most cherished
beliefs of the
interlocutor contradictory consequences, and, in good Ma’dhyamika fashion,
proposing no solution. What is going on in these dialogues is in several
senses very like
the Pra’sangika Ma’dhyamika. In the first place, Socrates always attacks
the interlocutor's conclusions and never offers a solution in the form
of a positive teaching
of his own; second, "the answerer was expected to say what he himself
really thought, and nothing else." 28 Cf. Murti, that "the true Ma’dhyamika('s)
. . . sole
endeavour is to reduce to absurdity the arguments of the opponent on
principles acceptable to him." 29 This requirement is essential due to
the third similarity,
namely, that for Plato, as for the Ma’dhyamika, the dialectician's
work is not the constructing of an idea system so much as the alteration
of personality in the
direction of wisdom (Grk. phronesis, Skt. praja’+a’a’).30
In the Parmenides, Plato offers, in a completely Eleatic setting, a
massive demonstration of total dialectic, employing the dichotomy and dilemma
with
infinite regress to turn the contraries being/nonbeing, one/many, and
same/different against one another in a mood as paradox-loving as the most
extreme of the
Buddhists. Plato has learned the lesson of Gorgias' book (to which
he seems to allude at 162a) and criticizes the one-sided dialectic of Zeno:
Parmenides advises
the young Socrates to test the consequences of both a proposition and
its contradictory, and criticizes Zeno for neglecting to reduce the contradictory.
(135d-137c.) Parmenides, in his demonstration of this method, brings
us to a position in which either no proposition or contradictory propositions
must be
affirmed, concluding, in the last sentence of the dialogue:
Whether one is or is not, it and the others, in relation both to themselves
and to each other, both are and are not, and both appear and do not appear,
everything in
every possible way.
Here we encounter the basic problem in understanding Plato's dialectic.
Plato seems clearly to have been (at least at times) a constructive philosopher,
building an
extensive model of the real -- an activity which his ruthless dialectic
of the Parmenides seems out of harmony with; there is, of course, much
controversy about his
motives in this dialogue. Guthrie and others, impressed by the repetition
of the word "exercise" (which occurs, as either verb, gymnazo, or noun,
gymnasia, five
times in the introduction to part two [for example, 135d5-6]) regard
this dialogue (like Gorgias' book) as a kind of empty verbal display or
paignion with
nevertheless some serious implications for the relationship of Platonism
to Eleaticism. 31 Cornford saw it as an attack on the Neo-Eleatic methods
of the
Megarians. 32 The Neoplatonists and some moderns have regarded it as
a religious teaching involving the union of "transcendent mysticism and
immanent
pantheism." 33 On that interpretation, Plato's use of the dialectic
here would seem similar to that of the absolutist Ma’dhyamika, designed
to abolish belief in relative
being so that a superrealization of unconditioned being may dawn. Other
Platonic passages as well suggest that at the highest reach of Platonic
thought (the top rung
of the "ladder" of the Symposium[210a-212a], the source beyond all
hypotheses which is to be found at the top of the divided line of the Republic[509a-511d])
there was a rejection of the constructed parts of Platonism (theory
of ideas, and so on) on the grounds that they were not ultimately real,
and the inculcation, in their
place, of an absolute knowledge quite beyond verbalization. Modern
scholars in general do not prefer the last alternative, but are nonetheless
aware that Plato's
own words, at the one point where he seems to speak directly to this
question, clearly suggest it.
In Republic 6 and 7 Socrates has outlined the preliminary sa’dhana’
for the attainment of the vision of the good. Mathematics and astronomy
are prescribed as
propaedeutic studies, and the practice of an ascetic morality is regarded
as a necessary purification. Finally he speaks of the last and highest
state -- the infallible knowledge which corresponds to the top of the
divided line; at this point mathematics and other academic tools are specifically
rejected
because:
they merely dream about reality but cannot see it with waking eyes
because they use mere hypotheses (533b; my italics).
"Hypothesis" here seems to mean more or less what vikalpa means to
Ma’dhyamika and later Buddhist thinkers. We are now at the point where
fallible
"hypothetical knowledge" is to be replaced by the infallible "unhypothesized"
knowledge which a mysteriously undefined "dialectic" is to produce. This
is the point
where Plato habitually pulls down the veil and has recourse to myth
or metaphor. Only a moment before, Glaucon had asked, "Tell me, what is
the nature of this
dialectica’ What are its waysa’" And Socrates replied, "You would not
be able, dear Glaucon, to follow me further, though on my part there would
be no lack of
good will" (532e-533a). The veil is coming down, but before it is lowered
completely Plato has made one statement which alone in all the dialogues
seems actually
to describe how this transition to perfect knowledge is to be effected:
Then, said I, the dialectical method alone proceeds in this way, destroying
the hypotheses, to the very beginning, in order to obtain confirmation.
It gently pulls and
draws upward the eye of the soul that is literally buried in a sort
of Philistine filth, using the sciences we have detailed [i.e., mathematics,
etc.] as its assistants in the
conversion. "Knowledge", we often called them owing to custom; but
they need another name clearer than opinion but less clear than "knowledge"
(533c-d; my
italics). 34
The key phrase is "destroying the hypotheses." Socrates has just finished
saying that geometry and so on, though higher than sense-impression, are
nevertheless
merely "hypothetical." Now, at the final stage of sa’dhana’, the dialectic,
which for Plato as for Zeno meant primarily the use of reductio ad absurdum
refutations, will
enter and "destroy the hypotheses," or assumptions, pointing beyond
them to the unhypothesized beginning. Three stages are implied; first the
mind is "stained" with
beliefs in the ontological reality of sense impressions. Nonsensory
tools such as mathematics are brought in to break the belief in the sense-world.
Finally the mind is
stained only by these tools themselves, and now one's teacher takes
the sword of dialectic and cuts away the belief in these tools also. Now
at last the mind is clear
of both sensory and conceptual hypothesis; the resulting state is described
only through metaphors (mainly the shining into the soul of light which
had always been
there but which the stains of opinions had kept from awareness [for
example, Rep. 518e]).
But to most scholars it seems unacceptable that dialectic, here as
elsewhere in Plato before the Phaedrus, means a destructive reasoning rather
than some method
of additive thought, some supposedly superior and ultimate vikalpa.
Some emend the text to remove "destroying the hypotheses" (which, however,
is strong in the manuscript tradition). Other just reject the obvious interpretation
out
of hand; Robinson, for example, says,
Certainly the phrase ["destroying the hypotheses"] cannot have its
most obvious meaning of 'refuting'. Plato cannot be thinking of proving
an hypothesis to be false
(although that is what Aristotle means by the phrase, EE 1222b28) for
he implies that dialectic destroys all, or at least all relevant hypotheses,
and he surely would
not think that every hypothesis mooted would by some strange accident
turn out to be false, that we should never hit upon a true one. 35
But the phrase "strange accident" does not work here. Plato has repeatedly
told us that the ultimate real is beyond words, which is to say that it
is beyond the reach
of any and all hypotheses or concepts, like the absolutist conception
of a’+a’nyata’. It is no "strange accident" that finally we should have
to reject all our hypotheses;
it is the inevitable result of Plato's postulation of an ultimate reality
which no verbal statement could approximate to (for example., Rep. 6.509,
Symp. 211, Ep.
7.341c). We may compare Na’ga’rjuna:
Emptiness is proclaimed by the victorious one to be the refutation
of all viewpoints ( MK 13.8).
And Takakusu, speaking of the Chinese Three-Treatise (= Pra’sah+a’gika
Ma’dhyamika) school:
Refutation -- and refutation only -- can lead to ultimate truth. 36
And Wing-tsit Chan on the same school:
Refutation of all erroneous views is essential for and indeed identical
with the elucidation of right views. 37
Surely it does not stretch the imagination that this is what the author
of the Parmenides may actually have meant.
Plato's contemporaries and fellow students of Socrates -- Antisthenes
and Eucleides -- both founded schools which, like Plato's featured the
Eleatic dialectical
methods, but which were less ambiguous than Plato's in their motives.
Here we find, alongside the absolutist use of the negative dialectic, the
first occurrence of its
use to restore our attention directly to the flow of phenomenality
by eliminating the "superimposed partial truths" which cut us off from
the dynamism of experience
by artificially predetermining our responses to it.
Eucleides, a Socratic disciple who was present at the scene of the
Phaedo, founded in his native Megara a school devoted in large part to
developing the Eleatic
dialectic, for which their opponents called them "Eristics." Eucleides
himself argued against the inductive or analogical arguments used by Socrates,
employing the
denial of partial identity To paraphrase: "Either the objects
compared are the same, in which case we have no need of the comparison,
or they are different, in which case the comparison is invalid and can
only add
confusion" (DL 2.107). Eucleides, in Pra’sah+a’gika Ma’dhyamika style,
tended to attack the opponent's conclusions without offering a positive
doctrine of his own.
Nevertheless, the tradition implies that he considered himself a believer
in the Parmenidean one (DL 2.106). (Though in a post-Melissean version
the One becomes
rather an infinite or absolute, it is still traditionally called the
One.) Eucleides' criticisms of predication, then, may have been designed
to redirect attention from
relative truths toward this absolute, and if so, then Eucleides also
may be compared to the absolutist or quasi-Veda’ntin type of Ma’dhyamika.
Furthermore, Aristotle tells us ( Met. 1046b29) that some Megarian
or Megarians had argued against potentiality, an attempt which he rejects
with an appeal to
common sense:
There are some who say, as the Megaric school does, that a thing 'can'
act only when it is acting, and when it is not acting it 'cannot' act,
e.g., that he who is not
building cannot build, but only he who is building, when he is building;
and so in all other cases. It is not hard to see the absurdities that attend
this view.
He proceeds to the weightier ramifications of the denial of potentiality,
clearly connecting it with the Eleatic school:
Again, if that which is deprived of potency is incapable, that which
is not happening will be incapable of happening ... Therefore these views
do away with both
movement and becoming. For that which stands will always stand and
that which sits will always sit ... ... it is no small thing they are seeking
to annihilate. 38
The Megarian position which Aristotle describes seems identical to
a position adopted by Na’ga’rjuna in arguing against the substance-attribute
relationship. 39 The
substance in question is a moving object; the attribute, its motion.
If the mover and motion both move, then there are two movers, and must
be two motions ( MK
2.11). (An infinite regress follows, á la Zeno, but Na’ga’rjuna
does not mention it.) If only the mover moves and not the motion, then
there is an unmoving motion,
also absurd. At this point the concept of motion has already been reduced,
but the argument goes on to become a general critique of the substance-attribute
relationship. When the mover stops moving, either the attribute of
motion must continue to exist by itself, namely, with no substance in which
to inhere (which is
absurd by the definition of attribute), or the mover, by stopping,
has lost (annihilated) the attribute of motion and can never commence moving
again (which is
absurd empirically) ( MK 2.20). The argument amounts to a rejection
of potentiality, or of svabha’va claims for the concept of potentiality,
and parallels the
Megarian position described by Aristotle: according to Na’ga’rjuna's
argument, that which is running will always run and that which is standing
still will always
stand still, as for the Megarian "that which stands will always stand
and that which sits will always sit."
Again the question of motive enters. The Megarians (who were interchangeably
called Neo-Eleatics) may have been attacking the phenomena in favor of
an alleged
absolute, whereas Nagarjuna seems rather to have been attacking svabha’va
claims for the concept of potentiality -- that is, he criticizes claims
about the nature of
experience, whereas the Neo-Eleatics, like the Eleatics, may have been
criticizing the experience itself.
The dichotomy and dilemma method was the basic tool of the Socratic
schools in their war against the Peripatetic and other more speculative
traditions. Indeed, by
the fourth century it had become one of the dominant themes of Greek
philosophy and acted as a powerful counterbalance to the academic quest
for a pure
mathematical logic and the Peripatetic quest for a constructive propositional
logic which would tend to support the claims of common sense. Among the
Socratics it
was the Cynics who went furthest in the rejection of vikalpa and who
provide a clear parallel not only to the methods but also to the motives
of the "phenomenalist"
or "dynamicist" Ma’dhyamika. Unlike the Eleatics and, probably, Plato
and the Megarians, the Cynics do not seem to have postulated an unconditioned
absolute
being over against conditioned relative being; like Na’ga’rjuna himself
(as interpreted by Streng) they sought to cease imposing supposed svabha’va
concepts on the
dynamic flow of experience, which in itself, if lived directly and
without assumptions, they regarded as complete freedom. A hypothetical
absolute they saw as no
better than other superimposed concepts, and they tended to oppose
their direct relationship with present experience to the Eleatic-Platonic
rejection of
phenomena for noumena; for example, when Diogenes heard the Eleatic
disproofs of motion, he got up and walked away. (DL 6.39.)
Antisthenes, who is usually accorded the title of founder of the Cynic
tradition, 40 was a pupil of Gorgias, then of Socrates, whose ascetic lifestyle
and negative
elenchus he especially adopted (DL 6.1-2), and may himself have been
the teacher of Diogenes, with whom Cynicism may be said to be in full career.
Cynicism
has two not inharmonious aspects: it is on the one hand a negative
or critical philosophy like the Ma’dhyamika, not involved in "imaginatively
constructing the real ...
and deluding itself that this is knowledge" (as Murti puts it 41),
but in stripping away spurious concepts -- which for the Cynics means all
attempts to verbalize
reality. On the other hand it advocates an austere ethic of total independence
and indifference to phenomena, which even some in antiquity recognized
as similar to
that of the yogis of India. The Cynic Onesicritus, a student of Diogenes,
accompanied Alexander to India and compared the yogic teaching of indifference
to
pleasure and pain to the teachings of Socrates and Diogenes (Strabo,
XV 1.65).
Antisthenes' great contribution to the negative dialectic was his almost
total denial of predication. 42 He evidently declared (as have certain
modern philos-
ophers) that only tautologies are true statements; or, to put it in
terms which are probably closer to those used by Antisthenes, the only
true statement that can be
made about a thing is to name it or, if it has parts, to name its parts.
Names merely indicate experiences, and any conceptions which go beyond
names are mental
fictions (vikalpa). All predications other than tautologies breach
the denial of partial identity: if A really is B, then to say "A is B"
is merely to say "A is A": if A really
is not B, then to say "A is B" is to speak nonsense. Thus all speculative
metaphysics is rejected. As Monimus, the student of Diogenes, put it:
All opinions are like smoke (DL 6.83).
It is clear from a complete review of the evidence (which cannot all
be arrayed here) that Antisthenes was consciously criticizing language
and related mental
conceptualization and was not criticizing the phenomena themselves.
Parmenides, Plato, and the Megarians seem to have denied the existence
of phenomena;
Antisthenes (following the insights of Gorgias and Protagoras) rather
denied our ability to make any meaningful statements about them, such as
that they do or do
not exist. In this Antisthenes seems to have brought the Greek dialectical
tradition much closer to the Buddhist; rather than attacking phenomenality
he is attacking
the game of making conceptual claims on it. His belief that the mind
distorts and remakes reality through the veil of language is illustrated
by his advice to the
Athenians that if they run short of horses they should simply vote
that asses are horses (DL 6.8), as well as by his nominalist criticism
of Plato that the forms are
only mental constructs which are projected onto a reality which does
not and (because of its exclusive immediacy) cannot correspond to them.
43
Being asked what learning is the most necessary, he said, "Stripping
away and unlearning" (DL 6.7).
The goal of Cynic teaching was "that it should no longer be difficult
for the mind to be silent." 44
For the Cynics, phenomena can be dealt with legitimately only in a
nonverbal and nonconceptual cognition (phronesis -- the same word Plato
used for
"unhypothesized knowledge" [ = Sanskrit praja’+a’+a’]) which can only
result from the ultimate elenchus of stripping the mind of all the conceptions
with which it
ordinarily tries to deal with them. A phenomenon is either composite
or simple; if composite, it can be analyzed into simples (that is, its
parts can be named); if
simple, then no conception can apply to it (because a conception would
add something to it, destroying its simplicity); it can be known only by
a correspondingly
simple or postconceptual knower, the mind of the philosopher who has
cleared away the "smoke" of opinion.
The rejection of predication was accepted by the Cynics in general
and led to the concept of typhos, which was the center of their ontology
and
epistemology. The word means literally 'smoke' or 'mist', by extension
(and most commonly) 'illusion' or 'error'. Sextus Empiricus tells us (
AL 2.5) that the Cynic
Monimus said, panta typhos, "all things are like smoke." According
to Menander (ap. DL 6.83), he said, to hypolephthen pan esti typhos, "All
opinions are like
smoke," or "All opinions are delusions." We may compare the continually
repeated assertions of the Praja’+a’+a’pa’ramita’ texts (which according
to Edward Conze
are the immediate forebears of the Ma’dhyamika teachings 45) that all
things are like foam, or bubbles, or smoke, or cloud, "empty, false and
fleeting," "like a mock
show which deludes the mind," like a lightning flash, a dewdrop, a
dream, and so forth.
From the central conception of typhos the Cynics developed an ethic
which again is remarkably like that of the Buddhist schools which are based
on the
Ma’dhyamika. The sophos (sage or saint) who seeks to escape from illusion
through the askesis kai mache (the discipline and struggle) of philosophy,
must first
practice autarkeia (self-rule), the great principle of Diogenes, derived
from the example of Socrates, whereby all material and social habits and
all beliefs connected
with them are nullified through a realization of the emptiness, or
"smoke like" nature, of all opinions. Cynic sages, like Buddhist monks,
renounced home and
possessions and took to the streets as wanderers and temple beggars.
The related concepts of apatheia (nonreaction, noninvolvement and adiaphoria
(nondifferentiation) became central to the Cynic discipline. Certain
qualities lead to "virtue" (self-rule and freedom from the delusion of
opinion), others do not.
Beyond this, no distinctions are to be made. All things else are adiaphora
(nondifferent) from one another, and are alike to be treated with apatheia
(nonreaction),
an attitude which stands above pleasure and pain alike (and which seems
closely related to Buddhist upeks+a’+a’). When we add to this the ideal
of philanthropia
(universal loving kindness) which was elevated to great prominence
by Diogenes' pupil Crates, we have an attitude remarkably like the Maha’ya’na
Buddhist linkage
of praja’+a’+a’ and karuh+a’+a’.
The similarity could be extended through many details, of which I select
a few. The Cynic typically gave up his possessions and limited himself
to one robe, a bowl,
and a wallet; one might compare S+a’+a’ntideva's advice:
With the exception of the three robes of the monk, one ought to sacrifice
all ( BCA 5.87). 46
The Cynic's poverty and his practice in general are "for the salvation
of everyone" (10th Epistle of Diogenes). 47 Similarly S+a’+a’ntideva advises
the aspiring
bodhisattva to "act only for the welfare of sentient beings" ( BCA
5.101). 48 The Cynic lifestyle is based on a perception of suffering which
is much like the
Buddhist concept of dua’+a’kha; first, pain is more prominent in life
than pleasure; compare S+a’+a’ntideva:
Indeed, goodness is weak, but the power of evil is always great and
very dreadful ( BCA 1.6). 49
There is in fact no avoiding suffering, and the attempt to avoid it
is the surest way to increase it; acceptance is the surest way to mitigate
it:
Suffer, so that you may not suffer; by attempting not to suffer, suffering
is not avoided -- on the contrary, it is even pursued (4th Epistle of Crates).
50
We may compare S+a’+a’ntideva again:
... how difficult it is for happiness to be seized, while sorrow exists
without effort. And still, escape is only by means of sorrow: Therefore
make firm the mind! (
BCA 6.12).
Happiness, the goal of Cynic practice, is not pleasure, nor the avoidance
of pain (which is not to be hoped for), but consists of a complete independence
(autarkeia) which is called virtue:
Happiness is not pleasure, for which we need externals, but virtue,
which is complete without any externals (3rd Epistle of Crates). 51
This independence from externals restores man to his own mind, which
is "the only real thing that belongs to man." 52 As a result, says Crates,
"having nothing, we
have everything" (7th Epistle of Crates). 53 This virtue which is self-rule
which is wisdom consists precisely in "keeping the mind free from empty
fancies," 54 that
is, stripping away typhos (vikalpa,prapaa’+a’ca) so that the mind becomes
silent and equanimous. 55 Mankind is divided into the wise and the foolish,
the former
being freed from typhos, the latter enslaved to it. All this sounds
very much like the yogic paths of India, and specifically like the Buddhist
attitude toward mind as
expressed in the Sutta Nipa’ta and the Ma’dhyamika treatises.
Perhaps the most striking parallels occur between Cynicism and the
Ch'an and Zen traditions. Indeed, Cynicism seems almost a foreshadowing
of the "sudden
school" of Ch'an founded by Hui Neng in the seventh century. Some of
the similarities may be listed briefly.
1. The shortcut to enlightenment: the Theravadin texts say that the
Buddha toiled for thousands of lifetimes to become enlightened; Zen of
the sudden school aimed
to bypass all unnecessary aspects of practice (including, generally,
academic study) and achieve enlightenment in this lifetime. Similarly,
Cynicism was called the
"shortcut to happiness" (12th Epistle of Diogenes), "the short road
to happiness" (13th Epistle of Crates) (understanding by "happiness" not
a state of pleasure, but
an attitude of equanimity toward the fluctuations of pleasure and pain).
2. The nonreliance on scriptures: as Zen is said not to rely on scriptures
but to proceed more directly to enlightenment through life-practice, so
Diogenes wrote:
Avoid discoursing, for the long road to happiness is through discourses,
but that through the daily practice of deeds is the short way (21st Epistle).
As in Zen, the emphasis was always on direct practice, rather than
on study:
They also dispense with the ordinary subjects of instruction ... hence
it has been said that Cynicism is a short-cut to virtue (DL 6.104).
And Julian the Apostate:
It (Cynicism) seems to be in some ways a universal philosophy and the
most natural, and to demand no special study whatsoever ( 6th Oration,
187).
As Sayre noted, "The Cynics never had any canon or body of authoritative
writings similar to those of the Stoics and Epicureans." 56 We may compare
this with
Inada's statement that the Ma’dhyamikas "'commit to the flames matters
which have no immediate empirical concern." 57
3. Emphasis on the present moment and acceptance of it:
Teles quotes Crates as saying that a man should live contented with
present things, not desiring what is not present and not discontented with
chance happenings (
Stobaeus, Flor. 3.97.31).
Acceptance of the present moment seems to be the key to "sudden enlightenment"
among the Cynics. Teles said:
We should not try to change the things, but should prepare ourselves
to meet and endure them ( Stobaeus, Flor. 1.5.67).
Living from moment to moment dissolves goal-oriented activities and
thought processes and frees us from enslavement to a hypothetical future;
since concepts are
"like smoke," so are the various strivings which they bring with them.
We may compare the Heart Sutra (37ff.): "Because he attains nothing, the
bodhisattva lives
without thought-coverings [without "typhos"].... Through living without
thought-coverings ... he attains to nirvana." Like the Zen practitioner
who "eats when he is
hungry and sleeps when he is tired," the Cynic seeks to become hemerobios
(one who lives from day-to-day), responding to the present moment rather
than to
concepts about the future.
4. Sudden enlightenment: Plutarch attributes to the Stoics a view which
is widely regarded as Cynic in origin (and whose meaning the Stoic thinkers
compromised
somewhat):
The wise man in a moment of time changes from the lowest possible depravity
to an unsurpassable state of virtue ... The man who was the very worst
in the
morning becomes the very best in the evening ... ( Progress of Virtue,
75).
This sudden attainment through nonattainment is connected both with
the principle of self-rule and with the bypassing of systems and scriptures,
and we may
compare Hui Neng:
Since it is with our own efforts that we realize the Essence of Mind,
and since the realization and the practice of the Law are both done instantaneously
and not
gradually or stage by stage, the formulation of any system of law is
unnecessary. 58
If we look into the anecdotal traditions of these two schools we find
again an astonishing number of similarities. It is, for our purposes, a
matter of indifference
whether the anecdotal traditions are historical or fictional; they
are hagiography, and the point is that they show a similar conception of
what the wise man is and
how he passes on his wisdom. In both traditions the following elements
are prominent:
1. An overwhelming emphasis on teaching by example rather than
by discourse.
2. The frequent use of perverse, irrational, and/or violent examples
(Diogenes, like a Zen master, striking students with his staff to produce
sudden insights;
Diogenes sitting in the theatre gluing together the pages of a book
[ 33rd Epistle of Diogenes]).
3. A requirement of total dedication, and of signs of total dedication,
from the student. The story of Diogenes' application to study under Antisthenes
bears
comparison with the story of Bodhidharma's student cutting his arm
off:
On reaching Athens he fell in with Antisthenes. Being repulsed by him,
because he never welcomed pupils, by sheer persistence Diogenes wore him
out. Once
when he (Antisthenes) stretched out his staff against him, the pupil
offered his head with the words, "Strike, for you will find no wood hard
enough to keep me
away from you, so long as I think you've something to say." From that
time forward he was his pupil (DL 6.21).
4. The use of shocking and/or enigmatic verbal formulae as teaching
devices (for example, Crates: "Having nothing, we have everything").
5. An emphasis on hardihood, indifference to phenomena, and extreme
simplicity or frugality of physical milieu.
6. A mirthful attitude which often expresses itself as ridicule
of convention.
7. An extreme self-possession, a mental balance impossible to
disturb.
8. A tendency to reject or at least neglect inherited doctrines
such as reincarnation and purification, preferring the emptiness of no-doctrine.
We will consider briefly whether a diffusionist hypothesis can account
for these parallels. Sayre was so struck by the similarity between Cynics
and yogis that he
hypothezised Indian influence on Diogenes by way of Asian trade routes
to the Black Sea. 59 While the idea is not unattractive, and may even be
correct, the
evidence is hardly sufficient to establish it. Tarn has seriously weakened
belief in the so-called northern route from India to Greece by way of the
Caspian and
Black seas. 60
Most important, it is difficult to agree with Sayre's statement tt
"there were elements of Cynic teaching for which no Greek antecedents are
found." 61Apatheia and
adiaphoria are clear implications of both Parmenidean monism and Democritean
atomism; relativism and the rejection of traditional codes are at the heart
of the
sophistic movement; we need look no farther than Socrates for an example
of extreme hardihood, and the itinerant Orphic preachers show us a class
of "holy
beggars" who seem at times anyway to have advocated celibacy; the Cynic
espousal of cannibalism and other acts shocking to the Greek tradition
arises from a
combination of sophistic relativism with Herodotus 3.99. 62
Most scholars have preferred the historically solid occasion of Alexander
the Great's visit to India in 326 B.C, for the transmission of yogic ideas
into the Greek
"philosophies of retreat." But most of the features which might be
traced back to India had already appeared in Greece before Alexander's
expedition. It is certain,
for example, that the Antisthenean-Megarian rejection of conceptualization
preceded Alexander's visit to India, and thus we can rule out the suggestion
that Pyrrhon
of Elis, who accompanied Alexander, brought it back with him. 63 The
doctrine of apatheia (nonreactiveness) goes back in the Greek tradition
at least to
Speusippus and possibly to Democritus. The available evidence suggests
that Diogenes was teaching autarkeia (self-rule) as the means of escape
from typhos
(delusion) in Athens by about 340 B.C.64 But other elements of the
Cynic style are less firmly anchored to a pre-Alexandrian personality.
Crates, who may have
been the first Cynic to teach philanthropia (love for all beings rather
than just for those to whom we happen to be connected), was post-Alexandrian.
The explicit
emphasis on inner silence may be post-Alexandrian. But it at least
seems clear that the Greek "philosophies of retreat" were underway before
the opening of the
East by Alexander, and that there is no problem in deriving them from
exclusively Greek sources.
But the question whether the reducing dialectic may have diffused from
Greece into India during and/or after 326 B.C. is more difficult to deal
with due to the lack
of a precise and solid chronology for early Indian philosophy. The
Ma’dhyamika dialectic of course does not seem to arise until long after
the
Eleatic-Megarian-Cynic dialectic. Conze traces the Ma’dhyamika back
to the Praja’+a’+a’pa’ramita’ texts, and to these he assigns a date no
earlier than 100 B.C., 65
again well within the period of Greek influence on northwest India.
A recent suggestion that the roots of the Ma’dhyamika are to be found in
the Sutta Nipa’ta of the
Pali canon may (or may not) carry the tradition to a preAlexandrian
date 66; but in any case we do not find in the Sutta Nipa’ta any trace
of the specifically
dialectical approach.
It is interesting to note that according to Strabo, the Gymnosophists
(=Yogis) with whom Alexander's philosopher-pilot Onesicritus spoke taught
him:
That nothing that happens to a man is bad or good, opinions being merely
dreams,
and that:
the best philosophy (is) that which liberates the mind from (both)
pleasure and grief (Strabo, XV 1.65).
Clearly, then, the basic attitudes in question were present in pre-Alexandrian
India (whether or not these were Buddhists to whom Onesicritus talked),
but we still
have no sign of the dialectic itself having been practiced there before
the arrival of Greeks.
In other words, the possibility that Greek influence contributed to
the specifically dialectical formulation of Ma’dhyamika Buddhism, either
through the Bactrian and
Gandharan Greek centers of northwestern India (where the Prajña’pa’ramita’
school may have arisen 67), or through the Greco-Roman trading centers
like
Arikamedu (near the putative birthplace of Na’ga’rjuna), must be left
open. The Indo-Greeks, being outside the caste system, gravitated to Buddhism
and may well
have occupied prominent positions in the early Buddhist power structure.
Ašoka himself may have been either one-half or one-quarter Greek 68; his
career started
as viceroy of Taxila, a Greek center; he included Greeks among his
high officials and, when he sent out Buddhist missionaries, one of the
most famous (said to have
converted tens of thousands) was a Greek. 69 In the centuries following
Ašoka, and leading up to the time of the Ma’dhyamika school, Greek traders
opened up
southeast India as well as the northwest, and archaeological evidence
suggests that Greek influence penetrated from these frontier centers into
the interior. 70
Clearly the channels for diffusion were open, though we cannot point
to any specific mechanism. Certain post-Alexandrian developments in Greek
thought increase
the likelihood that such contact took place -- but that is a subject
for another paper.
NOTES
1 W. K. C. Guthrie, History of Greek Philosophy, 5 vols. (Cambridge:
Cambridge University Press, 1962-1975 ), 2:53.
2 See Richard H. Robinson, Early Ma’dhyamika in India and China (Madison, Wisconsin: University of Wisconsin Press, 1977 ), p. 42.
3 Th. Stcherbatsky, The Conception of Buddhist Nirva’na (The Hague:
Mouton, 1965 ), pp. 46-48; S. Radhakrishnan, Indian Philosophy (London:
George Allen
and Unwin, 1923 ), vol. 1, pp. 658-659, 662-669; D. T. Suzuki, On Indian
Mahayana Buddhism (New York: Harper and Row, 1968 ), pp. 109, 236, 270;
E.
Conze, Buddhist Thought in India (London: Abingdon Press, 1962 ), pp.
239-243; T. R. V. Murti, Central Philosophy of Buddhism (London: George
Allen and
Unwin, 1955 ), pp. 121-126.
4 Frederick Streng, Emptiness: A Study In Religious Meaning (Nashville,
Tennesse, 1967 );
"The Significance of Prata’tyasamutpa’da for Understanding the Relationship
Between Saa’va’+a’ti and Parama’rthasatya in Na’ga’rjuna", in M. Sprung,
ed., Two Truths
in Buddhism and Vedanta (Dordrecht, 1973 ), pp. 27-39; "The Process
of Ultimate Transformation in Na’ga’rjuna's Ma’dhyamika", The Eastern Buddhist
NS 11,
no. 2 ( October, 1978 ): 12-32; K. K. Inada, Na’ga’rjuna: A Translation
of His Ma’lamadhyamakaka’rika’ with an Introductory Essay (Tokyo: Hokuseido
Press,
1970 ), pp. 9-11,18, 21-24.
5 Streng, "The Significance of Prata’tyasamutpa’da", pp. 30-31.
6 See, for example, Murti, Central Philosophy of Buddhism, pp. 95-98, and Streng, Emptiness, p. 35.
7 It may possibly have appeared earlier in the works of Pythagorean
mathematicians, who employed it in their proof of incommensurability. See
W. and M. Kneal,
The Development of Logic (Oxford: Oxford University Press, 1962 ),
p. 8. For the view that the geometers learned it from the Eleatic philosophers
see H. D. P.
Lee, Zeno of Elea (Amsterdam, 1967 [1936]), p. 112; and A. Szabo, "Eleatica",
Acta Antiqua Academiae Scientiarum Hungaricae 3 ( 1955 ): 67-103, and "Wie
ist die Mathematik zu einer deduktiven Wissenschaft gewordena’" ibid.
4 ( 1956 ): 109-152. Szabo identifies the reductio ad absurdum in Eleatic
context as the
oldest form of logical argument.
8 Robinson, Early Ma’dhyamika, p. 42.
9 There is less than complete agreement on the purpose of the
"Stadium." For the view I am using, see Lee, Zeno of Elea, pp. 83-102.
For a contrary view see
Michael C. Stokes, One and Many in Presocratic Philosophy, Center for
Hellenic Studies Series (Cambridge, Mass.: Harvard University Press, 1971
), pp. 184ff.
It is not certain that Na’ga’rjuna turned his dialectic against the
particle view of space and time. Mark Siderits and J. Dervin O'Brien ("Zeno
and Na’ga’rjuna on
Motion", Philosophy East and West 26, ( 1976 ): 281-301) argue that
MK 2.3 is directed either against the view that both space and time are
discontinuous or
against the view that time is discontinuous and space continuous. The
interpretation is questionable, and I tend to follow Murti on this passage
instead. ( Murti,
Central Philosophy of Buddhism, p. 179.) Siderits and O'Brien's overall
view seems too dependent on Brumbaugh's reading of the Zenonian tetralemma
( Robert
S. Brumbaugh, The Philosophers of Greece [ New York: Crowell, 1964
], pp. 57-67), which, contrary to Siderits and O'Brien, is far from representing
a
consensus among Hellenists (see, for example, M. C. Stokes, One and
Many, pp. 175-217). Even on the Siderits/ O'Brien view, Zeno emerges as
more thorough
than Na’ga’rjuna in the "mathematical" dialectic against motion.
10 Translation as in Stokes, One and Many, p. 202.
11 Scholars in general once felt that Zeno's motive was the rather
Veda’ntin one of demonstrating that "motion is impossible", namely, that
the world of sense and
common sense is illusory; more recently he has been given the more
Ma’dhyamika motive of criticizing extant conceptualizations of space as
inadequate to account
for the obvious fact of motion. In either case, various "solutions"
of the paradoxes have been proposed: for "linguistic" solutions, see S.
Quan, "The Solution of the
Achilles Paradox", Review of Metaphysics 16 ( 1963 ): 473-485; Nelson,
"Zeno's Paradoxes on Motion", pp. 486-490; for "philosophical" solutions
by Bergson
and Russell see Leo Sweeney, Infinity in the Presocratics (The Hague,
1972 ), pp. 112-115; for mathematical solutions by Cantor and others, Florian
Cajori, "The
History of Zeno's Arguments on Motion", American Mathematical Monthly
22 ( 1915 ): 1-6, 39-47, 77-82, 109-115, 143-149, 179-186, 215-220, 253-258,
292-297.
12 See Murti, Central Philosophy of Buddhism, pp. 200-201. The same arguments occur in Sa’ntideva, BCA 9.87, 95/6.
13 Ibid., p. 178.
14 W. A. Heidel, "The Pythagoreans and Greek Mathematics", in
David J. Furley and R. E. Allen , eds., Studies in Presocratic Philosophy
vol. 1, The Beginnings
of Philosophy (New York: Humanities Press, 1970 ), p. 372, n. 51. Of
course the idea of Pythagorean atomism has been attacked (see especially
D. J. Furley,
Two Studies in the Greek Atomists [ Princeton, New Jersey: Princeton
University Press, 1967 ], pp. 44ff.); it should be noted that this view
of Zeno's motive is not
necessary to my analysis of Ma’dhyamika parallels.
15 Lee (Zeno of Elea, p. 26) argues that this is not Zeno's intention;
but the fact remains as Simplicius and Alexander stated it, whatever the
intention may have
been.
16 Encyclopedia of Philosophy (N.Y., 1967 ) 8, p. 377.
17 T. G. Sinnige, Matter and Infinity in the Presocratic Schools and Plato (Assen, 1968 ), p. 95.
18 Ibid., p. 109.
19 Murti, Central Philosophy of Buddhism, pp. 36-54. For a critique
of Murti's position see David J. Kalupahana, Causality: The Central Philosophy
of Buddhism
(Honolulu, Hawaii: The University Press of Hawaii, 1975 ), chapter
9.
20 For the text see Sextus, Adv. Math, 7.65ff. (=DK B3), and the Pseudo-Aristotelian work On Melissus, Xenophanes and Gorgias.
21 See, for example, T. Gomperz, Greek Thinkers (London, 1931 [1905]), vol. 1, p. 489, and W. K. C. Guthrie , History of Greek Philosophy, 3:273.
22 Marion L. Matics, Entering the Path of Enlightenment (New York: Macmillan, 1970 ), p. 133.
23 Streng, Emptiness, pp. 141, 143.
24 Edward J. Thomas, The History of Buddhist Thought 2d ed. (New York: Barnes and Noble, 1951 ), p. 218.
25 Translated as in Robinson, Early Ma’dhyamika, p. 40.
26 Guthrie, History of Greek Philosophy, 3:201.
27 Stephen Mitchell, ed., Dropping Ashes On The Buddha (New York: Grove Press, 1976 ), p. 126.
28 R. Robinson, Plato's Early Dialectic (Ithaca, New York: 1941 ), p. 82.
29 Murti, Central Philosophy of Buddhism, p. 95 (italics mine).
30 See Robinson, Plato's Early Dialectic, p. 78.
31 See Guthrie, History of Greek Philosophy, 5:53.
32 F. M. Cornford, Plato and Parmenides (London, 1950 [1939]).
33 J. Wahl, Étude sur le Parmnide de Platon (Paris, 1926
), pp. 43 and 88 (quoted by Guthrie, History of Greek Philosophy, 5:34.)
See also J. N. Findlay, Plato:
The Written and Unwritten Doctrines (London, 1974 ), pp. 229-254.
34 Translation as in Robinson, Plato's Early Dialectic, p. 157.
35 Ibid., p. 166.
36 Junjiro Takakusu, The Essentials of Buddhist Philosophy (Honolulu, Hawaii: Office Appliance Company, 1956 ), p. 101.
37 Wing-tsit Chan, A Sourcebook in Chinese Philosophy (Princeton, New Jersey: Princeton University Press, 1963 ), p. 359.
38 Translated as in Richard Mckeon, The Basic Works of Aristotle (NY, 1941 ), pp. 822-823.
39 The Megarian argument which Aristotle refers to may be Diodorus
Cronus' so-called Master Argument. The question involves much controversy
not strictly
relevant to this article. Diodorus also formulated four arguments against
motion which are basically refinements of Zeno and as such are, like Zeno's,
parallel to the
arguments in the second chapter of the Ma’dhyamikaka’rikas.
40 Whether or not this is historically accurate is irrelevant here: the early Cynics certainly adopted his attitudes, whether or not he was their official leader.
41 Murti, Central Philosophy of Buddhism, p. 295.
42 See Aristotle, Met. 1024b32ff., and 1043b23ff.
43 Guthrie, History of Greek Philosophy, 3:214; 5:45.
44 The 8th Epistle of "Heraclitus" in A. J. Malherbe, ed., TheCynic
Epistles: A Study Edition (Missoula, Montana: Scholars Press, 1977 ), p.
208. I will make
very sparing use of the Cynic Epistles, the earliest of which are dated
to circa 300 B.C., to illustrate teachings which seem already to have been
formulated in the
generation of Diogenes and his disciples. It is interesting to note
that Heraclitus, who of all early Greek thinkers is the closest to primitive
Buddhism, was the only
Presocratic to whom Cynic teachings are attributed in the Epistles.
45 Edward Conze, The Prajna’pa’ramita’ Literature ('s-Gravenhage, 1960 ).
46 Matics, Entering the Path of Enlightenment, p. 170.
47 In Malherbe, The Cynic Epistles, p. 103.
48 Matics, Entering the Path, p. 171.
49 Ibid., p. 143.
50 Malherbe, The Cynic Epistles, p. 56.
51 Ibid., p. 54.
52 E. Zeller, Socrates and the Socratic Schools (New York: Russell, 1962 ), p. 304 and n. 1.
53 Malherbe, The Cynic Epistles, p. 59.
54 Zeller, Socrates and the Socratic Schools, p. 306.
55 Ibid., p. 309 and n. 5.
56 Farrand Sayre, Diagenes of Sinope, A Study of Greek Cynicism (Baltimore, Maryland: 1938 ), pp. 34-35.
57 Inada, Na’ga’rjuna, p. 31.
58 Translation as in A. F. Price and Wong Mou-Lam, The Diamond Sutra and the Sutra of Hui Neng (N.Y., 1969 ), p. 87.
59 Sayre, Diogenes, p. 40.
60 For the northern route see G. MacDonald in E. J. Rapson, ed.,
The Cambridge History of India (Cambridge, 1922 ), vol. 1, p. 433; for
arguments against it,
W. W. Tarn, The Greeks In Bactria and India (Cambridge, 1951 ), pp.
112-113, 444, 488-490.
61 Sayre, Diogenes, p. 38.
62 Daniel H. H. Ingalls, "Cynics and Pasupatas: the Seeking of
Dishonor", HThR 55 ( 1962 ): 281-298), suggests that this aspect of Cynicism
originated in Black
Sea shamanism. I do not reject this possibility (which I will deal
with in detail elsewhere); my point is that this strain of Cynicism can
(pace both Sayre and Ingalls)
be accounted for from within the Greek tradition.
63 The opinion that Pyrrhonism sprang from its founder's experiences
in India is found in, for example, Conze, Buddhism, Its Essence and Development
(New
York: Peter Smith, 1959 ), pp. 140-143; G. Woodcock, The Greeks in
India (London, 1966 ), p. 27; C. J. DeVogel, Philosophia I (Assen, 1970
), p. 428, M.
Patrick, The Greek Skeptics (N.Y., 1929 ), p. 57; L. Robin, Pyrrhon
et le skepticisme grec (Paris, 1944 ), pp. 6, 8.
64 See Donald Dudley, The History of Cynicism (London, 1937 ), pp. 23ff.
65 E. Conze, "The Development of Prajna’pa’ramita’ Thought", in Thirty Years of Buddhist Studies (London, 1967 ), p. 124.
66 L. O. Gomez, "Proto-Madhyamika in the Pa’li Canon", Philosophy East and West 26 ( 1976 ): 137ff.
67 See Conze, The Prajna’pa’ramita’ Literature, p. 11.
68 See J. Allan, in The Cambridge Shorter History of India (Cambridge,
1934 ), p. 33; K. H. Druva , in Journal of the Bengal and Orissa Research
Society 16 (
1930 ): p. 35; W. W. Tarn, The Greeks in Bactria and India, pp. 152-153.
69 See Woodcock, The Greeks in India, chapter 3.
70 For some of the evidence of Greek activities in India, see
M. Cary and E. H. Warmington, The Ancient Explorers (Baltimore, Maryland:
Penguin Books, 1963
[1929]), pp. 101ff., and R. E. M. Wheeler , "Arikamedu: An India-Roman
Trading Station on the East Coast of India", in Ancient India 2 ( 1946
): 17-124.