Kha, cf. Greek Xaos, is generally "cavity";
and in the Rg Veda, particularly "the hole in the nave of a wheel through
which the axle runs" (Monier Williams). A. N. Singh has shown conclusively
that in Indian mathematical usage, current during the earlier centuries
of the Christian era, kha means "zero";(1) Suryadeva, commenting on Aryabhata,
says that "the khas refer to voids (khaini sunya upa lakptani) . . . thus
khadvinake means the eighteen places denoted by zeros." Among other words
denoting zero are sunya, akasa, vyoma, antariksa, nabha, ananta, and purna.(2)
We are immediately struck by the fact that the words sunya, "void," and
purna, "plenum," should have a common reference; the implication being
that all numbers are virtually or potentially present in that which is
without number; expressing this as an equation, o=x-x, it is apparent that
zero is to number as possibility is to actuality. ,.gain, employment of
the term ananta with the same reference implies an identification
of zero with infinity; the beginning of all series being thus the same
as their end. This last idea, we may observe, is met with already in the
earlier metaphysical literature, for example RV IV.I.II, where Agni is
described as "hiding both his ends (guhamano anta) "; AB 111.43, "the Agnistoma
is like a chariot wheel, endless (ananta)"; JUB 1.35, "the Year is endless
(ananta), its two ends (anta) are Winter and Spring . . . so is the endless
chant (anantam saman)." These citations suggest that it may be possible
to account for the later mathematicians selection of technical terms by
reference to an earlier usage of the same or like terms in a purely metaphysical
context.
Our intention being to demonstrate the native
connection of the mathematical terms kha, etc., with the same terms
as employed in purely metaphysical contexts, it will be necessary to prepare
the diagram of a circle or cosmic wheel (cakra, mandala) and to point out
the significance of the relationships of the parts of such a diagram according
to universal tradition and more particularly in accordance with the formulation
of the Rg Veda. Take a piece of blank paper of any dimensions, mark a point
anywhere upon it, and With this point as center draw two concentric circles
of any radii, but one much less than the other; draw any radius from the
center to the outer circumference. With exception of the center, which
as a point is necessarily without dimension, note that every part of our
diagram is merely representative; that is, the number of circles may be
indefinitely increased, and the number of radii likewise, each circle thus
filled up becoming at last a plane continuum, the extended ground of any
given world or state of being; for our purpose we are considering only
two such worlds mythologically speaking, Heaven and Earth, or psychologically,
the worlds of subject and object as forming together the world or
cosmos, typical of any particularized world which may be thought of as
partial within it. Finally, our diagram may be thought of either as consisting
of two concentric circles with their common radii and one common center,
or as the diagram of a wheel, with its felly, nave, spokes, and axle point.
Now in the first place, as a geometrical symbol,
that is to say with respect to measure or numeration, our diagram represents
the logical relationships of the concepts naught or zero, inconnumerable
unity, and indefinite multiplicity; the blank (sunnya) surface having no
numerical significance; the central point (Indu, bindu) being an inconnumerable
unity (inconnumerable, advaita, because there cannot be conceived a second
center); and either circumference an endless (ananta) series of points,
which may be thought of as numbers; the totality (sarvam) of the numbered,
that is to say individual, points representing the sum of a mathematically
infinite series extending from one to "infinity," and conceivable as plus
or minus according to the direction of procedure. The whole area (sarira)
delimited corresponds to place (desa), a revolution of the circles about
their center corresponds to time (kala) It will be observed further
that any radius connects analogous or corresponding points or numbers on
the two circumferences;(3) if, now, we suppose the radius of one or both
circles indefinitely reduced, which brings us to the central point as limiting
concept (that is also "as it was in the beginning"), it is evident that
even this point can be thought of only as a plenum of all the numbers represented
on either circumference.(4) on the other hand, this point, at the same
time that it represents an inconnumerable unity and, as we have seen, a
plenum, must also be thought of as representing, that is, as the symbol
of, zero, for two reasons: (1) inasmuch as the concept to which it refers
is by definition without place and without dimensions, and therefore nonexistent,
and (2) the mathematically infinite series, thought of as both plus and
minus according to direction, cancel out where all directions meet in common
focus.
So far as I know, Indian literature does not
provide a specifically geometrical exegesis exactly corresponding to what
is given in the preceding paragraph. What we do find in the metaphysical
and religious traditions is a corresponding usage of the symbol of the
Wheel (primarily the solar chariot, or a wheel thereof), and it is in this
connection that we first meet with some of the most significant of those
terms which are later on employed by the mathematicians. In RV 1.155.6
and 1.164.2, II, 13, 14, 48; AV x.8.4 7; KB xx.i; JUB 1.35; BU 1.5.15;
Svet. Up. 1.4; PS 6, and like texts, the year as an everlasting sequence
is thought of as an unwasting wheel of life, a revolving wheel of the Angels,
in which all things have their being and are manifested in succession;
"none of its spokes is last in order" (RV v.85.5) . The parts of the wheel
are named as follows: ani, the axle point within the nave (note that the
axle causes revolution, but does not itself revolve); kha, nabhi, the nave
(usually as space within the hub, occasionally as the hub itself); ara,
spoke, connecting hub and felly; nemi, pavi, the felly. It should be observed
that nabhi, from nabh, to expand, is also "navel"; similarly in anthropomorphic
formulation, "navel" corresponds to "space" (MU vi.6) ; in the Rg Veda,
the cosmos is constantly thought of as "expanded" (pi n) from this chthonic
center.
Certain passages indicating the metaphysical significance
of the terms ani, kha, and nabhi in the Rg Veda may now be cited. It should
be premised that we find here in connection with the constant use of the
wheel symbol, and absence of a purely geometrical formulation, the term
ani employed to express ideas later on referred to by the words indu or
bindu.(5) Vedic ani, being the axle point within the nave of the wheel,
and on which the wheel revolves, corresponds exactly to Dante's "il pumadello
stelo al cui la prima rota va dintorno" (Paradiso XIII.I I I2) .
The metaphysical significance of the ani is fully brought out in RV 1.35.6,
anim na rathyam amrta adhi tasthuh, "as on the axle point of the chariot
wheel are actually existent the undying [Angels or intellectual principles],"
which also supplies the answer to the well known problem, "How many Angels
can stand on the point of a needle?" More often the nave of the wheel,
rather than the axle point specifically, is treated as its center; nor
need this confuse us if we reflect that just as under limiting conditions
(indefinite reduction of the radius, or when the central point has been
identified but the circle not yet drawn) the center represents the circle,
so under similar conditions (metaphysically, in princi pio) the axle point
implies the nave or even the whole wheel the point without dimension, and
a principial space not yet expanded (or as the Rg Veda would express it,
"closed") being the same in reference. The nave then, kha or nabhi, of
the world wheel is regarded as the receptacle and fountain of all order,
formative ideas, and goods: for example, 11.28.5, rahydmato varuna kham
rtasya, "may we, O Varuna, win thy nave of Law"; viii.4I.6, where in Trita
Aptya "all oracles (kavyd) are set as is the nave within the wheel (cakre
nabhir iva) "; IV.28, where Indra opens the closed or hidden naves or rocks
(apihita . . . khani in verse I, apihitani asna in verse 5) and thus
releases the Seven Rivers of Life.(6) In v.32.I, where Indra breaks open
the Fountain of Life (utsam), this is again an emptying out of the hollows
(khani), whereby the fettered floods are released.
According to an alternative formulation, all
things are thought of as ante principium shut up within, and in principio
as proceeding from, a common ground, rock, or mountain (budhna, adri, parvata,
etc.): this ground, thought of as resting island like within the undifferentiated
sea of universal possibility (x.89.4, where the waters pour sagarasya budhnat),
is merely another aspect of our axle point (,dni), regarded as the primary
assumption toward which the whole potentiality of existence is focused
by the primary acts of intellection and will. This means that a priori
undimensioned space (kha, akasa, etc.) underlies and is the mother of the
point, rather than that the latter has an independent origin; and this
accords with the logical order of thought, which proceeds from potentiality
to actuality, nonbeing to being. This ground or point is, in fact, the
"rock of ages" (asmany anante, 1.130.3; adrim . . . acyutam, v1.i7.5) .Here
ante princi pium Agni lies occulted (guha santam, 1.141.3, etc.) as Ahi
Budhnya, "in the ground of space, concealing both his ends" (budhne rajaso
. . . guhamdno ants, iv.i.ii, where it may be noted that guhamano anta
is tantamount to ananta, literally "end less," "in finite," "eternal"),
hence he is called "chthonic" (nabhir agni prthivya, 1.59.2, etc.), and
is born in this ground (jayata prathamah . . . budhne, iv.i.ii) and stands
erect, Janus like, at the parting of the ways (ayor ha skambha . . . patham
visarge, x.5.6) ; hence he gets his chthonic steeds and other treasures
(asvabudhna, x.8.3; budhnya vasuni, v11.6.7) . It is only when this rock
is cleft that the hidden trine are freed, the waters flow (1.62.3, where
Brhaspati bhinad adrim and vidadgah; v.4i.i2, srnvanty dpah . . . adreh).
This is, moreover, a center without place, and hence when the Water s have
come forth (that is, when the cosmos has come to be) one asks, as in x.iii.8,
"where is their beginning (agram), where their ground (budnah), where now,
ye Waters, your innermost center (madhyam . . . antah) ?(7)
Thus metaphysically, in the symbolism of the
Wheel, the surface blank (sunya) in the initial nonbeing (asat) of any
formulation (samkalpa) represents the truly infinite (adin) and maternal
possibility of being; the axle point or nave, exemplary being (visvam ekam,
RV 111.54.8 = integral omnipresence); the actual construction, a mentally
accomplished partition of being into existences; each spoke, the integration
of an individual as nama rupa, that is, as archetypal inwardly and phenomenal
outwardly; the felly, the principle of multiplicity (visamatva). Or, employing
a more theological terminology : the undetermined surface represents the
Godhead (aditi, parabrahman, tamas, apah) ; the axle point or immovable
rock, God (aditya, aparabrahman, isvara, jyoti) ; the circle of the nave,
Heaven (svarga);any point on the circumference of the nave, an intellectual
principle (nama, deva) ; the felly, Earth with its analogous (anurupa)
phenomena (visva rupani); the construction of the wheel, the sacrificial
act of creation (karma,(8) srsti), its abstraction, the act of dissolution
(laya). Furthermore, the course (gati) of any individual upon the pathway
of a spoke is in the beginning centrifugal (pravrtta) and then again centripetal
(nivrtta), until the center (madhya) is found; and when the center of individual
being coincides with the center of the wheel, he is emancipated (mukta),
the extension of the wheel no longer involving him in local motion, at
the same time that its entire circuit now becomes for him one picture (jagaccitra)(9)
seen in simultaneity, who as "round about seer," paridrastr, n1ow "overlooks
everything," visvam . . . abhicaste, 1.164.44.
In order to understand the use of terms
for "space" (kha, ukasa, antarik~a, sunya, etc.)(10) as verbal symbols
of zero (which represents privation of number, and is yet a matrix of number
in the sense o=x-x),(11) it must be realized that akasa, etc., represent
primarily a concept not of physical space, but of a purely principal space
without dimension, though the matrix of dimension." For example, "all these
beings arise out of the space (akasad samapadyanta) and return into the
space (akasam pratyastam yanti). For the space is older than they, prior
to them, and is their last resort (parayanam)," CU I.9.I; "space is the
name of the permissive cause of individual integration (akaso vai nama
namarupayor nirvahita)," CU VIII.I4; and just as India "opens the closed
spaces (apihitj khani)," RV IV.2H.I, so the Self "awakens this rational
[cosmos] from chat space (akasat esa khalu idam cetamatram dobhayati),"
MU VI.I7, in other words, ex nihilo fit. Furthermore, the locus of this
"space" is "within you": "what i's the intrinsic aspect of expansion is
the supernal fiery energy in the vacance of the inner man (tat svarupam
nabhasah khe antarbhutasya yat param tejah)," MU VII.II;(13) and this same
"space in the heart" (antarhrdaya akasa) is the locus (dyatana, vesma,
nada, kosla, etc.) where are deposited in secret (guha nihitam) all that
is ours already or may be ours on any plane (loka) of experience (CU VIII.I.I
3). At the same time, in BU v.i, this "ancient space" (kha) is identified
with Brahman and with the Spirit (kham brahma, kham puranam, vayuram kham
iti), and this Brahman is at the same time a plenum or pleroma (purna)
such chat "when plenum is taken from plenum, plenum yet remains (14)
Here we get precisely that equivalence of kha and puma,
void and plenum, which was remarked upon as noteworthy in the verbal notation
of the mathematicians. The thought, moreover, is almost literally repeated
when Bhaskara in the Bijaganita(15) defines the term ananta thus: ayam
ananto rasih khahara ity ucyate. Asmin vikarah khahare na rasavapi pravistesvapi
nihsrtesu bahusvapi syal layasrstikale 'nante 'cyute bhutaganesu yadvat,
that is, "This fraction of which the denominator is zero, is called an
infinite quantity. In this quantity consisting of that which has cipher
for its divisor, there is no alteration, though many be added or subtracted;
just as there is no alteration in the Infinite Immovable (anante acyute)(16)
at the time of the emanation or resolution of worlds, though hosts of beings
are emanated or withdrawn."
It may be observed further that while in the
Rg Veda we "do not find the use of names of things to denote numbers, we
do find instances of numbers demoting things."(17) In vii.103.1, for example,
the number "twelve" denotes the "year"; in x.71.3, "seven" stands for "rivers
of life" or "states of being." It is thus merely a converse usage of words
when the mathematicians make use of the names of things to denote numbers;
to take the most obvious examples, it is just what should be expected,
when we find that r is expressed by such words as adi, indu, abja, prthvi;
2 by such as yama, asvina; 3 by such as agni, vaisvanara, haranetra, bhuvana;4.
by veda, dis, yuga, samudra, etc.; 5 by prana; 6 by rtu; and so forth.
It is not to be understood, of curse, that the number words are all of
Vedic origin; many suggest rather an Epic vocabulary, e.g., pandava for
5, while others, such as netra for 2, have an obvious and secular source.
In certain cases an ambiguity arises, for example, loka as representing
either 3 or 14, dis as representing 4 or 10, but this can be readily understood;
in the last mentioned case, for example, the quarters have been thought
of in one and the same cosmology as either four, or if we count up eight
quarters and half quarters, adding the zenith and nadir, as ten. Taken
in its entirety as cited by Singly the numeral vocabulary can hardly antedate
the beginning of the Christian era (we find that 10 is represented, among
other words, by avatara; and 6 by raga).
If we attempt to account for the forms of
the ideograms of numbers in a similar fashion, we shall be on much less
certain ground. A few suggestions may nevertheless be made. For example,
a picture writing of the nation "axle point" could only have been a "point,"
and of the concept "nave" could only have been a "round O," and both of
these signs are employed at the present day to indicate "zero." The upright
line that represents "one" may be regarded as a pictogram of the axis that
penetrates the naves of the dual wheel's, and thus at once unites and separates
Heaven and Earth. The Devandgari and Arabic signs for "three" correspond
to the trident (trisula), which is known to have been from very ancient.
times a symbol of Agni or Siva. A priori it might be expected that a sign
for "four" should be cruciform, following the notion of extension in the
directions of the four airts (dis); and in fact we find in Saka script
that "four" is represented by a sign X, and that the Devandgari may well
be ,thought of as a cursive form derived from a like prototype. Even if
there be sufficient foundation for such suggestions, it is hardly likely
that a detailed interpretation of ideograms of numbers above four could
now be deduced. We can only say that the foregoing suggestions as to the
nature of numerical ideograms rather support than counter the views of
those who seek to derive the origins of symbolism, script, and speech from
the concept of the circuit of the year.
It is, however, beyond question that many
of the verbal symbols the case of kha for "zero" is conspicuous used by
Indian mathematicians had. an earlier currency, that is to say before a
development of mathematical science as such, in a more universal, metaphysical
context. That a scientific terminology should thus have been formulated
on the basis of a metaphysical terminology, and by no means without a full
consciousness of what was being done (as the citation from Bhaskara clearly
shows), is not only in accordance with all that we know of the natural
course of Indian thought, which takes the universal for granted and proceeds
to the particular, but also admirably illustrates what from a traditionally
orthodox point of view would be regarded as constituting a natural and
right relationship of any special science to the metaphysical background
of all sciences. One is reminded of words in the Encyclical of Pope Leo
XIII, dated 1879, on the "Restoration of Christian Philosophy": "Hence,
also, the physical sciences, which now are held in so much repute, and
everywhere draw to themselves a singular admiration, because of the wonderful
discoveries made in them, would not only take no harm from a restoration
of the philosophy of the ancients, but would derive great protection from
it. For the fruitful exercise and increase of these sciences it is not
enough that we consider facts and contemplate Nature. When the facts are
well known we must rise higher, and give our thoughts with great care to
understanding the nature of corporeal things, as well as to the investigation
of the laws which they obey, and of the principles from which spring their
order, their unity in variety, and their common likeness in diversity.
It is marvelous what power and light and help are given to these investigations
by Scholastic philosophy, if it be wisely used . . . there is no contradiction,
truly so called, between the certain and proved conclusions of recent physics,
and the philosophical principles of the Schools." These words by no, means
represent a merely Christian apologetic, but rather enunciate u generally
valid procedure, in which the theory of the universal acts at the same
time with suggestive force and normatively with respect to more specific
applications. We may reflect, on the one hand, that the decimal system,
with which the concept "zero" is inseparably connected, was developed by
Indian scholars (18) who were very surely, as their own words prove, deeply
versed in and dependent upon an older and traditional metaphysical interpretation
of the meaning of the world; and on the other, that had it not been for
its boasted and long maintained independence of traditional metaphysics
(in which the principles, if not the facts, of relativity are explicit),
(19) modern scientific thought might have reached much sooner than has
actually been the case a scientifically valid formulation and proof of
such characteristic notions as those of an expanding universe and the finity
of physical space. What has been outlined above with respect to the special
science of mathematics represents a principle no less valid in the case
of the arts, as could easily be demonstrated at very great length. For
example, what is implied by the statement in ABVI.27, that "it Is in imitation
of the angelic works of art that any work of art such as a garment or chariot
is. made here, (20) is actually to be seen in the hieratic arts of every
traditional culture, and in the characteristic motifs of the surviving
, folk arts everywhere. Or in the case of literature: epic (Volsunga Saga,
Beowulf, the Cuchullain and Arthurian cycles, Mahdbhdrata, Buddhacarita,
etc.) and fairy tale (notably, for example, jack and the Beanstalk) repeat
with infinitely varied local coloring the one story of Jatavida, Genesis.(21)
The whole point of view can, indeed, be recognized in the Indian classification
of traditional literature, in which. the treatises (sastras) on auxiliary
science such as grammar, astronomy, law,(22) medicine, architecture, etc.,
are classed as Vedanga, "limbs or powers of the Veda," or as Upaveda",
accessory with respect to the Veda".
________________________________________________________________________________________
NOTES
1. Journal of the United .Provinces Historical Society, VII, 44 45,
62.
2 It may as well be pointed out here that although "the decimal notation must have been in existence and in common use among the mathematicians long before the idea of applying the place value principle to a system of word names could have been conceived" (ibid., p. 61 ), and although a decimal scale has actually been found at Mohenjo Daro (E.l.H. Mackay, "Further Excavations at Mohenjodaro," journal of the Royal Society of .Arts, LXXXII, 1934, 222) it is by no means the intention of the present article to present an argument for a Rg Vedic knowledge of either the decimal system or the concept of "zero" as such. Our purpose is merely to exhibit the metaphysical and ontological implications of the terms which were later on actually used by Aryabhata and Bhaskara, etc., to designate "zero," "one," and some higher numbers.
3. The familiar principle "as above, so below" is illustrated here.
4. The notion of exemplarism is expressed here, with respect to number or mathematical individuality.
5. Indu a occurs in the Rg Veda as "drop" in connection with Soma: in AV vii. r o9.6 as "point on a die"; and grammatically as the designation of Anusvara. PB vi.9.19-20 is of interest: indava Iva hi pitarah, mana iva, i.e., "the Patriarchs are as it were drops (indu in pl.), as it were the intellectual principle." In RV vI.44.22, Indu is evidently Soma; in vii.54.2, Vastospati.
6. The Rivers, of course, represent ensembles of possibility (hence they are often spoken of as "maternal") with respect to a like number of "worlds," or planes of being, as in I.22J6, prthivya sapta dhamabhih. Our terms kha, asna, etc., are necessarily employed in the plural when the "creation" is envisaged with respect to the cosmos not as a single "world," but as composed of two, three, or seven originally unmanifested but now to be conceptually distinguished "worlds"; the solar chariot having one, two, three, or seven wheels, accordingly. It is perhaps because the chariot of the Year is more often than not thought of as two wheeled (Heaven and Earth), and therefore provided with two analogous axle points, that ani was not later employed as a verbal symbol of "one."
7. Madhya is "middle" in all senses, and also algebraically "mean." For the metaphysical values, cf. RV madhye samudre, and utsasya madhye = sindhunam upodaye, as the place of Agni or Varuna, and in CU iii.ii.i, ekata madhye sthane, "single in the midmost station."
8. For the construction of the wheel, cf. RV vIII.77.3, akhidat khe aran iva khedaya, and the discussion in Coomaraswamy, "Angel and Titan: An Essay in Vedic Ontology," 1935.
9. Sankaracarya, Svatmanirupana 95.
10. Sunya does not appear in RV, though sunam occurs in the sense of "privation."
11. Observe that the dual series of plus and minus numbers represents "pairs of opposites," dvandvau.
12. C. A. Scharbrau, "Transzendenter Raum der Ewigkeit ist der Akasa vor allem auch da, wo er als Ausgangspunkt, als Schopfungsgrund and als Ziel, als A and 0 der Welt angcschaut wird," Die Idee der Schopfung in der vedischen Literatur (Stuttgart, tc~32), p. 56; "size which has no size, though the principle of size," Moister Eckhart, Evans ed., i.114.
13. Nabha, from nabh, to "expand," etc., as also in nabhi, "navel" and "nave." A secondary sense of nabh is "to destroy."
14. This text occurs in almost the same form in AV x.8.29.
15. Calcutta, 1917, pp. 17 z8.
16. Cf. asmany anante and adrim acyutam cited above, with the meaning "rock of Ages."
17. Singh, p. 56, (as cited in n. I).
18. "The place system of the Babylonians . . . fell on fertile soil only among the Hindus . . . . .Algebra, which is distinctly Hindu . . . uses the principle of local value" (M. J. Babb, in JAOS, LI, 1931, 52). That the "Arabic" numerals are ultimately of Indian origin is now generally admitted; what their adoption meant for the development of European science need not be emphasized.
19. Aryabhata, Aryabhatiya iv.9, "As a man in a boat going forward sees a stationary object moving backward, just so at Lanka a man sees the stationary asterisms moving backward."
20. See Coonmaraswamy, The Transformation o f Nature in Art, 1934, p. 8 and n. 8.
21. Cf. Ernest Siecke, Die Liebesgeschichte des Himmcls (Strassburg, 1892) ; and Alfred Jcretnlas, ..Band bueh der altoriewalisc hen Geiste shultur (Berlin, 19,29) p. x: ie Metischheitsbildung ist ein einheitliches Ganzes, and in den verschiedenen Kulturen fndet man die Dialekte der cinen Geis tessprache."
22. Even the "Machiavellian" Arthasastra (i.3) proceeds from the principle
svadharnnah svargaya anantyaya ca, tasya atikrame lokah sankarad
acchidyeta, "vocation leads to heaven and aeviternity; in case of a digression
from this norm, the world is brought to ruin by confusion."