Before one can reasonably investigate the question
of whether two things are identical, it stands to reason that one must
have a clear understanding not only of what counts as a thing but, even
more importantly, of what it means for two things to be identical. The
question of the nature of identity is indeed a perplexing one, and has
served as a starting point for much recent philosophical investigations.
It drove Frege to make the distinction between sense and reference,1 has
been a central factor in much of Quine's ontological analysis, and recently
has played a central role in Butchvarov protometaphysical Being Qua Being.2
The initial difficulty becomes apparent from the very way in which
the problem has been stated. If there really are two things, then how could
we correctly claim that they are identical, in the sense of numerical identity?
If there is only one thing, then why bother saying that it is identical?
As Wittgenstein says: "Roughly speaking, to say of two things that they
are identical is non-sense, and to say of one thing that it is identical
with itself is to say nothing at all."3 The question can be phrased as
exactly what is it being claimed to be identical in a true identity statement?
The other problems emerge when one investigates more general usages
of the concept of identity. We speak of two dresses as being identical,
two houses as being identical, two battle plans as being identical. In
these cases, do we have the central usages of the identity concept, leaving
the concept of numerical identity a limiting, perhaps even degenerate,
case? Or, is the concept of numerical identity the primary one with the
others being instances of identity in a certain respect or with reference
to a common property or set of properties? Would this later view commit
us to a thoery of numerical identity of properties, that is to say, a realist
theory of the universals?
A complete understanding of the problem of identity is ultimately going
to deal with all these questions. In this paper we will attempt to explicate
why some identity statements are tautologies, or even mere tautologies,
and others are nontautological and important. In doing this, we will first
of all present the distinction between formal and material identity and
then apply it to a famous philosophically perplexing issue--in particular,
the question of whether "tat tvam asi"4 is a tautology or a true and factual
statement about Brahman.
I
One more point needs to be investigated before we can consider whether
statements of formal identities are tautologies, or even 'mere tautologies'.
In one sense, an earlier sense, a tautology involves the unnecessary repetition
of the same idea in different words; it is sometimes called a "pleonasm."
In the more modern sense in which the word is used by most contemporary
philosophers, a
____________________
Philosophy East and West 34, no. 1 ( January, 1984 ). ©
by University of Hawaii Press. All rights reserved.
Bina Gupta is Associate Professor of Philosophy and Director
of the South Asia Language and Area Center at the University of Missouri.
William C. Wilcox is Associate Professor of Philosophy at the
Universty of Missouri.
tautology is a sentence that is true solely by virtue of its formal
structure. Some people reserve the word tautology simply for logical truths
or, possibly, for the subset of logical truths of propositional logic.
Others use the word in a broader sense, such that not only logical truth
but analytic propositions, that is to say, propositions which are reducible
to logical truths by the use of definition, would be considered tautologies.
One must be very careful to understand the sense in which the word is being
used. A tautology in the first sense given above, one which involves the
unnecessary repetition of words, need not, as in our example, even be true,
let alone necessarily true. "He is writing his own autobiography" could
very well be false because he is not writing an autobiography, not because
the autobiography that he is "is not writing" is not his. Or, perhaps,
after years of writing autobiographies for other people he may finally
get around to writing his own, in which case the repetition may be necessary
and quite informative. The second sense of tautology also does not appear
to be one under consideration here, since "tat tvam asi" is not an instance
of a structurally redundant sentence. It may be, however, that the sense
of tautology which we have indicated above means the same thing as "analytic."
"Thou art thou" would be a tautology in the first sense, but "thou art
that" would be a tautology only if "thou" and "that" were interdefinable,
or if the concept of one of these was contained in the other. This may
very well be the case, but it is not obviously so, and the claim that the
proposition in question is a tautology ought not to be accepted lightly.
Nevertheless, let's assume that in what follows (1) we have some usable
criteria for acceptable definitions, (2) that it is analytic propositions
and not tautologies that we are concerned with, and (3) that the necessity
of logical truths is not in question. Furthermore, nothing we will say
assumes that in order to be a necessary truth a proposition must be either
logically true or analytic.
In what follows we shall distinguish between formal identity statements
and material identity statements.5 A formal identity statement is a logical
truth, such as a = a; a material identity statement, a = b, may or may
not be a necessary proposition, or at least whether it can be or cannot
be ought to remain an open question. But if such a statement is necessary
must it be an analytic proposition, or could it be necessary in some other
sense? The meaningfulness, the importance, of material identity statements
is basically what is at issue.
In Being Qua Being, Butchvarov considers Frege's distinction between
sense and reference and concludes that in some ways it is important but
in other ways deficient. Butchvarov agrees that an expression has a sense
and a reference but concludes that the reference of such a referring expression
need not exist. He distinguishes between entities and objects, object being
the broader term, both entities and nonentities being objects. An existent
object is an entity. He states:
I shall refer to the domain of the logically first applications of
our conceptual apparatus, that is, the application of the concepts of identity
and existence, as the domain of objects, and to the domain that emerges
from it by virtue of these applications as the domain of entities.6
A statement of formal identity, that is to say, a = a, may be about
either entities or objects. A material identity statement, that is to say,
a = b, may be about either entities or objects, and it will be true if
the objects a and b are the same entity, that is to say, if the object
a exists and the object b exists and they are the same entity. It will
be false if the objects a and b both exist and are different entities.
It will also be false if one or both of the objects a and b are not entities.
Thus, we have what initially looks like Frege's distinction between
sense and reference with its application to the problem of identity but
with another layer inserted between the sense and the reference. Actually,
the argument is slightly more complicated than this, since the term in
question denotes or refers not to the entity, which may or may not exist,
but to the object which may exist whether the entity does or not. The reference
of a term is not to an entity but to an object. Frege is still not free
of Wittgenstein's dilemma. His analysis of identity statements still requires
the relata, if the identity statements are to be true, to be the same thing.
What Butchvarov's analysis adds is a further layer of things in terms of
which a true identity statement can be about two different things, and
yet in another sense of thing about a single thing. Thus, the basic problem
of determining whether a material identity statement is true is that of
determining whether each of two objects is possibly existent, whether they
do exist or not, and whether if they do exist they are the same entity.
There will be senses for which there are no corresponding objects, for
instance, objects whose existence would involve self-contradiction, and
since Butchvarov considers existence not to be a predicate, it will be
possible to completely identify an object without determining whether it
exists or not. The truth of a material identity statement, one which is
nonanalytic, will always be a factual question. In fact, it will be the
question whether something exists.
This helps solve the problem of how we are to understand material identity
statements. They appear to be about two different things. Not just about
two different things, following Frege, under two different modes of presentation,
but about two different things. And yet, if they are true they cannot be
about two different things. Butchvarov's solution is that a material identity
statement is about two different things, if we understand thing in the
sense of object, and yet, when we understand thing in the sense of entity,
they are about a single thing. Many objects can be the same entity and
the same entity can be many objects.
All of this, of course, depends upon the material identity statements
which we are discussing being nontautological or, better yet, being nonanalytic
in the sense that we have discussed above. If two terms are related to
each other in such a way that they must refer to the same object, whether
or not that object is an entity, then the statement is reducible, via definitional
substitution, to a formal identity, and as we have seen, a formal identity
is true whether the objects involved are entities or not. Thus, the problem
is, with respect to a material identity, firstly to determine whether the
terms in question are analytically or definitionally related
to each other, in which case it is not really a material identity,
and then factually to determine whether the distinct objects are really
entities.
Let us consider several examples. In a Victorian society, the expression
"my son's mother" has a certain sense and refers to an object and, possibly,
if I have a son, to an entity. The expression "my wife" has a sense and
refers to an object and, if I am married, to an entity. Given that this
is a Victorian society, however, the meaning of the phrase "my wife" being
identical to that of "my son's mother," "my son's mother is my wife" is
not really a material identity. It reduces, given the way those words would
function in such a society, to a formal identity whether or not I have
a son or a wife: The mother of my son and my wife would have to be the
same object. In a non-Victorian society, however, the phrase "my son's
mother"' has a sense and a reference, an object, and the phrase "my wife"
has a sense and a reference, another object, and nothing in the meaning
of either expression would require that they be the same object. I might
have a wife--and the object which is my wife may be an entity--but no son.
I may have a son--who, of course, would have a mother who would be an entity-but
no wife. It may be the case both that I have a wife and that my son has
a mother but that those two objects be different objects. The actual determinations
whether two objects are the same entity is based upon determining that
both objects exist and that they are the same entity.
Keeping this distinction between formal and material identity statements
in mind, we will now proceed to examine the famous identity statement "tat
tvam asi" in order to explicate its status as a claim. Is it an important
truth, or is it simply a mere tautology?
II
"Tat tvam asi" (that thou art) is one of the most important Upani?adic
statements, which occurs in the Ch?ndogya Upani?ad.7 Advaitins regard it
as the edifice on which their entire philosophy is based. Advaitins regard
it as the very foundation of their school because, in their opinion, this
statement clearly and undoubtedly points to the oneness of ultimate reality.
On the other hand, nonAdvaitins in the Ved?ntic tradition believe that
such oneness is neither intended nor implied by this statement. As a matter
of fact, the interpretation given to this statement to a large extent determines
the ontological and epistemological perspectives of the various schools
of Ved?nta. In fact, different schools of Ved?nta have given significantly
different interpretations of this famous mah?v?kya. The main purpose of
this section is (1) to give an Advaitin analysis of the statement in question,
and (2) to investigate what sense of identity is implied by it.
?a.kara claims that "tat tvam asi" should be understood as an assertion
of absolute identity between Brahman and the individual self (j?va). He
also claims that Brahman is different from the embodied self because the
Upani?ads repeatedly emphasize that Brahman is other than the embodied
self. How can that be possible? In his commentary on the Brahman S?tras,
?a.kara states:
But (says the opponent) there is a mention also of the non-distinction
between the two, such as--"That thou art". How can a distinction and non-distinction
which are contrary to each other be both possible? (We reply)--this is
no fault, because we have already established in several places, that according
to the maxim of "The Akasha and the Akasha of the pot", both are possible.
Besides, when the non-distinction (between the two) comes to be realized,
by means of such reference to non-distinction, as "That thou art", then
the nature of the transmigratory existence of the Jiva-Self, and the creative
activity of Brahma, both vanish, on account of the removal of the entire
set of transactions, depending upon the notion of distinction which is
but only a display of false ignorance, by true knowledge.8
Similarly, although there is only one self, the embodied self is taken
to be different from Brahman because of the limitations of mind and body.
Thus, we can see that ?a.kara clearly believes that individual self is
not different from Brahman.
To fully understand the significance of "tat tvam asi," one must obtain
an accurate knowledge of the constituents that make up the statement under
consideration. Therefore, before proceeding further let us examine briefly
what is meant by "tat"' and "tvam." According to the Advaitins, in "tat
tvam asi" if "tat" (that) is taken to refer to Brahman (pure consciousness)
and "tvam" (thou) is taken to refer j?va (embodied self), then one cannot
talk of identity between the two in any sense of the term. However, if
"tat" is understood as pure consciousness, direct and immediate, and "tvam"
is understood as pure consciousness, which underlies embodied being, it
is possible to talk of absolute identity between the two. In order to comprehend
the true meaning of the statement, constituent words must be taken in their
secondary meanings (the second sense) rather than their primary meanings
(the first sense). In the case of both "that" and "thou," part of the usual
meaning is left out and part is retained. In the case of "thou," egoism,
immediacy, and so forth are left out, and, in the case of "that," remoteness
and so forth are left out to arrive at the underlying unity. In Sanskrit
rhetorics, this method of finding out the secondary meaning by eliminating
differentiating elements is called jahal-ajahal-lak?a??. It differs from
ajahal-lak?a??, where the original meaning is preserved in its entirety,
and jahallak?a??, where the original meaning is entirely given up and a
quite new meaning is acquired. Thus, ?a.kara, following the method of jahal-ajahal-lak?a??,
maintains that "tat tvam asi" points to identity between Brahman and the
individual self. Pure consciousness is the reality underlying individual
mind/body complexes: the products of avidy? (ignorance). The self viewed
apart from n?ma-r?pa (name-form), apart from the psychophysical organism,
is identical with Brahman. As long as the individual self is under the
influence of ignorance, he is taken to be identical with the body, ego,
and so forth and therefore different from Brahman. And "tat tvam asi" points
to the reality in us as ultimate.
When ?a.kara maintains that "tat tvam asi" asserts the identity between
Brahman and the individual self, he is not talking of identity, meaning
tautology, in either of the senses explained in the first part of our paper:
It does not involve the unnecessary repetition of the same idea in different
words nor is it a tautology
in virtue of its formal structure. Because what is asserted is that
the underlying self of the individual is Brahman or ultimate reality. Each
individual qua individual is locked into subject/object distinctions. Through
scriptures, proper discipline, an individual comes to realize that there
is something changeless, permanent, behind all that appears in the world,
and that is Brahman.9 "Tat tvam asi" asserts that ?tman is Brahman which
must not be expressed as x = x because what is meant by ?tman for the individual
is different from what is meant by Brahman for the individual. Let us explain
it further with an example. When I say, "This is that John Hinkley who
shot the President," what am I really asserting? I am asserting that when
I saw John Hinkley for the second time testifying in the court, I immediately
recognized him to be the same person I talked with in the supermarket a
few months ago. When I report my observation to my friend after seeing
John the second time, I am not suggesting that the two places and times
are identical. It is quite possible that when I saw John the first time
a few months ago, he was fat and happy. When I say "This is that John ..."
I am not expressing an identity between his mutable, accidental characteristics,
that is, between fatness/slimness, happiness/sadness, and so forth, but
rather implying the identity of his being or personality devoid of all
accidental features. In the same fashion, when ?a.kara states that the
self is Brahman, he is not stating that the individual self characterized
by egoism and so forth is Brahman, but rather that the self apart from
these accidental characteristics is identical with Brahman. Therefore,
it is obvious we must conclude that ",?tman is Brahman" is not a tautology,
nor is it a superfluous or trivial statement. Perhaps, that is what Eliot
Deutsch is implying when he states: "Identity judgments such as ... 'Thou
art that'--are not for the Advaitin, mere tautologies...."10 What Deutsch
seems to be arguing is that all identity propositions are not tautologies,
nor are they superfluous, as Bradley claims. The identity proposition in
question is an important and significant statement in that it is "the concrete
representation of a movement of thought from one ontological level (of
particularity) through another (of universality) to yet another (of unity),
wherein the attainment of the latter negates the distinctions between the
former."11 We are in sympathy with Professor Deutsch's explication at this
point; in the later part of the paper we will show how the movement of
thought about which he talks might be clarified by the application of certain
distinctions by Butchvarov. Butchvarov talks about different ontological
categories, objects and entities, and argues that the truth of a material
identity statement depends upon objects being the same entity. That the
two objects are the same entity is a factual claim, yet underlying it,
at another ontological level, is the formal identity, the strict identity,
of an entity with itself. But we get ahead of ourselves.
Thus, it is not surprising that Advaita maintains that identity statements
are indeed highly significant. In the statement under consideration, "art"
is the "is" of identity, not of predication. It does not designate an action
enjoined, as there is no expected result. As the statement does not speak
of any relation between the
two, no further question is logically possible. An identity statement
is strictly akandartha: It refers to the absolutely simple reality. All
samsarg?vagrhi statements of the S-P form are relational propositions,
and the number of questions that can be raised about the subject of their
discourse is theoretically indeterminable. Therefore, it is not possible
to express their complete meaning with the help of any completed system
of propositions. In contrast, a proposition which only points to facts
and does not attempt to describe them does not give rise to any ?ka.sha
(expectation), and, consequently, there is no further need to explain the
meaning to satisfy ?ka.sha. Only an identity statement keeps one exclusively
confined to the present subject. ?a.kara states that:
Finally, here is this ultimate (decisive) argument to prove the oneness
of the Atman: viz, there is nothing further beyond it of which an expectancy
exists. While in an ordinary statement such as, 'one should make an offering,'
there arises the expectancy as to 'unto whom','with what', and 'in what
mode', no such expectancy is known to arise in connection with the declaration
... 'That thou art', or . . . 'I am Brahman', in as much as it intends
to convey the knowledge of the absolute oneness of the true essence of
everything. It is only when some other object exists as a remainder that
there might arise the expectancy; but there does not exist any other object
remaining apart from and beyond the Atman, which can give rise to the expectancy.
12
Sure?vara, a disciple of ?a.kara, though following the same line of
reasoning as his teacher with regard to "tat tvam asi," devoted greater
attention to this statement. In explaining its meaning in the third book
of Nai?karmya Siddhi, he emphatically rejects any suggestion that it is
relational in any sense of the term. He states:
In sentences like, "verily the ether in the jar is the ether in the
sky", we point not to a subject qualified by its predicate but to a reality
not directly expressed in the words of the sentence--to the ether unlimited
by pot or sky. So in sentences like "That thou art", we immediately receive
knowledge beyond the expressed meaning of the sentence.13
And if the meanings of the words are understood but the spiritual experience
does not arise, it will not help to invoke purely imaginary injunctions
to mediate. For there is no other meaning to be understood but that conveyed
by the holy texts themselves.14
Thus, it is clear that Sure?vara, following ?a.kara, upholds the immediacy
and finality of knowledge produced by the mah?v?kyas. The reality they
signify is absolutely simple, although taken at their face value such statements
do not appear to be any different from common relational statements.
We shall now examine the distinctions between material identity statements
and formal identity statements and between objects and entities and see
whether the application of these distinctions sheds any light upon our
problem. If a formal identity is of the form a = a, where the "is" is the
"is" of identity, then "tat tvam asi" is not a formal identity statement.
It seems, then, that it must be a material identity statement or not an
identity statement at all.
If the "is" is not the "is" of identity, then it would seem that it
must be the "is"
of predication or, possibly, of class membership. The latter can be
ruled out, on the grounds that the sentence is not a sentence about class
membership. Whatever "that" is, whatever Brahman is, it is not a collection
of anything according to ?a.kara. The class of men is the collection of
men, and while the class may be more than the mere assemblage of individuals,
it does contain them as members. No one seems to understand Brahman simply
as a collection of anything, even of all the individuals in the universe.
Accordingly, the "is" is not the "is" of class membership. A similar argument
should establish that it is not the "is" of predication either. That means
it must be the "is" of identity. Accordingly, what we do have is an identity
statement, and since it is not a formal identity statement it must be a
material identity statement.
Material identity statements can be broken into two classes: those
which are analytically true and those which are not analytically true.
The classical examples of analytically true material identity statements
come from mathematics. We are assured 3 + 1 is 4. Other examples would
involve male siblings and brothers and the other usual terms. We have already
seen that if "tat tvam asi" is, as some people have argued, a tautology,
then it must be because it is analytic in the sense of that word which
we have explained. If it is not analytic, then it must be synthetic, factual,
since the distinction is complete. The conclusion that we draw from our
brief discussion of ?a.kara seems to be that the statement is not analytic.
It is possible to define words for technical purposes, but if the truth
of the sentence in question is to have important consequences for us, then
it is essential that the words must be used in their ordinary senses. If
?tman and Brahman are, in fact, words that people use and understand, then
it should be as easy to determine that "?tman is Brahman," as it is to
confirm that "all bachelors are unmarried." People could not disagree over
whether bachelors are unmarried, and there is a great deal of disagreement
over the truth of "?tman is Brahman." And the disagreement does not seem
resolvable simply by going to the dictionary.
Hence, we conclude further that "tat tvam asi" is a material identity
statement. It says of two different objects, in Butchvarov's sense, that
they are, again in his sense, one entity. If, in fact, each object exists,
and each existent object is the same entity, then the material identity
statement is true. The movement between object and entity, or, better yet,
the relation between object and entity, is described by Butchvarov as follows:
The distinction between objects and entities is not a real distinction,
a distinction between classes of things, but a distinction of reason, a
distinction due solely to the application of concepts. An object is anything
that may be referred to, singled out for our attention, whether in perception,
thought, or discourse; it is anything that may be classified, subjected
to conceptualization. If the concepts of identity and existence are applicable
to it, that is, if it exists and if it is identical with some other objects,
then it is an entity.... This is why we can say, without paradox, that
material identity statements are both about objects and about entities.
If true, such a statement is about the entity that is each of the two objects
the statement is also about. And it is about objects because it asserts
of two objects that they are one and the same entity. Unlike a formal identity
statement, a material identity statement is about two objects. And, if
true, it is about one entity.15
If we apply this quotation to ?ankara's understanding of "tat tvam
asi," we can see that "thou" and "that" are different objects, again in
Butchvarov's sense, but yet a single entity. Butchvarov's distinction of
reason mirrors what is in ?a.kara a distinction in ontological levels.
It is a movement from the way in which we conceptualize the world to an
appreciation of the underlying reality that lies beyond that conceptualization.
It is a movement from the way we think about the world to the level of
ultimate reality: an ultimate reality which is independent of our thoughts
and concepts.
Finally, the difference between material identity statement and formal
identity statement is basically one which, although perhaps not always
by those names, has a long philosophical history. Formal identity statements
are those that are true formally. Material identity statements, narrowly
so called, are those which are not analytically true and hence reducible
to formal identity statements, and hence are true in virtue of some facts
in or about the world. What is new in Butchvarov's approach is the distinction
between objects and entities. Although both of these terms have a long
philosophical history, Butchvarov treats them as technical terms, introduced
to solve a particular problem. An object is the referent of a denoting
expression. It need not be, although the word has sometimes been used in
this way, a physical object. It need not be an object as opposed to a subject.
It need only be something which, at least potentially, could exist. An
entity is an object which has realized its potential for existence. It
need not be a physical entity; the number 5 exists and is not a physical
entity, and it need not be opposed to the subjective consciousness which
is aware of it. If pure consciousness, pure subjectivity, can be identified,
then it is an object, and if it exists, then it is an entity. ?a.kara's
Brahman is pure subject; it is an object in Butchvarov's sense. Butchvarov's
use of these words is clear enough, and it is obvious why he has chosen
them, but what he says applies only to his stipulated sense of the word.
Applying Wittgenstein's dilemma here, it seems that to say that "tat
tvam asi" is true is to say "nothing," and to say that they are different
is "non-sense." It is easily seen how Butchvarov's distinction between
objects and entities escapes Wittgenstein's criticism. A material identity
statement is both about one thing and about two things. It is about one
entity and two objects. In the sense that it is about one entity, it is
not "non-sense," in the sense that it is about two objects; it does not
say "nothing." Hence, it can be both true and informative.
We have indicated that the distinction between objects and entities
also might help to clarify ?a.kara's doctrine of different ontological
levels. We do not claim that this is an explication of ?a.kara's doctrine,
but only that it might be useful as a tool for understanding. To the extent
that it is such a useful tool it
enables one to describe what is basically indescribable (anirvacan?ya).
To understand that which cannot be understood is, on the one hand, a futile
goal, but on the other hand, it is a human being's highest achievement.
NOTES
1. Gottleb Frege, "Sense and Reference," Contemporary Philosophic
Logic, edited by I. M. Copi and J. A. Gould (New York: St. Martin's Press,
1978 ).
2. Panayot Butchvarov, Being Qua Being (Bloomington, Indiana:
Indiana University Press, 1979 ).
3. Ludwig J. Wittgenstein, Tractatus Logico-Philosophicus, translated
by D. F. Peers and G. F. McGuninness (London: Routledge and Kegan Paul,
1965 ), p. 105.
4. "Tat tvam asi" is one of the four mah?v?kyas, the four great
teachings of the Upani?ads.
5. Butchvarov, Being Qua Being, pp. 10-12.
6. Ibid., pp. 44.
7. Ch?ndogya Upani?ad, VI. viii. 3.
8. V. M. Apte, Brahma-S?tra Sh?nkara-Bh?sya (Bombay: Popular
Book Depot, 1960 ), II. i. 22, pp. 325-326.
9. Bina Gupta and William C. Wilcox, "Are all names of the absolute
synonymous?" Philosophy East and West 34, no. 3 ( July 1984 ).
10. Eliot Deutsch, Advaita Ved?nta: A Philosophical Reconstruction
(Honolulu, Hawaii: EastWest Center Press, 1969 ), p. 49.
11. Ibid.
12. S. K. Belvalkar, The Brahma-S?tras of B?dar?yana (Poona:
Bilvakunja Publishing House, 1938 ), p. 34.
13. A. J. Alston, trans., The Naiskarmya Siddhi of ?r? Sure?vara
(London: Shantisadan, 1959 ), p. 127.
14. Ibid., p. 195.
15. Butchvarov, Being Qua Being, p. 45.